Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cedar Brook Financial Partners, LLC | 1,025 | $234.6K | 0.06% | −3−0.3% | Reduced |
| Accuvest Global Advisors | 1,030 | $236.0K | 0.11% | −1,030−50.0% | Reduced |
| FDx Advisors, Inc. | 985 | $236.0K | 0.01% | 00.0% | Unchanged |
| Grant Street Asset Management, Inc. | 1,034 | $236.6K | 0.10% | 00.0% | Unchanged |
| Centennial Wealth Advisory LLC | 1,035 | $236.8K | 0.13% | −555−34.9% | Reduced |
| JB Capital LLC | 1,036 | $236.9K | 0.02% | −7−0.7% | Reduced |
| Gryphon Financial Partners LLC | 1,037 | $237.3K | 0.06% | +14+1.4% | Added |
| Goodwin Daniel L | 1,040 | $238.0K | 0.12% | 00.0% | Unchanged |
| Halbert Hargrove Global Advisors, LLC | 1,041 | $238.3K | 0.02% | −12−1.1% | Reduced |
| Hourglass Capital, LLC | 1,042 | $238.5K | 0.09% | 00.0% | Unchanged |
| GSB Wealth Management, LLC | 1,044 | $239.0K | 0.08% | −124−10.6% | Reduced |
| Weybosset Research & Management LLC | 1,050 | $240.0K | 0.09% | 00.0% | Unchanged |
| Alerus Financial NA | 1,049 | $240.1K | 0.02% | −48−4.4% | Reduced |
| Greylin Investment Mangement Inc | 1,050 | $240.3K | 0.04% | 00.0% | Unchanged |
| Lifestyle Asset Management, Inc. | 1,053 | $241.0K | 0.16% | −401−27.6% | Reduced |
| Legacy Trust | 1,054 | $241.2K | 0.07% | 00.0% | Unchanged |
| Peterson Wealth Advisors, LLC | 1,054 | $241.2K | 0.07% | +67+6.8% | Added |
| Newbridge Financial Services Group, Inc. | 1,057 | $241.8K | 0.13% | −661−38.5% | Reduced |
| Mogy Joel R Investment Counsel Inc | 1,060 | $242.6K | 0.02% | 00.0% | Unchanged |
| Compass Financial Group, INC | 1,065 | $243.7K | 0.08% | +1,065 | New |
| First Affirmative Financial Network | 1,065 | $243.7K | 0.28% | −253−19.2% | Reduced |
| Cutler Group LP | 1,067 | $244.0K | 0.04% | −15,158−93.4% | Reduced |
| Purus Wealth Management, LLC | 1,069 | $244.7K | 0.19% | +130+13.8% | Added |
| Congress Park Capital LLC | 1,070 | $244.9K | 0.15% | +70+7.0% | Added |
| Silvant Capital Management LLC | 1,076 | $246.2K | 0.02% | 00.0% | Unchanged |
| MQS Management LLC | 1,077 | $246.5K | 0.16% | +1,077 | New |
| Consilium Wealth Advisory, LLC | 1,077 | $246.5K | 0.21% | 00.0% | Unchanged |
| ERTS Wealth Advisors, LLC | 1,080 | $247.1K | 0.06% | −320−22.9% | Reduced |
| Anchor Capital Advisors LLC | 1,080 | $247.1K | 0.01% | 00.0% | Unchanged |
| Kessler Investment Group, LLC | 1,080 | $247.3K | 0.17% | +30+2.9% | Added |
| Capital Advisors Wealth Management, LLC | 1,081 | $247.5K | 0.07% | 00.0% | Unchanged |
| Bristlecone Advisors, LLC | 1,083 | $247.8K | 0.03% | −109−9.1% | Reduced |
| Private Portfolio Partners LLC | 1,084 | $248.1K | 0.07% | +5+0.5% | Added |
| KLR Investment Advisors, LLC | 1,086 | $248.5K | 0.22% | +17+1.6% | Added |
| Beacon Capital Management, LLC | 1,087 | $248.6K | 0.07% | −6−0.5% | Reduced |
| Camden Capital, LLC | 1,087 | $248.7K | 0.04% | +71+7.0% | Added |
| Covenant Asset Management, LLC | 1,087 | $248.8K | 0.08% | +235+27.6% | Added |
| Beddow Capital Management Inc | 1,090 | $249.0K | 0.12% | 00.0% | Unchanged |
| Middleton & Co Inc | 1,090 | $249.4K | 0.04% | 00.0% | Unchanged |
| Baxter Bros Inc | 1,090 | $249.4K | 0.04% | 00.0% | Unchanged |
| LifePro Asset Management | 1,043 | $249.9K | 0.18% | 00.0% | Unchanged |
| Jarislowsky, Fraser Ltd | 1,097 | $251.0K | 0.00% | 00.0% | Unchanged |
| Bridgefront Capital, LLC | 1,098 | $251.3K | 0.15% | +1,098 | New |
| Royal Capital Wealth Management, LLC | 1,100 | $252.0K | 0.25% | −58−5.0% | Reduced |
| Cheviot Value Management, LLC | 1,103 | $252.4K | 0.06% | −5−0.5% | Reduced |
| Hengehold Capital Management LLC | 1,110 | $254.0K | 0.03% | 00.0% | Unchanged |
| Executive Wealth Management, LLC | 1,110 | $254.2K | 0.03% | −43−3.7% | Reduced |
| Institutional & Family Asset Management, LLC | 1,112 | $254.4K | 0.04% | +5+0.5% | Added |
| Future Financial Wealth Managment LLC | 1,108 | $254.7K | 0.28% | 00.0% | Unchanged |
| JSF Financial, LLC | 1,115 | $255.1K | 0.10% | +115+11.5% | Added |
| Wealth Dimensions Group, Ltd. | 1,115 | $255.1K | 0.10% | +56+5.3% | Added |
| Bremer Bank National Association | 1,117 | $255.6K | 0.05% | 00.0% | Unchanged |
| Davidson Trust Co | 1,117 | $255.6K | 0.20% | +1,117 | New |
| Spring Capital Management, LLC | 1,120 | $256.3K | 0.21% | 00.0% | Unchanged |
| LJI Wealth Management, LLC | 1,122 | $256.8K | 0.08% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 1,133 | $259.3K | 0.18% | 00.0% | Unchanged |
| Polaris Wealth Advisory Group, LLC | 1,133 | $259.3K | 0.02% | −33,500−96.7% | Reduced |
| Oakworth Capital, Inc. | 1,135 | $259.7K | 0.02% | 00.0% | Unchanged |
| Coastwise Capital Group, LLC | 1,137 | $260.2K | 0.30% | −3−0.3% | Reduced |
| Tiedemann Advisors, LLC | 1,137 | $260.3K | 0.01% | +5+0.4% | Added |
| Calamos Wealth Management LLC | 1,142 | $261.3K | 0.02% | −102−8.2% | Reduced |
| Oxford Financial Group Ltd | 1,143 | $261.5K | 0.03% | +1,143 | New |
| Van Hulzen Asset Management, LLC | 1,143 | $262.0K | 0.02% | −1,999−63.6% | Reduced |
| SkyOak Wealth, LLC | 1,148 | $262.8K | 0.08% | +9+0.8% | Added |
| Pacific Global Investment Management CO | 1,149 | $263.0K | 0.06% | −45−3.8% | Reduced |
| Evoke Wealth, LLC | 1,150 | $263.2K | 0.01% | +1,150 | New |
| Epic Trust Investment Advisors, LLC | 1,155 | $264.3K | 0.33% | +10+0.9% | Added |
| Dentgroup LLC | 1,159 | $265.2K | 0.21% | +1+0.1% | Added |
| Five Oceans Advisors | 1,159 | $265.2K | 0.17% | +60+5.5% | Added |
| PBMares Wealth Management LLC | 1,161 | $265.8K | 0.10% | −440−27.5% | Reduced |
| Jessup Wealth Management, Inc | 1,164 | $266.3K | 0.16% | +5+0.4% | Added |
| Gsa Capital Partners LLP | 1,168 | $267.0K | 0.03% | +1,168 | New |
| WNY Asset Management, LLC | 1,170 | $267.7K | 0.06% | −50−4.1% | Reduced |
| True Capital Management | 1,170 | $267.8K | 0.18% | +64+5.8% | Added |
| Old Point Trust & Financial Services N A | 1,173 | $268.4K | 0.12% | +53+4.7% | Added |
| Mount Vernon Associates Inc | 1,176 | $269.0K | 0.32% | 00.0% | Unchanged |
| Wallace Advisory Group, LLC | 1,177 | $269.3K | 0.20% | −16−1.3% | Reduced |
| Keebeck Alpha, LP | 1,177 | $269.3K | 0.31% | +1,177 | New |
| FSB Premier Wealth Management, Inc. | 1,182 | $270.6K | 0.15% | −628−34.7% | Reduced |
| Westover Capital Advisors, LLC | 1,183 | $270.7K | 0.10% | 00.0% | Unchanged |
| Brogan Financial, Inc. | 1,184 | $271.0K | 0.23% | +2+0.2% | Added |
| Hamilton Capital, LLC | 1,185 | $271.2K | 0.02% | −54−4.4% | Reduced |
| CapWealth Advisors, LLC | 1,186 | $271.4K | 0.03% | +10+0.9% | Added |
| Canal Capital Management, LLC | 1,188 | $271.9K | 0.06% | +4+0.3% | Added |
| TruWealth Advisors, LLC | 1,190 | $272.3K | 0.02% | −8−0.7% | Reduced |
| Sage Investment Advisers LLC | 1,191 | $272.5K | 0.36% | +56+4.9% | Added |
| First Nebraska Trust Co | 1,192 | $272.8K | 0.03% | −534−30.9% | Reduced |
| TD Ameritrade Investment Management, LLC | 1,193 | $273.0K | 0.00% | −378−24.1% | Reduced |
| CJM Wealth Advisers, Ltd. | 1,194 | $273.3K | 0.16% | +1+0.1% | Added |
| Acorn Financial Advisory Services Inc | 1,194 | $273.3K | 0.05% | −5−0.4% | Reduced |
| Objective Capital Management, LLC | 1,198 | $274.1K | 0.25% | −4−0.3% | Reduced |
| Lumature Wealth Partners, LLC | 1,200 | $274.6K | 0.15% | −32−2.6% | Reduced |
| Fca Corp | 1,200 | $274.6K | 0.10% | 00.0% | Unchanged |
| Clear Street Markets LLC | 1,200 | $275.0K | 0.08% | −1,257−51.2% | Reduced |
| Hutchinson Capital Management | 1,202 | $275.1K | 0.07% | +7+0.6% | Added |
| Breakwater Capital Group | 1,203 | $275.3K | 0.12% | +38+3.3% | Added |
| Greenline Partners, LLC | 1,205 | $275.8K | 0.05% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 1,211 | $277.2K | 0.26% | +386+46.8% | Added |
| Joule Financial, LLC | 1,212 | $277.4K | 0.15% | +94+8.4% | Added |
| HF Advisory Group, LLC | 1,220 | $279.2K | 0.25% | +37+3.1% | Added |