Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bigelow Investment Advisors, LLC | 1,421 | $325.2K | 0.19% | −4−0.3% | Reduced |
| Abacus Wealth Partners, LLC | 1,512 | $325.2K | 0.11% | +96+6.8% | Added |
| Weil Company, Inc. | 1,422 | $325.4K | 0.15% | +1,422 | New |
| Northcape Wealth Management, LLC | 1,422 | $325.4K | 0.12% | +1,422 | New |
| Personal Cfo Solutions, LLC | 1,423 | $325.5K | 0.07% | −153−9.7% | Reduced |
| Integrated Investment Consultants, LLC | 1,424 | $325.9K | 0.10% | −185−11.5% | Reduced |
| Connectus Wealth, LLC | 1,424 | $326.5K | 0.01% | +1,424 | New |
| Sage Mountain Advisors LLC | 1,429 | $327.0K | 0.05% | +344+31.7% | Added |
| Asset Management Corp | 1,432 | $327.6K | 0.26% | +5+0.4% | Added |
| Laurel Wealth Advisors LLC | 1,437 | $328.8K | 0.07% | +867+152.1% | Added |
| South Street Advisors LLC | 1,440 | $329.5K | 0.07% | +50+3.6% | Added |
| Firethorn Wealth Partners, LLC | 1,518 | $329.8K | 0.26% | +4+0.3% | Added |
| TrinityPoint Wealth, LLC | 1,441 | $329.9K | 0.07% | −287−16.6% | Reduced |
| Cortland Associates Inc | 1,440 | $330.0K | 0.05% | +53+3.8% | Added |
| Silicon Hills Wealth Management, LLC | 1,443 | $330.2K | 0.20% | 00.0% | Unchanged |
| Signet Investment Advisory Group, Inc. | 1,445 | $330.7K | 0.23% | −10−0.7% | Reduced |
| First Community Trust NA | 1,450 | $331.8K | 0.39% | 00.0% | Unchanged |
| C2C Wealth Management, LLC | 1,505 | $331.9K | 0.05% | +1,505 | New |
| Crewe Advisors LLC | 1,451 | $332.0K | 0.05% | −45−3.0% | Reduced |
| Beaumont Financial Advisors, LLC | 1,460 | $334.0K | 0.03% | +131+9.9% | Added |
| North Star Asset Management Inc | 1,460 | $334.1K | 0.02% | 00.0% | Unchanged |
| Exencial Wealth Advisors, LLC | 1,462 | $334.6K | 0.02% | −92−5.9% | Reduced |
| Evanson Asset Management, LLC | 1,465 | $335.2K | 0.03% | +1+0.1% | Added |
| Regatta Capital Group, LLC | 1,402 | $335.9K | 0.12% | 00.0% | Unchanged |
| TFG Advisers LLC | 1,469 | $336.1K | 0.16% | +73+5.2% | Added |
| Plancorp, LLC | 1,470 | $336.4K | 0.02% | −66−4.3% | Reduced |
| Peddock Capital Advisors, LLC | 1,470 | $336.4K | 0.12% | +20+1.4% | Added |
| Cable Hill Partners, LLC | 1,475 | $337.7K | 0.05% | +443+42.9% | Added |
| Strategic Equity Management | 1,476 | $337.8K | 0.12% | +7+0.5% | Added |
| Tectonic Advisors LLC | 1,477 | $338.0K | 0.05% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,476 | $338.0K | 0.02% | −29−1.9% | Reduced |
| Acima Private Wealth, LLC | 1,478 | $338.2K | 0.17% | +57+4.0% | Added |
| L.M. Kohn & Company | 1,484 | $339.4K | 0.14% | +46+3.2% | Added |
| Rosenberg Matthew Hamilton | 1,485 | $339.8K | 0.11% | +60+4.2% | Added |
| Financial Partners Group, Inc | 1,486 | $340.1K | 0.08% | −75−4.8% | Reduced |
| Mountain Pacific Investment Advisers Inc | 1,490 | $341.0K | 0.02% | −561−27.4% | Reduced |
| Center For Asset Management LLC | 1,491 | $341.1K | 0.33% | +1+0.1% | Added |
| Chickasaw Capital Management LLC | 1,500 | $343.0K | 0.02% | 00.0% | Unchanged |
| Jupiter Wealth Management LLC | 1,500 | $343.3K | 0.32% | −452−23.2% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 1,500 | $343.3K | 0.19% | +4+0.3% | Added |
| Schulhoff & Co Inc | 1,500 | $343.3K | 0.16% | 00.0% | Unchanged |
| Rbo & Co LLC | 1,500 | $343.3K | 0.06% | 00.0% | Unchanged |
| Burton Enright Welch | 1,500 | $343.3K | 0.13% | 00.0% | Unchanged |
| Bell Bank | 1,502 | $343.7K | 0.04% | −9−0.6% | Reduced |
| Richwood Investment Advisors, LLC | 1,505 | $344.4K | 0.34% | 00.0% | Unchanged |
| Forte Capital LLC | 1,508 | $345.1K | 0.05% | +75+5.2% | Added |
| Fingerlakes Wealth Management, Inc. | 1,510 | $345.5K | 0.43% | +7+0.5% | Added |
| Krilogy Financial LLC | 1,512 | $346.0K | 0.03% | +170+12.7% | Added |
| Mengis Capital Management, Inc. | 1,512 | $346.2K | 0.07% | +25+1.7% | Added |
| Doliver Advisors, LP | 1,513 | $346.2K | 0.11% | −30−1.9% | Reduced |
| Mark Stevens | 1,514 | $346.5K | 0.04% | −12−0.8% | Reduced |
| EP Wealth Advisors, LLC | 7,586 | $347.0K | 0.01% | +1,870+32.7% | Added |
| Zullo Investment Group, Inc. | 1,518 | $347.5K | 0.22% | +73+5.1% | Added |
| BDO Wealth Advisors, LLC | 1,534 | $351.0K | 0.04% | 00.0% | Unchanged |
| GraniteShares Advisors LLC | 1,537 | $351.7K | 0.31% | −122−7.4% | Reduced |
| SAM Advisors, LLC | 1,540 | $352.4K | 0.16% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,542 | $352.9K | 0.05% | +6+0.4% | Added |
| One River Asset Management, LLC | 1,567 | $353.1K | 0.26% | +656+72.0% | Added |
| Sugarloaf Wealth Management, LLC | 1,543 | $353.3K | 0.09% | −16−1.0% | Reduced |
| KLCM Advisors, Inc. | 1,548 | $354.2K | 0.07% | −534−25.6% | Reduced |
| Quantum Financial Advisors, LLC | 1,552 | $355.3K | 0.11% | 00.0% | Unchanged |
| QCM Cayman, Ltd. | 1,554 | $355.6K | 2.23% | +1,554 | New |
| Corton Capital Inc. | 1,557 | $356.3K | 0.25% | −715−31.5% | Reduced |
| Stokes Family Office, LLC | 1,561 | $357.2K | 0.04% | −64−3.9% | Reduced |
| RKL Wealth Management LLC | 1,562 | $357.4K | 0.05% | −64−3.9% | Reduced |
| Smith Shellnut Wilson LLC | 1,563 | $357.7K | 0.22% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,563 | $357.7K | 0.20% | −95−5.7% | Reduced |
| Waters Parkerson & Co., LLC | 1,563 | $358.0K | 0.02% | −50−3.1% | Reduced |
| Davidson Investment Advisors | 1,570 | $359.3K | 0.02% | −110−6.5% | Reduced |
| Operose Advisors LLC | 1,576 | $360.7K | 0.18% | +6+0.4% | Added |
| WSFS Capital Management, LLC | 1,578 | $361.1K | 0.04% | 00.0% | Unchanged |
| Meredith Wealth Planning | 1,580 | $361.6K | 0.29% | +125+8.6% | Added |
| Frisch Financial Group, Inc. | 1,584 | $362.0K | 0.14% | +170+12.0% | Added |
| Regent Peak Wealth Advisors LLC | 1,588 | $363.4K | 0.11% | −56−3.4% | Reduced |
| Affinity Capital Advisors, LLC | 1,591 | $364.0K | 0.11% | +4+0.3% | Added |
| Trustco Bank Corp N Y | 1,591 | $364.1K | 0.40% | −150−8.6% | Reduced |
| DuPont Capital Management Corp | 1,595 | $365.0K | 0.02% | +115+7.8% | Added |
| IMS Capital Management | 1,600 | $366.1K | 0.22% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $366.1K | 0.13% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $366.1K | 0.25% | 00.0% | Unchanged |
| PFS Investments Inc. | 1,756 | $367.0K | 0.01% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 1,605 | $367.2K | 0.12% | +6+0.4% | Added |
| Cypress Asset Management Inc | 1,605 | $367.3K | 0.13% | +1,605 | New |
| Vishria Bird Financial Group, LLC | 1,606 | $368.0K | 0.24% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 1,608 | $368.0K | 0.23% | +45+2.9% | Added |
| Grove Bank & Trust | 1,609 | $368.2K | 0.08% | −157−8.9% | Reduced |
| Addison Capital Co | 1,614 | $369.0K | 0.28% | +72+4.7% | Added |
| Sanchez Wealth Management Group | 1,614 | $369.3K | 0.16% | +8+0.5% | Added |
| Thrive Wealth Management, LLC | 1,616 | $369.8K | 0.09% | +374+30.1% | Added |
| Bender Robert & Associates | 1,617 | $370.0K | 0.11% | 00.0% | Unchanged |
| Wealth Alliance | 1,618 | $370.3K | 0.06% | +12+0.7% | Added |
| Sunburst Financial Group, LLC | 1,620 | $370.7K | 0.14% | −47−2.8% | Reduced |
| Marietta Investment Partners LLC | 1,624 | $371.6K | 0.10% | 00.0% | Unchanged |
| American Money Management, LLC | 1,627 | $372.2K | 0.10% | +4+0.2% | Added |
| Sepio Capital, LP | 1,627 | $372.3K | 0.03% | +23+1.4% | Added |
| Insigneo Advisory Services, LLC | 1,629 | $372.8K | 0.12% | +20+1.2% | Added |
| Harvest Fund Management Co., Ltd | 1,631 | $373.0K | 0.08% | −1,701−51.1% | Reduced |
| Camden National Bank | 1,630 | $373.0K | 0.08% | +20+1.2% | Added |
| Atlas Private Wealth Management | 1,633 | $373.6K | 0.22% | −24−1.4% | Reduced |
| BNC Wealth Management, LLC | 1,636 | $374.3K | 0.21% | +3+0.2% | Added |