Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Trust Co of Virginia | 1,640 | $375.3K | 0.04% | −105−6.0% | Reduced |
| Novare Capital Management LLC | 1,642 | $375.7K | 0.04% | −430−20.8% | Reduced |
| NewEdge Wealth, LLC | 1,643 | $376.0K | 0.01% | −10,082−86.0% | Reduced |
| Paulson Wealth Management Inc. | 1,645 | $376.4K | 0.17% | +52+3.3% | Added |
| Eaton Financial Holdings Company, LLC | 1,651 | $377.8K | 0.30% | 00.0% | Unchanged |
| Wendell David Associates Inc | 1,653 | $378.0K | 0.04% | 00.0% | Unchanged |
| Close Asset Management Ltd | 1,651 | $378.0K | 0.02% | +880+114.1% | Added |
| Moloney Securities Asset Management, LLC | 1,656 | $379.0K | 0.07% | −6,563−79.9% | Reduced |
| MCF Advisors LLC | 1,661 | $380.0K | 0.04% | −220−11.7% | Reduced |
| Red Door Wealth Management, LLC | 1,663 | $380.6K | 0.12% | −29−1.7% | Reduced |
| Pinnacle Financial Group, LLC | 1,666 | $381.2K | 0.23% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 1,673 | $382.9K | 0.04% | −342−17.0% | Reduced |
| Kaydan Wealth Management, Inc. | 1,677 | $383.8K | 0.16% | −55−3.2% | Reduced |
| Petrus Trust Company, LTA | 1,680 | $384.5K | 0.05% | +1,680 | New |
| LifeSteps Financial, Inc. | 1,684 | $385.4K | 0.41% | −90−5.1% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,684 | $385.4K | 0.03% | +225+15.4% | Added |
| Cassaday & Co Wealth Management LLC | 1,684 | $385.4K | 0.02% | −102−5.7% | Reduced |
| Summit Wealth Partners, LLC | 1,690 | $386.7K | 0.10% | 00.0% | Unchanged |
| Hohimer Wealth Management, LLC | 1,692 | $387.1K | 0.11% | +201+13.5% | Added |
| Guardian Wealth Management, Inc. | 1,695 | $387.9K | 0.37% | +354+26.4% | Added |
| LVW Advisors, LLC | 1,697 | $388.3K | 0.08% | +239+16.4% | Added |
| Thomas Story & Son LLC | 1,700 | $389.0K | 0.19% | 00.0% | Unchanged |
| Gillespie Robinson & Grimm Inc | 1,700 | $389.0K | 0.04% | −15−0.9% | Reduced |
| Trinity Financial Advisors LLC | 1,700 | $389.0K | 0.24% | 00.0% | Unchanged |
| New Republic Capital, LLC | 1,701 | $389.3K | 0.29% | +76+4.7% | Added |
| Fundamentun, LLC | 1,702 | $389.5K | 0.07% | −90−5.0% | Reduced |
| Silvia McColl Wealth Management, LLC | 1,704 | $389.9K | 0.39% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 1,707 | $390.6K | 0.00% | −15,576−90.1% | Reduced |
| Archford Capital Strategies, LLC | 1,830 | $390.8K | 0.08% | −20−1.1% | Reduced |
| BigSur Wealth Management LLC | 1,710 | $391.3K | 0.18% | 00.0% | Unchanged |
| Beach Investment Counsel Inc | 1,713 | $392.0K | 0.05% | −13,441−88.7% | Reduced |
| Check Capital Management Inc | 1,717 | $392.9K | 0.04% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,717 | $393.0K | 0.05% | +37+2.2% | Added |
| Rockingstone Advisors LLC | 1,724 | $394.5K | 0.24% | −90−5.0% | Reduced |
| Callan Family Office, LLC | 1,725 | $394.7K | 0.10% | −14,027−89.0% | Reduced |
| Latitude Advisors, LLC | 1,725 | $394.8K | 0.28% | −11−0.6% | Reduced |
| KG&L Capital Management,LLC | 1,727 | $395.2K | 0.21% | −3,178−64.8% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,728 | $395.3K | 0.08% | +410+31.1% | Added |
| Bard Financial Services, Inc. | 1,735 | $397.0K | 0.03% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 1,737 | $397.4K | 0.04% | −19−1.1% | Reduced |
| Advisory Resource Group | 1,739 | $398.0K | 0.11% | +10+0.6% | Added |
| Benchmark Wealth Management, LLC | 1,780 | $398.2K | 0.25% | +1+0.1% | Added |
| Per Stirling Capital Management, LLC. | 1,740 | $398.2K | 0.09% | +887+104.0% | Added |
| Sovereign Financial Group, Inc. | 1,744 | $399.1K | 0.15% | +5+0.3% | Added |
| Taylor Hoffman Wealth Management | 1,748 | $400.0K | 0.22% | +100+6.1% | Added |
| Marks Group Wealth Management, Inc | 1,748 | $400.0K | 0.05% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 1,752 | $401.0K | 0.14% | +1+0.1% | Added |
| Gradient Capital Advisors, LLC | 1,756 | $401.7K | 0.17% | +1+0.1% | Added |
| Summit X, LLC | 1,771 | $403.9K | 0.10% | +296+20.1% | Added |
| Alan B. Lancz & Associates, Inc. | 1,772 | $405.5K | 0.42% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 1,775 | $406.2K | 0.14% | 00.0% | Unchanged |
| LMR Partners LLP | 1,778 | $406.9K | 0.01% | +1,778 | New |
| Lakeside Advisors, INC. | 1,778 | $406.9K | 0.31% | +1+0.1% | Added |
| Cynosure Management, LLC | 1,782 | $407.8K | 0.62% | −1,818−50.5% | Reduced |
| Fortitude Advisory Group L.L.C. | 1,784 | $408.2K | 0.32% | +30+1.7% | Added |
| Wells Trecaso Financial Group, LLC | 1,785 | $408.5K | 0.19% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,785 | $408.5K | 0.10% | −56−3.0% | Reduced |
| Means Investment Co., Inc. | 1,789 | $409.5K | 0.07% | +87+5.1% | Added |
| Lafayette Investments, Inc. | 1,800 | $411.9K | 0.11% | +300+20.0% | Added |
| Baker Boyer National Bank | 1,801 | $412.1K | 0.16% | 00.0% | Unchanged |
| Legacy Advisors, LLC | 1,805 | $413.1K | 0.08% | +69+4.0% | Added |
| MBA Advisors LLC | 1,805 | $413.1K | 0.26% | 00.0% | Unchanged |
| Jeppson Wealth Management, LLC | 1,810 | $414.2K | 0.18% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 1,811 | $414.6K | 0.04% | −63−3.4% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,814 | $415.1K | 0.16% | 00.0% | Unchanged |
| North Point Portfolio Managers Corp | 1,816 | $415.6K | 0.07% | −22−1.2% | Reduced |
| Raab & Moskowitz Asset Management LLC | 1,822 | $416.9K | 0.15% | +96+5.6% | Added |
| Montz Harcus Wealth Management LLC | 1,833 | $419.4K | 0.39% | +9+0.5% | Added |
| NovaPoint Capital, LLC | 1,838 | $420.6K | 0.17% | +1,838 | New |
| Shoker Investment Counsel, Inc. | 1,838 | $420.8K | 0.18% | +9+0.5% | Added |
| Horst & Graben Wealth Management LLC | 1,841 | $421.0K | 0.10% | +9+0.5% | Added |
| Sterling Investment Advisors, Ltd. | 1,841 | $421.4K | 0.14% | −49−2.6% | Reduced |
| Rollins Financial | 1,848 | $423.1K | 0.14% | +470+34.1% | Added |
| Boston Financial Mangement LLC | 1,852 | $423.8K | 0.02% | −199−9.7% | Reduced |
| Pacitti Group Inc. | 1,856 | $424.8K | 0.31% | −125−6.3% | Reduced |
| Allstate Corp | 1,859 | $425.4K | 0.03% | −17,732−90.5% | Reduced |
| Olistico Wealth, LLC | 1,860 | $425.6K | 0.41% | +130+7.5% | Added |
| Smith Anglin Financial, LLC | 1,873 | $428.6K | 0.06% | +12+0.6% | Added |
| Landmark Financial Advisors, LLC | 1,873 | $428.6K | 0.19% | −120−6.0% | Reduced |
| Proficio Capital Partners LLC | 1,877 | $429.5K | 0.07% | −28−1.5% | Reduced |
| First Western Trust Bank | 1,878 | $429.8K | 0.02% | 00.0% | Unchanged |
| Diversified, LLC | 1,879 | $430.0K | 0.15% | −195−9.4% | Reduced |
| First American Bank | 1,884 | $431.1K | 0.04% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,886 | $431.5K | 0.37% | −118−5.9% | Reduced |
| Insight Advisors, LLC | 1,898 | $434.3K | 0.10% | −1,432−43.0% | Reduced |
| Oak Hill Wealth Advisors, LLC | 1,898 | $434.4K | 0.17% | −200−9.5% | Reduced |
| Winthrop Advisory Group LLC | 1,900 | $434.8K | 0.08% | −60−3.1% | Reduced |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $434.8K | 0.09% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,900 | $434.8K | 0.26% | 00.0% | Unchanged |
| Glassman Wealth Services | 1,902 | $435.3K | 0.08% | +190+11.1% | Added |
| Evermay Wealth Management LLC | 1,904 | $435.8K | 0.09% | +100+5.5% | Added |
| REDW Wealth LLC | 1,906 | $436.2K | 0.14% | +28+1.5% | Added |
| FAI Wealth Management | 1,910 | $437.1K | 0.40% | 00.0% | Unchanged |
| Martin Capital Advisors, LLP | 1,915 | $438.2K | 0.45% | −130−6.4% | Reduced |
| 1620 Investment Advisors, Inc. | 1,927 | $441.0K | 0.53% | +1,927 | New |
| L2 Asset Management, LLC | 1,934 | $442.6K | 0.26% | −106−5.2% | Reduced |
| MSH Capital Advisors LLC | 1,936 | $443.1K | 0.19% | −15−0.8% | Reduced |
| Donoghue Forlines LLC | 1,944 | $444.9K | 0.16% | +1,944 | New |
| Washburn Capital Management, Inc. | 1,945 | $445.1K | 0.38% | +1,945 | New |
| First Commonwealth Financial Corp | 1,957 | $447.8K | 0.16% | 00.0% | Unchanged |