Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aft, Forsyth & Company, Inc. | 1,960 | $448.5K | 0.35% | 00.0% | Unchanged |
| CWM Advisors, LLC | 1,971 | $450.9K | 0.06% | +135+7.4% | Added |
| Colony Family Offices, LLC | 1,971 | $451.0K | 0.17% | −125−6.0% | Reduced |
| Centurion Wealth Management LLC | 1,972 | $451.2K | 0.23% | −1−0.1% | Reduced |
| Cooper/Haims Advisors, LLC | 1,972 | $451.4K | 0.36% | +11+0.6% | Added |
| Bensler, LLC | 1,982 | $453.7K | 0.09% | +2+0.1% | Added |
| Callan Capital, LLC | 1,988 | $454.9K | 0.05% | 00.0% | Unchanged |
| Lester Murray Antman dba SimplyRich | 1,996 | $456.0K | 0.17% | 00.0% | Unchanged |
| Summit Financial, LLC | 1,994 | $456.4K | 0.04% | −124−5.9% | Reduced |
| Wealthsource Partners, LLC | 1,999 | $457.5K | 0.03% | −179−8.2% | Reduced |
| Bienville Capital Management, LLC | 2,000 | $457.7K | 0.18% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 2,000 | $458.0K | 0.15% | −250−11.1% | Reduced |
| Burns J W & Co Inc | 2,000 | $458.0K | 0.08% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $458.0K | 0.23% | 00.0% | Unchanged |
| Townsend Asset Management Corp | 2,015 | $461.1K | 0.24% | −5,995−74.8% | Reduced |
| Patten Group, Inc. | 2,017 | $461.5K | 0.14% | +304+17.7% | Added |
| Geller Advisors LLC | 2,019 | $462.0K | 0.07% | +351+21.0% | Added |
| Acropolis Investment Management, LLC | 2,020 | $462.2K | 0.04% | 00.0% | Unchanged |
| Total Investment Management Inc | 2,029 | $464.3K | 0.09% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 2,033 | $465.3K | 0.03% | −48−2.3% | Reduced |
| Fort Sheridan Advisors LLC | 2,045 | $468.0K | 0.12% | 00.0% | Unchanged |
| Source Financial Advisors LLC | 2,049 | $469.0K | 0.16% | −1,577−43.5% | Reduced |
| Chicago Partners Investment Group LLC | 2,107 | $470.8K | 0.03% | +258+14.0% | Added |
| AF Advisors, Inc. | 2,060 | $471.4K | 0.18% | 00.0% | Unchanged |
| Cahaba Wealth Management, Inc. | 2,061 | $471.6K | 0.05% | −55−2.6% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 2,062 | $471.9K | 0.13% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 2,062 | $471.9K | 0.25% | +47+2.3% | Added |
| Tarbox Family Office, Inc. | 2,071 | $473.9K | 0.10% | −311−13.1% | Reduced |
| BlueSky Wealth Advisors, LLC | 2,072 | $474.2K | 0.10% | −8−0.4% | Reduced |
| Wall Street Access Asset Management, LLC | 2,077 | $475.2K | 0.31% | +5+0.2% | Added |
| Atalanta Sosnoff Capital, LLC | 2,084 | $476.9K | 0.01% | −78−3.6% | Reduced |
| PDS Planning, Inc | 2,085 | $477.2K | 0.07% | +371+21.6% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,086 | $477.4K | 0.03% | +1,036+98.7% | Added |
| Arcus Capital Partners, LLC | 2,089 | $478.0K | 0.16% | +3+0.1% | Added |
| Financial Consulate, Inc | 2,100 | $480.6K | 0.17% | 00.0% | Unchanged |
| McBroom & Associates, LLC | 2,100 | $480.6K | 0.43% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 2,107 | $482.0K | 0.18% | +2,107 | New |
| Home Federal Bank of Tennessee | 2,109 | $482.6K | 0.18% | 00.0% | Unchanged |
| Planning Center, Inc. | 2,178 | $482.8K | 0.13% | 00.0% | Unchanged |
| First Financial Corp | 2,118 | $484.7K | 0.30% | −39−1.8% | Reduced |
| Capital Planning Advisors, LLC | 2,121 | $485.4K | 0.10% | +10+0.5% | Added |
| Woodmont Investment Counsel LLC | 2,138 | $489.3K | 0.05% | −2,710−55.9% | Reduced |
| Fukoku Mutual Life Insurance Co | 2,139 | $489.5K | 0.04% | −1,131−34.6% | Reduced |
| Sompo Asset Management Co., Ltd. | 2,140 | $489.7K | 0.10% | +260+13.8% | Added |
| Berger Financial Group, Inc | 2,145 | $490.9K | 0.06% | +4+0.2% | Added |
| Qsemble Capital Management, LP | 2,150 | $492.0K | 0.33% | +2,150 | New |
| Heron Financial Group, LLC | 2,152 | $492.4K | 0.27% | −95−4.2% | Reduced |
| Baldwin Brothers Inc | 2,156 | $493.4K | 0.04% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 2,157 | $493.7K | 0.32% | −27−1.2% | Reduced |
| LVM Capital Management Ltd | 2,160 | $494.0K | 0.07% | −75−3.4% | Reduced |
| Goepper Burkhardt LLC | 2,160 | $494.3K | 0.32% | 00.0% | Unchanged |
| Beverly Hills Private Wealth, LLC | 2,163 | $495.0K | 0.15% | +2,163 | New |
| Montag A & Associates Inc | 2,165 | $495.5K | 0.03% | 00.0% | Unchanged |
| Guardian Wealth Advisors, LLC | 2,165 | $495.5K | 0.09% | +91+4.4% | Added |
| Segment Wealth Management, LLC | 2,176 | $498.0K | 0.06% | −649−23.0% | Reduced |
| Summit Financial Strategies, Inc. | 2,177 | $498.2K | 0.10% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 2,179 | $498.6K | 0.04% | +8+0.4% | Added |
| TBH Global Asset Management, LLC | 2,182 | $499.3K | 0.11% | +439+25.2% | Added |
| Astoria Portfolio Advisors LLC. | 2,301 | $500.3K | 0.21% | +548+31.3% | Added |
| Derbend Asset Management | 2,194 | $502.1K | 0.38% | +10+0.5% | Added |
| Tolleson Wealth Management, Inc. | 2,200 | $503.0K | 0.13% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 2,201 | $503.7K | 0.07% | −54−2.4% | Reduced |
| Heartwood Wealth Advisors LLC | 2,204 | $504.4K | 0.08% | +700+46.5% | Added |
| Accredited Investors Inc. | 2,206 | $504.9K | 0.04% | −124−5.3% | Reduced |
| NCM Capital Management, LLC | 2,205 | $505.0K | 0.38% | 00.0% | Unchanged |
| Wimmer Associates 1, LLC | 2,391 | $505.2K | 0.32% | +20+0.8% | Added |
| Drive Wealth Management, LLC | 2,209 | $505.5K | 0.21% | +225+11.3% | Added |
| Soltis Investment Advisors LLC | 2,216 | $507.1K | 0.06% | 00.0% | Unchanged |
| Valmark Advisers, Inc. | 2,216 | $507.2K | 0.01% | +188+9.3% | Added |
| Larson Financial Group LLC | 2,222 | $508.5K | 0.06% | +141+6.8% | Added |
| Nwam LLC | 2,223 | $508.9K | 0.05% | −1,654−42.7% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,227 | $509.6K | 0.36% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 2,229 | $510.1K | 0.33% | −195−8.0% | Reduced |
| Core Alternative Capital | 2,236 | $511.6K | 0.07% | +299+15.4% | Added |
| W Advisors, LLC | 2,244 | $513.5K | 0.42% | −38−1.7% | Reduced |
| 180 Wealth Advisors, LLC | 2,249 | $514.7K | 0.12% | −31−1.4% | Reduced |
| Reynders McVeigh Capital Management, LLC | 2,250 | $515.0K | 0.04% | −156−6.5% | Reduced |
| HRT Financial LP | 2,253 | $515.0K | 0.01% | +2,253 | New |
| Platform Technology Partners | 2,258 | $516.7K | 0.26% | −248−9.9% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 2,301 | $516.7K | 0.14% | −1,117−32.7% | Reduced |
| Aberdeen Wealth Management LLC | 2,266 | $518.6K | 0.39% | 00.0% | Unchanged |
| Fiduciary Group LLC | 2,271 | $519.6K | 0.07% | −124−5.2% | Reduced |
| Capital Advisors Inc | 2,281 | $521.9K | 0.01% | +239+11.7% | Added |
| Stonebridge Capital Advisors LLC | 2,281 | $522.1K | 0.06% | −145−6.0% | Reduced |
| Buckingham Strategic Partners | 2,282 | $522.3K | 0.03% | −5,848−71.9% | Reduced |
| 626 Financial, LLC | 2,283 | $522.5K | 0.35% | −496−17.8% | Reduced |
| Mechanics Financial Corp | 2,300 | $526.3K | 0.31% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 2,306 | $527.7K | 0.07% | +64+2.9% | Added |
| Blueprint Investment Partners LLC | 2,306 | $527.7K | 0.12% | −834−26.6% | Reduced |
| Day & Ennis, LLC | 2,308 | $528.3K | 0.20% | +10.0% | Added |
| Marion Wealth Management | 2,311 | $529.0K | 0.20% | +8+0.3% | Added |
| Claris Advisors, LLC | 2,316 | $530.0K | 0.39% | −175−7.0% | Reduced |
| Athena Investment Management | 2,333 | $533.9K | 0.38% | −6−0.3% | Reduced |
| Trillium Asset Management, LLC | 2,460 | $538.0K | 0.02% | 00.0% | Unchanged |
| Greenwich Wealth Management LLC | 2,357 | $539.0K | 0.06% | +454+23.9% | Added |
| PSI Advisors, LLC | 2,355 | $539.0K | 0.26% | −1,823−43.6% | Reduced |
| Bath Savings Trust Co | 2,359 | $539.8K | 0.07% | +4+0.2% | Added |
| Advisors Management Group Inc | 2,361 | $540.0K | 0.17% | 00.0% | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,556 | $544.9K | 0.25% | −50−1.9% | Reduced |
| Lombard Odier Asset Management (USA) Corp | 2,382 | $545.1K | 0.09% | +2,382 | New |