Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carmel Capital Partners, LLC | 795 | $181.9K | 0.11% | +795 | New |
| Ahrens Investment Partners LLC | 821 | $187.9K | 0.09% | −548−40.0% | Reduced |
| RFP Financial Group LLC | 841 | $192.4K | 0.22% | −3,279−79.6% | Reduced |
| Versant Capital Management, Inc | 865 | $196.2K | 0.07% | +234+37.1% | Added |
| Orion Capital Management LLC | 869 | $198.9K | 0.13% | 00.0% | Unchanged |
| Jmac Enterprises LLC | 875 | $200.2K | 0.05% | −410−31.9% | Reduced |
| HTG Investment Advisors, Inc. | 875 | $200.2K | 0.18% | −31−3.4% | Reduced |
| Adams Wealth Management | 876 | $200.5K | 0.06% | 00.0% | Unchanged |
| Kornitzer Capital Management Inc | 887 | $203.0K | 0.00% | 00.0% | Unchanged |
| STAR Financial Bank | 887 | $203.0K | 0.20% | +887 | New |
| WealthPlan Investment Management, LLC | 890 | $203.7K | 0.04% | −6,940−88.6% | Reduced |
| Ballew Advisors, Inc | 849 | $205.4K | 0.15% | +2+0.2% | Added |
| One Charles Private Wealth Services, LLC | 897 | $205.4K | 0.13% | +10+1.1% | Added |
| Shufro Rose & Co LLC | 900 | $206.0K | 0.02% | 00.0% | Unchanged |
| Cullen Capital Management LLC | 900 | $206.0K | 0.00% | 00.0% | Unchanged |
| Private Wealth Partners, LLC | 900 | $206.0K | 0.02% | +900 | New |
| Coulter & Justus Financial Services, LLC | 906 | $207.3K | 0.14% | 00.0% | Unchanged |
| Pettee Investors, Inc. | 908 | $207.8K | 0.10% | 00.0% | Unchanged |
| Empirical Asset Management, LLC | 909 | $208.0K | 0.20% | −739−44.8% | Reduced |
| O'Rourke & Company, Inc | 908 | $208.0K | 0.16% | +7+0.8% | Added |
| CFO4Life Group, LLC | 910 | $208.1K | 0.05% | −78−7.9% | Reduced |
| Palogic Value Management, L.P. | 910 | $208.2K | 0.10% | +910 | New |
| Foster Group, Inc. | 916 | $209.5K | 0.01% | −166−15.3% | Reduced |
| Tandem Wealth Advisors LLC | 917 | $209.8K | 0.13% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 920 | $210.0K | 0.02% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 919 | $210.2K | 0.12% | −233−20.2% | Reduced |
| Sunflower Bank, N.A. | 921 | $210.8K | 0.05% | −184−16.7% | Reduced |
| Measured Wealth Private Client Group, LLC | 922 | $211.0K | 0.08% | +922 | New |
| Fidelity D & D Bancorp Inc | 576 | $211.1K | 0.16% | +576 | New |
| Baker Ellis Asset Management LLC | 923 | $211.2K | 0.04% | +23+2.6% | Added |
| Green Harvest Asset Management LLC | 925 | $211.7K | 0.01% | −28−2.9% | Reduced |
| Citizens & Northern Corp | 925 | $211.7K | 0.08% | 00.0% | Unchanged |
| Cerro Pacific Wealth Advisors LLC | 925 | $211.7K | 0.12% | +40+4.5% | Added |
| Plante Moran Financial Advisors, LLC | 927 | $212.1K | 0.03% | +50+5.7% | Added |
| Brady Family Wealth, LLC | 929 | $212.6K | 0.08% | 00.0% | Unchanged |
| PAX Financial Group, LLC | 930 | $212.8K | 0.05% | +11+1.2% | Added |
| First Interstate Bank | 932 | $213.3K | 0.02% | −94−9.2% | Reduced |
| Claro Advisors LLC | 934 | $213.8K | 0.06% | −55−5.6% | Reduced |
| One Capital Management, LLC | 937 | $214.4K | 0.01% | −259−21.7% | Reduced |
| Headinvest, LLC | 938 | $214.7K | 0.05% | 00.0% | Unchanged |
| Wescott Financial Advisory Group, LLC | 945 | $216.4K | 0.05% | +945 | New |
| ProVise Management Group, LLC | 946 | $216.5K | 0.02% | −421−30.8% | Reduced |
| Goldstone Financial Group, LLC | 949 | $217.2K | 0.07% | +949 | New |
| Abbot Financial Management, Inc. | 950 | $217.4K | 0.15% | 00.0% | Unchanged |
| Sterling Financial Planning, Inc. | 950 | $217.4K | 0.12% | 00.0% | Unchanged |
| Kohmann Bosshard Financial Services, LLC | 950 | $217.4K | 0.04% | +75+8.6% | Added |
| Eclectic Associates Inc | 953 | $218.0K | 0.11% | 00.0% | Unchanged |
| Shorepoint Capital Partners LLC | 955 | $218.5K | 0.06% | −215−18.4% | Reduced |
| American Institute for Advanced Investment Management, LLP | 959 | $219.5K | 0.23% | −46−4.6% | Reduced |
| Highview Capital Management LLC | 960 | $219.7K | 0.13% | −530−35.6% | Reduced |
| Wedgewood Investors Inc | 963 | $220.4K | 0.29% | +70+7.8% | Added |
| Pettyjohn, Wood & White, Inc | 965 | $220.8K | 0.05% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 965 | $220.8K | 0.02% | +44+4.8% | Added |
| Martingale Asset Management L P | 968 | $221.5K | 0.00% | −47−4.6% | Reduced |
| Ifrah Financial Services, Inc. | 969 | $221.7K | 0.07% | −16−1.6% | Reduced |
| E Fund Management Co., Ltd. | 970 | $222.0K | 0.02% | −46−4.5% | Reduced |
| Castleview Partners, LLC | 971 | $222.2K | 0.20% | +14+1.5% | Added |
| Austin Private Wealth, LLC | 971 | $222.2K | 0.04% | +971 | New |
| Apexium Financial, LP | 975 | $223.2K | 0.02% | +31+3.3% | Added |
| Rede Wealth, LLC | 976 | $223.3K | 0.12% | +1+0.1% | Added |
| Exchange Capital Management, Inc. | 979 | $224.0K | 0.05% | +26+2.7% | Added |
| Financial Perspectives, Inc | 980 | $224.3K | 0.11% | 00.0% | Unchanged |
| Cornerstone Wealth Group, LLC | 980 | $224.3K | 0.04% | +117+13.6% | Added |
| Community Trust & Investment Co | 981 | $224.5K | 0.02% | 00.0% | Unchanged |
| Advisor OS, LLC | 986 | $225.6K | 0.05% | +986 | New |
| Act Wealth Management, LLC | 989 | $226.2K | 0.13% | −19−1.9% | Reduced |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $226.8K | 0.11% | 00.0% | Unchanged |
| Hills Bank & Trust Co | 991 | $226.8K | 0.03% | +10+1.0% | Added |
| Retirement Planning Group | 992 | $227.0K | 0.02% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 992 | $227.0K | 0.06% | 00.0% | Unchanged |
| Phocas Financial Corp. | 995 | $227.7K | 0.03% | +350+54.3% | Added |
| NFP Retirement, Inc. | 998 | $228.3K | 0.05% | −97−8.9% | Reduced |
| Stewart & Patten Co LLC | 998 | $228.4K | 0.04% | +125+14.3% | Added |
| Copperwynd Financial, LLC | 998 | $228.4K | 0.12% | +998 | New |
| Bank of Nova Scotia Trust Co | 1,000 | $228.8K | 0.03% | −1,100−52.4% | Reduced |
| WoodTrust Financial Corp | 1,000 | $228.8K | 0.04% | −20−2.0% | Reduced |
| Cubic Asset Management, LLC | 1,000 | $228.8K | 0.06% | 00.0% | Unchanged |
| Northwest Bancshares, Inc. | 1,000 | $228.8K | 0.04% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $228.8K | 0.20% | 00.0% | Unchanged |
| Quattro Financial Advisors LLC | 1,000 | $228.8K | 0.09% | 00.0% | Unchanged |
| Options Solutions, LLC | 1,000 | $228.8K | 0.26% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $228.8K | 0.17% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,000 | $228.8K | 0.05% | 00.0% | Unchanged |
| Baron Wealth Management LLC | 1,000 | $228.8K | 0.16% | 00.0% | Unchanged |
| HFR Wealth Management, LLC | 1,000 | $229.0K | 0.07% | −96−8.8% | Reduced |
| M&R Capital Management Inc | 1,004 | $229.8K | 0.06% | 00.0% | Unchanged |
| Wedge Capital Management L L P | 1,004 | $229.8K | 0.00% | +41+4.3% | Added |
| NTV Asset Management LLC | 1,004 | $229.8K | 0.04% | 00.0% | Unchanged |
| First PREMIER Bank | 1,009 | $230.0K | 0.07% | +48+5.0% | Added |
| Lake Street Financial LLC | 1,006 | $230.2K | 0.04% | −99−9.0% | Reduced |
| Excalibur Management Corp | 1,007 | $230.4K | 0.12% | 00.0% | Unchanged |
| Delos Wealth Advisors, LLC | 1,008 | $230.7K | 0.29% | −4,959−83.1% | Reduced |
| Concorde Asset Management, LLC | 1,008 | $230.7K | 0.27% | +5+0.5% | Added |
| Sabal Trust CO | 1,010 | $231.1K | 0.02% | −1,190−54.1% | Reduced |
| Hollencrest Capital Management | 1,012 | $231.6K | 0.02% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 1,015 | $232.3K | 0.03% | +2+0.2% | Added |
| Americana Partners, LLC | 1,016 | $232.5K | 0.04% | +1,016 | New |
| BancorpSouth Bank | 1,018 | $233.2K | 0.02% | −3,477−77.4% | Reduced |
| Monterey Private Wealth, Inc. | 1,019 | $233.2K | 0.12% | −225−18.1% | Reduced |
| Beacon Financial Group | 1,087 | $234.0K | 0.03% | −50−4.4% | Reduced |