Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Indie Asset Partners, LLC | 1,220 | $279.3K | 0.33% | −100−7.6% | Reduced |
| Resource Consulting Group Inc | 1,223 | $279.9K | 0.07% | 00.0% | Unchanged |
| Gallagher Fiduciary Advisors, LLC | 1,223 | $280.6K | 0.02% | +1,223 | New |
| Compass Financial Advisors LLC | 1,228 | $281.1K | 0.36% | −70−5.4% | Reduced |
| State of Wyoming | 1,229 | $281.2K | 0.09% | −833−40.4% | Reduced |
| Gould Asset Management LLC | 1,230 | $281.5K | 0.08% | 00.0% | Unchanged |
| Cornerstone Retirement Group, Inc. | 1,230 | $281.5K | 0.08% | +26+2.2% | Added |
| Tortoise Investment Management, LLC | 1,232 | $281.9K | 0.04% | 00.0% | Unchanged |
| Keb Asset Management, LLC | 1,233 | $282.2K | 0.12% | +100+8.8% | Added |
| Alesco Advisors LLC | 1,234 | $282.4K | 0.01% | −161−11.5% | Reduced |
| Basepoint Wealth LLC | 1,234 | $282.5K | 0.24% | +3+0.2% | Added |
| BSW Wealth Partners | 1,235 | $282.5K | 0.06% | −40−3.1% | Reduced |
| Lavaca Capital LLC | 1,120 | $282.6K | 0.07% | −1,700−60.3% | Reduced |
| Beacon Financial Advisory LLC | 1,238 | $283.4K | 0.18% | 00.0% | Unchanged |
| Braun-Bostich & Associates Inc. | 1,239 | $283.5K | 0.67% | +281+29.3% | Added |
| Sound Income Strategies, LLC | 1,240 | $283.8K | 0.03% | −42−3.3% | Reduced |
| Univest Financial Corp | 1,241 | $284.0K | 0.09% | +207+20.0% | Added |
| American State Bank (Iowa) | 1,248 | $285.6K | 0.21% | +848+212.0% | Added |
| Revisor Wealth Management LLC | 1,249 | $285.8K | 0.26% | +1,249 | New |
| Relyea Zuckerberg Hanson LLC | 1,249 | $285.9K | 0.07% | −101−7.5% | Reduced |
| Oliver Luxxe Assets LLC | 1,250 | $286.1K | 0.08% | 00.0% | Unchanged |
| Ssi Investment Management LLC | 1,250 | $286.1K | 0.02% | −351−21.9% | Reduced |
| Stelac Advisory Services LLC | 1,253 | $286.7K | 0.12% | +23+1.9% | Added |
| Isthmus Partners, LLC | 1,257 | $287.7K | 0.04% | +150+13.6% | Added |
| Legacy Financial Advisors, Inc. | 1,257 | $287.8K | 0.06% | −5−0.4% | Reduced |
| Quent Capital, LLC | 1,259 | $287.8K | 0.05% | +162+14.8% | Added |
| Valley National Advisers Inc | 1,292 | $289.0K | 0.05% | 00.0% | Unchanged |
| Delphia (USA) Inc. | 1,266 | $289.7K | 0.35% | −826−39.5% | Reduced |
| SJS Investment Consulting Inc. | 1,268 | $290.2K | 0.08% | −2−0.2% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 1,270 | $290.5K | 0.04% | +2+0.2% | Added |
| Alpha Family Trust | 1,270 | $290.6K | 0.23% | 00.0% | Unchanged |
| Certified Advisory Corp | 1,271 | $290.8K | 0.05% | +227+21.7% | Added |
| GeoWealth Management, LLC | 1,272 | $291.0K | 0.03% | −299−19.0% | Reduced |
| Cornerstone Advisory, LLC | 1,274 | $291.4K | 0.05% | +8+0.6% | Added |
| Gilman Hill Asset Management, LLC | 1,280 | $292.9K | 0.06% | 00.0% | Unchanged |
| Capital Square, LLC | 1,402 | $293.4K | 0.27% | −132−8.6% | Reduced |
| Sandy Cove Advisors, LLC | 1,283 | $293.6K | 0.21% | 00.0% | Unchanged |
| Green Square Capital Advisors LLC | 1,287 | $294.5K | 0.04% | +1,287 | New |
| Bangor Savings Bank | 1,291 | $295.4K | 0.03% | −26−2.0% | Reduced |
| Register Financial Advisors LLC | 1,291 | $295.6K | 0.23% | −450−25.8% | Reduced |
| Garden State Investment Advisory Services LLC | 1,296 | $296.8K | 0.15% | −110−7.8% | Reduced |
| Landaas & Co | 1,298 | $297.0K | 0.14% | 00.0% | Unchanged |
| Eudaimonia Advisors LLC | 1,300 | $297.5K | 0.20% | +58+4.7% | Added |
| Gyroscope Capital Management Group, LLC | 1,300 | $297.5K | 0.08% | +1,300 | New |
| Quintet Private Bank (Europe) S.A. | 1,302 | $298.0K | 0.02% | +1,302 | New |
| Herold Advisors, Inc. | 1,304 | $298.5K | 0.10% | +51+4.1% | Added |
| Fagan Associates, Inc. | 1,310 | $299.8K | 0.07% | +137+11.7% | Added |
| Asset Allocation & Management Company, LLC | 1,313 | $300.0K | 0.12% | 00.0% | Unchanged |
| Barr E S & Co | 1,313 | $300.5K | 0.02% | −25−1.9% | Reduced |
| Sweeney & Michel, LLC | 1,329 | $301.2K | 0.16% | +1,329 | New |
| Intrua Financial, LLC | 1,438 | $301.3K | 0.06% | −1,065−42.5% | Reduced |
| Monarch Capital Management Inc | 1,317 | $301.4K | 0.09% | 00.0% | Unchanged |
| Millington Financial Advisors, LLC | 1,318 | $301.6K | 0.28% | +6+0.5% | Added |
| Old Second National Bank of Aurora | 1,319 | $301.8K | 0.09% | 00.0% | Unchanged |
| Prosperity Consulting Group, LLC | 1,322 | $302.4K | 0.19% | −119−8.3% | Reduced |
| OneAscent Wealth Management LLC | 1,324 | $303.0K | 0.12% | 00.0% | Unchanged |
| Provence Wealth Management Group | 1,325 | $303.2K | 0.20% | +325+32.5% | Added |
| Hall Laurie J Trustee | 1,330 | $305.0K | 0.13% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 1,335 | $305.7K | 0.06% | +145+12.2% | Added |
| Dudley Capital Management, LLC | 1,336 | $305.8K | 0.21% | +51+4.0% | Added |
| Coyle Financial Counsel LLC | 1,340 | $306.6K | 0.14% | 00.0% | Unchanged |
| CWS Financial Advisors, LLC | 1,340 | $306.6K | 0.12% | +16+1.2% | Added |
| Chesley Taft & Associates LLC | 1,343 | $307.3K | 0.02% | +48+3.7% | Added |
| McGowan Group Asset Management, Inc. | 1,344 | $307.5K | 0.05% | +1+0.1% | Added |
| Winslow Asset Management Inc | 1,345 | $308.0K | 0.07% | 00.0% | Unchanged |
| Birchcreek Wealth Management, LLC | 1,353 | $309.6K | 0.24% | +121+9.8% | Added |
| Seed Wealth Management, Inc. | 1,355 | $310.1K | 0.35% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 1,358 | $310.8K | 0.00% | +1,358 | New |
| Crescent Grove Advisors, LLC | 1,359 | $311.1K | 0.04% | +48+3.7% | Added |
| Waypoint Capital Advisors, LLC | 1,366 | $312.6K | 0.10% | −23−1.7% | Reduced |
| Destination Wealth Management | 1,367 | $312.9K | 0.01% | +448+48.7% | Added |
| Lakeview Capital Partners, LLC | 1,494 | $313.8K | 0.10% | 00.0% | Unchanged |
| Balboa Wealth Partners | 1,371 | $313.8K | 0.12% | −271−16.5% | Reduced |
| apricus wealth, LLC | 1,375 | $314.7K | 0.29% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 1,376 | $314.9K | 0.18% | −35−2.5% | Reduced |
| Blankinship & Foster, LLC | 1,377 | $315.1K | 0.14% | 00.0% | Unchanged |
| Warren Street Wealth Advisors, LLC | 1,379 | $315.6K | 0.22% | +23+1.7% | Added |
| Enterprise Financial Services Corp | 1,381 | $316.0K | 0.21% | −16−1.1% | Reduced |
| SFMG, LLC | 1,381 | $316.1K | 0.03% | +13+1.0% | Added |
| Liberty Wealth Management LLC | 1,378 | $316.8K | 0.07% | +1,378 | New |
| Nadler Financial Group, Inc. | 1,386 | $317.2K | 0.05% | +18+1.3% | Added |
| Westshore Wealth, LLC | 1,389 | $317.9K | 0.17% | +79+6.0% | Added |
| Everhart Financial Group, Inc. | 1,393 | $318.8K | 0.14% | +360+34.8% | Added |
| Gerber Kawasaki Wealth & Investment Management | 1,398 | $319.9K | 0.03% | +9+0.6% | Added |
| Ironwood Investment Management LLC | 1,400 | $320.4K | 0.20% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $320.4K | 0.87% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 1,400 | $320.4K | 0.04% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $320.4K | 0.19% | 00.0% | Unchanged |
| First National Corp | 1,401 | $320.5K | 0.08% | 00.0% | Unchanged |
| Prosperity Financial Group, Inc. | 1,403 | $321.1K | 0.32% | +14+1.0% | Added |
| WealthShield Partners, LLC | 1,406 | $321.8K | 0.05% | +76+5.7% | Added |
| Van Eck Associates Corp | 1,405 | $322.0K | 0.00% | +120+9.3% | Added |
| WestHill Financial Advisors, Inc. | 1,411 | $322.9K | 0.10% | −400−22.1% | Reduced |
| Ledyard National Bank | 1,412 | $323.1K | 0.04% | −115−7.5% | Reduced |
| Acas, LLC | 1,412 | $323.2K | 0.46% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 1,413 | $323.3K | 0.07% | −65−4.4% | Reduced |
| Avestar Capital, LLC | 1,414 | $323.6K | 0.07% | −120−7.8% | Reduced |
| CarsonAllaria Wealth Management, Ltd. | 1,414 | $323.7K | 0.27% | +5+0.4% | Added |
| Machina Capital S.A.S. | 1,416 | $324.0K | 0.28% | +1,416 | New |
| Occidental Asset Management, LLC | 1,420 | $325.1K | 0.08% | −50−3.4% | Reduced |