Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Willis Investment Counsel | 137,827 | $31.5M | 2.06% | +1,186+0.9% | Added |
| Employees Retirement System of Texas | 138,200 | $31.6M | 0.46% | +39,085+39.4% | Added |
| Manning & Napier Group, LLC | 140,217 | $32.1M | 0.37% | +389+0.3% | Added |
| Forsta Ap-Fonden | 141,300 | $32.3M | 0.38% | −25,400−15.2% | Reduced |
| National Bank of Canada | 141,481 | $32.4M | 0.09% | −12,197−7.9% | Reduced |
| Robeco Institutional Asset Management B.V. | 141,751 | $32.4M | 0.09% | −11,675−7.6% | Reduced |
| Arizona State Retirement System | 142,095 | $32.5M | 0.29% | −1,746−1.2% | Reduced |
| State of Michigan Retirement System | 142,872 | $32.7M | 0.21% | +1,400+1.0% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 145,545 | $33.1M | 0.41% | −75,639−34.2% | Reduced |
| Amalgamated Bank | 144,659 | $33.1M | 0.28% | +3,614+2.6% | Added |
| ING Groep NV | 145,207 | $33.2M | 0.32% | +9,235+6.8% | Added |
| Madison Asset Management, LLC | 145,362 | $33.3M | 0.51% | −7,837−5.1% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 145,932 | $33.4M | 4.36% | −2,424−1.6% | Reduced |
| Keybank National Association | 146,534 | $33.5M | 0.16% | −1,598−1.1% | Reduced |
| American Century Companies Inc | 149,160 | $33.9M | 0.03% | +53,301+55.6% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 150,723 | $34.5M | 0.12% | +35,624+31.0% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 152,081 | $34.8M | 0.20% | +7,853+5.4% | Added |
| MetLife Investment Management | 152,405 | $34.9M | 0.25% | −1,565−1.0% | Reduced |
| American International Group, Inc. | 153,841 | $35.2M | 0.23% | +612+0.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 156,194 | $35.7M | 0.08% | +12,615+8.8% | Added |
| Calamos Advisors LLC | 156,253 | $35.8M | 0.18% | −19,528−11.1% | Reduced |
| Conning Inc. | 156,769 | $35.8M | 1.20% | −8,149−4.9% | Reduced |
| Heritage Investors Management Corp | 156,710 | $35.9M | 1.54% | −4,650−2.9% | Reduced |
| Creative Planning | 157,162 | $36.0M | 0.05% | −4,973−3.1% | Reduced |
| Virginia Retirement Systems Et Al | 157,312 | $36.0M | 0.37% | +71,312+82.9% | Added |
| Rheos Capital Works Inc. | 160,000 | $36.6M | 2.04% | 00.0% | Unchanged |
| Hyman Charles D | 160,636 | $36.8M | 2.45% | +504+0.3% | Added |
| United Capital Financial Advisers, LLC | 162,041 | $37.1M | 0.21% | −9,019−5.3% | Reduced |
| Factory Mutual Insurance Co | 163,400 | $37.4M | 0.58% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 167,158 | $38.3M | 0.10% | +17,925+12.0% | Added |
| Gateway Investment Advisers LLC | 168,442 | $38.5M | 0.47% | −16,636−9.0% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 168,827 | $38.6M | 0.21% | +135,041+399.7% | Added |
| Nisa Investment Advisors, LLC | 171,259 | $39.2M | 0.31% | +3,751+2.2% | Added |
| Country Trust Bank | 176,314 | $40.3M | 1.15% | −10,012−5.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 178,502 | $40.8M | 0.20% | −7,995−4.3% | Reduced |
| Laurion Capital Management LP | 178,597 | $40.9M | 1.84% | +118,716+198.3% | Added |
| Financial Counselors Inc | 180,936 | $41.4M | 0.89% | −6,453−3.4% | Reduced |
| Tocqueville Asset Management L.P. | 181,174 | $41.5M | 0.78% | −1,666−0.9% | Reduced |
| InterOcean Capital Group, LLC | 181,319 | $41.5M | 1.40% | −139−0.1% | Reduced |
| Royal London Asset Management Ltd | 186,174 | $42.6M | 0.17% | −6,653−3.5% | Reduced |
| AMF Pensionsforsakring AB | 187,321 | $42.9M | 0.44% | −3,220−1.7% | Reduced |
| Mariner, LLC | 188,073 | $43.0M | 0.13% | −690−0.4% | Reduced |
| Teacher Retirement System of Texas | 189,002 | $43.3M | 0.29% | −5,545−2.9% | Reduced |
| Allianz Asset Management GmbH | 190,927 | $43.7M | 0.09% | +30,593+19.1% | Added |
| Bollard Group LLC | 193,911 | $44.4M | 1.60% | +3,783+2.0% | Added |
| Fort Washington Investment Advisors Inc | 203,223 | $46.5M | 0.35% | −47,838−19.1% | Reduced |
| Natixis Advisors, L.P. | 203,442 | $46.6M | 0.16% | −304,226−59.9% | Reduced |
| Jane Street Group, LLC | 203,611 | $46.6M | 0.08% | +143,973+241.4% | Added |
| Acadian Asset Management LLC | 212,301 | $48.6M | 0.21% | +63,580+42.8% | Added |
| Citadel Advisors LLC | 213,663 | $48.9M | 0.05% | −1,954,301−90.1% | Reduced |
| Millennium Management LLC | 220,650 | $50.5M | 0.06% | +129,748+142.7% | Added |
| Russell Investments Group, Ltd. | 228,098 | $51.9M | 0.10% | +9,659+4.4% | Added |
| Allspring Global Investments Holdings, LLC | 227,107 | $52.0M | 0.09% | +46,030+25.4% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 229,219 | $52.5M | 0.95% | +27,749+13.8% | Added |
| Treasurer of the State of North Carolina | 229,952 | $52.6M | 0.30% | −4,615−2.0% | Reduced |
| Rockefeller Capital Management L.P. | 231,678 | $53.0M | 0.23% | +18,384+8.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 234,133 | $53.6M | 0.26% | +30,543+15.0% | Added |
| Nomura Asset Management Co Ltd | 243,279 | $55.7M | 0.29% | +6,747+2.9% | Added |
| Truist Financial Corp | 251,659 | $57.6M | 0.10% | +19,246+8.3% | Added |
| Pictet Asset Management SA | 252,268 | $57.7M | 0.07% | +1,519+0.6% | Added |
| Victory Capital Management Inc | 253,803 | $58.1M | 0.07% | −37,653−12.9% | Reduced |
| Toronto Dominion Bank | 254,666 | $58.2M | 0.09% | −37,577−12.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 254,833 | $58.3M | 0.08% | +1,605+0.6% | Added |
| Storebrand Asset Management AS | 255,024 | $58.4M | 0.30% | +5,083+2.0% | Added |
| Adage Capital Partners GP, L.L.C. | 264,481 | $60.5M | 0.14% | +103,177+64.0% | Added |
| Mn Services Vermogensbeheer B.V. | 267,828 | $61.3M | 0.63% | +9,000+3.5% | Added |
| Janney Montgomery Scott LLC | 275,625 | $63.1M | 0.26% | −2,239−0.8% | Reduced |
| Swedbank AB | 275,631 | $63.1M | 0.12% | −1,867−0.7% | Reduced |
| M&T Bank Corp | 280,677 | $64.2M | 0.25% | +42,042+17.6% | Added |
| Voya Investment Management LLC | 283,949 | $65.0M | 0.07% | −695,748−71.0% | Reduced |
| Franklin Resources Inc | 286,297 | $65.5M | 0.03% | +47,193+19.7% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $65.8M | 0.84% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 291,160 | $66.6M | 0.14% | −191,814−39.7% | Reduced |
| Ensign Peak Advisors, Inc | 295,472 | $67.6M | 0.15% | −32,938−10.0% | Reduced |
| State of Wisconsin Investment Board | 295,633 | $67.7M | 0.20% | −603−0.2% | Reduced |
| Asset Management One Co.,Ltd. | 299,611 | $68.6M | 0.31% | +6,880+2.4% | Added |
| State of New Jersey Common Pension Fund D | 307,495 | $70.4M | 0.25% | −3,652−1.2% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 309,799 | $70.9M | 0.28% | +3,103+1.0% | Added |
| Public Employees Retirement System of Ohio | 310,224 | $71.0M | 0.30% | −6,258−2.0% | Reduced |
| Advisor Group Holdings, Inc. | 318,271 | $72.7M | 0.14% | −6,401−2.0% | Reduced |
| State of Tennessee, Treasury Department | 318,048 | $72.8M | 0.32% | −38,335−10.8% | Reduced |
| Huntington National Bank | 318,606 | $72.9M | 0.72% | +4,890+1.6% | Added |
| Great West Life Assurance Co | 320,847 | $73.3M | 0.18% | +1,319+0.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 334,788 | $76.6M | 0.15% | +10,663+3.3% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 341,738 | $78.2M | 0.19% | +1600.0% | Added |
| Retirement Systems of Alabama | 348,146 | $79.7M | 0.35% | −12,901−3.6% | Reduced |
| Standard Life Aberdeen plc | 348,514 | $79.8M | 0.20% | +35,488+11.3% | Added |
| Old Republic International Corporation | 349,000 | $79.9M | 2.55% | 00.0% | Unchanged |
| Great Lakes Advisors, LLC | 359,698 | $82.3M | 0.75% | +283,849+374.2% | Added |
| The PNC Financial Services Group, Inc. | 364,213 | $83.3M | 0.07% | +4,669+1.3% | Added |
| Brandywine Global Investment Management, LLC | 365,617 | $83.7M | 0.68% | −107,733−22.8% | Reduced |
| STRS Ohio | 377,025 | $86.3M | 0.37% | +618+0.2% | Added |
| Mackenzie Financial Corp | 412,196 | $94.3M | 0.15% | −71,398−14.8% | Reduced |
| Fifth Third Bancorp | 414,051 | $94.8M | 0.44% | +48,813+13.4% | Added |
| AQR Capital Management LLC | 427,393 | $96.9M | 0.21% | +150,580+54.4% | Added |
| Manufacturers Life Insurance Company, The | 425,501 | $97.4M | 0.05% | −6,066−1.4% | Reduced |
| First Republic Investment Management, Inc. | 426,780 | $97.7M | 0.21% | −3,407−0.8% | Reduced |
| APG Asset Management N.V. | 467,035 | $98.4M | 0.21% | −71,796−13.3% | Reduced |
| Commonwealth Equity Services, LLC | 431,520 | $98.7M | 0.22% | +1,184+0.3% | Added |
| Wellington Management Group LLP | 433,183 | $99.1M | 0.02% | −107,700−19.9% | Reduced |