Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Peapack Gladstone Financial Corp | 67,504 | $15.5M | 0.30% | −182−0.3% | Reduced |
| Gulf International Bank (UK) Ltd | 67,873 | $15.5M | 0.32% | −19,200−22.1% | Reduced |
| Ausdal Financial Partners, Inc. | 68,022 | $15.6M | 2.15% | −245−0.4% | Reduced |
| Brown Advisory Inc | 68,474 | $15.7M | 0.03% | −275−0.4% | Reduced |
| Westchester Capital Management, Inc. | 68,677 | $15.7M | 4.52% | −4,675−6.4% | Reduced |
| Grassi Investment Management | 69,004 | $15.8M | 1.96% | 00.0% | Unchanged |
| Harvest Portfolios Group Inc. | 69,073 | $15.8M | 0.78% | +1,140+1.7% | Added |
| Badgley Phelps Wealth Managers, LLC | 69,096 | $15.8M | 0.58% | +2,066+3.1% | Added |
| Blue Chip Partners, Inc. | 69,674 | $15.9M | 1.89% | +2,701+4.0% | Added |
| Gotham Asset Management, LLC | 69,758 | $16.0M | 0.39% | +34,770+99.4% | Added |
| Cetera Investment Advisers | 69,959 | $16.0M | 0.14% | +4,403+6.7% | Added |
| Oppenheimer & Co Inc | 70,429 | $16.1M | 0.34% | +4,225+6.4% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 71,304 | $16.3M | 0.11% | −10,966−13.3% | Reduced |
| D.A. Davidson & Co. | 71,561 | $16.4M | 0.18% | +15,420+27.5% | Added |
| FineMark National Bank & Trust | 72,198 | $16.5M | 0.71% | −5,121−6.6% | Reduced |
| NorthCrest Asset Manangement, LLC | 72,799 | $16.7M | 0.69% | +1,029+1.4% | Added |
| Private Advisor Group, LLC | 73,647 | $16.9M | 0.16% | −162−0.2% | Reduced |
| Stephens Inc | 73,754 | $16.9M | 0.32% | −3,831−4.9% | Reduced |
| New York Life Investment Management LLC | 73,998 | $16.9M | 0.19% | −13,703−15.6% | Reduced |
| Congress Asset Management Co | 74,270 | $17.0M | 0.16% | −460,230−86.1% | Reduced |
| Marco Investment Management LLC | 74,608 | $17.1M | 1.92% | −65−0.1% | Reduced |
| Banco Santander, S.A. | 75,465 | $17.3M | 0.25% | +360+0.5% | Added |
| Associated Banc-Corp | 75,517 | $17.3M | 0.69% | −22,302−22.8% | Reduced |
| First National Trust Co | 76,122 | $17.4M | 0.93% | +78+0.1% | Added |
| Foundry Partners, LLC | 77,752 | $17.8M | 1.12% | −53,378−40.7% | Reduced |
| Mutual of America Capital Management LLC | 78,546 | $18.0M | 0.21% | −70.0% | Reduced |
| CIBC World Markets Corp | 78,659 | $18.0M | 0.30% | +17,477+28.6% | Added |
| CIBC Asset Management Inc | 80,069 | $18.3M | 0.07% | +1,181+1.5% | Added |
| Varma Mutual Pension Insurance Co | 80,772 | $18.5M | 0.23% | −78,284−49.2% | Reduced |
| Cutler Investment Counsel LLC | 80,798 | $18.5M | 2.87% | −398−0.5% | Reduced |
| Janney Capital Management LLC | 81,636 | $18.7M | 1.41% | +2,912+3.7% | Added |
| Thrivent Financial for Lutherans | 83,195 | $18.9M | 0.05% | +165+0.2% | Added |
| Railway Pension Investments Ltd | 84,900 | $19.4M | 0.20% | +84,900 | New |
| Public Employees Retirement Association of Colorado | 84,929 | $19.4M | 0.10% | −4,577−5.1% | Reduced |
| Glenview Trust Co | 86,196 | $19.7M | 0.59% | −5,371−5.9% | Reduced |
| Old National Bancorp | 88,051 | $20.1M | 0.62% | −68−0.1% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 88,222 | $20.2M | 0.17% | +255+0.3% | Added |
| Busey Wealth Management | 88,499 | $20.3M | 0.86% | +1,101+1.3% | Added |
| Two Sigma Investments, LP | 88,513 | $20.3M | 0.06% | +72,157+441.2% | Added |
| Mercer Global Advisors Inc | 88,665 | $20.3M | 0.09% | +7,684+9.5% | Added |
| Capital Fund Management S.A. | 89,196 | $20.4M | 0.40% | +1,289+1.5% | Added |
| Chilton Capital Management LLC | 89,714 | $20.5M | 1.19% | −2,174−2.4% | Reduced |
| Jacobs Levy Equity Management, Inc | 90,057 | $20.6M | 0.13% | +90,057 | New |
| Jupiter Asset Management Ltd | 90,752 | $20.8M | 0.29% | +90,752 | New |
| Two Sigma Advisers, LP | 91,200 | $20.9M | 0.05% | −309,700−77.3% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 91,369 | $20.9M | 0.28% | −10,400−10.2% | Reduced |
| Regions Financial Corp | 92,420 | $21.1M | 0.19% | +944+1.0% | Added |
| Front Barnett Associates LLC | 92,690 | $21.2M | 2.49% | −390.0% | Reduced |
| Utah Retirement Systems | 92,705 | $21.2M | 0.31% | +247+0.3% | Added |
| Stock Yards Bank & Trust Co | 93,263 | $21.3M | 0.82% | +1,432+1.6% | Added |
| Glenmede Trust Co NA | 96,545 | $22.1M | 0.13% | −874−0.9% | Reduced |
| Erste Asset Management GmbH | 98,303 | $22.1M | 0.42% | +277+0.3% | Added |
| Vaughan David Investments LLC | 97,062 | $22.2M | 0.67% | −3,583−3.6% | Reduced |
| AE Wealth Management LLC | 97,393 | $22.3M | 0.14% | −11,595−10.6% | Reduced |
| IFM Investors Pty Ltd | 97,430 | $22.3M | 0.34% | +1,966+2.1% | Added |
| Capital International Sarl | 99,018 | $22.7M | 1.14% | +12,729+14.8% | Added |
| Colony Group LLC | 99,234 | $22.7M | 0.34% | −14,407−12.7% | Reduced |
| Marshall Wace, LLP | 99,854 | $22.9M | 0.06% | −7,475−7.0% | Reduced |
| Paralel Advisors LLC | 100,000 | $22.9M | 1.28% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 100,807 | $23.1M | 0.21% | −39,601−28.2% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 100,822 | $23.1M | 0.80% | +285+0.3% | Added |
| State of Alaska, Department of Revenue | 101,324 | $23.2M | 0.27% | −1,097−1.1% | Reduced |
| Aviva PLC | 101,367 | $23.2M | 0.11% | −17,915−15.0% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 102,059 | $23.4M | 0.16% | −2,196−2.1% | Reduced |
| Xponance, Inc. | 103,970 | $23.8M | 0.35% | −8,257−7.4% | Reduced |
| SEI Investments Co | 104,166 | $23.8M | 0.04% | +17,957+20.8% | Added |
| O'Shaughnessy Asset Management, LLC | 105,416 | $24.1M | 0.38% | −3,313−3.0% | Reduced |
| Tredje AP-fonden | 105,817 | $24.2M | 0.38% | −18,762−15.1% | Reduced |
| Nichols & Pratt Advisers LLP | 106,837 | $24.4M | 1.88% | −3,184−2.9% | Reduced |
| Texas Permanent School Fund | 108,496 | $24.8M | 0.25% | +34,556+46.7% | Added |
| Jennison Associates LLC | 109,672 | $25.1M | 0.02% | +25,594+30.4% | Added |
| USS Investment Management Ltd | 109,764 | $25.1M | 0.35% | −6,749−5.8% | Reduced |
| Daiwa Securities Group Inc. | 107,450 | $25.3M | 0.18% | +9,682+9.9% | Added |
| Edgar Lomax Co | 111,810 | $25.6M | 1.65% | +111,810 | New |
| Commerce Bank | 113,736 | $26.0M | 0.20% | +1,396+1.2% | Added |
| Cetera Advisor Networks LLC | 113,792 | $26.0M | 0.19% | −923−0.8% | Reduced |
| Bradley Foster & Sargent Inc | 113,989 | $26.1M | 0.62% | +3,129+2.8% | Added |
| Wesleyan Assurance Society | 114,079 | $26.1M | 3.03% | −4,471−3.8% | Reduced |
| Yousif Capital Management, LLC | 114,244 | $26.1M | 0.34% | −7,075−5.8% | Reduced |
| KBC Group NV | 114,252 | $26.1M | 0.11% | +7,063+6.6% | Added |
| Assenagon Asset Management S.A. | 114,641 | $26.2M | 0.10% | −199,889−63.6% | Reduced |
| Levin Capital Strategies, L.P. | 115,737 | $26.5M | 3.34% | +22,332+23.9% | Added |
| Rathbone Brothers plc | 115,952 | $26.5M | 0.27% | −10,699−8.4% | Reduced |
| Capital International Ltd | 117,341 | $26.9M | 1.61% | +5,429+4.9% | Added |
| Kestra Advisory Services, LLC | 118,599 | $27.1M | 0.29% | −10,295−8.0% | Reduced |
| S&CO Inc | 119,487 | $27.3M | 2.32% | −225−0.2% | Reduced |
| Gabelli Funds LLC | 121,470 | $27.8M | 0.21% | −1,670−1.4% | Reduced |
| Candriam Luxembourg S.C.A. | 132,547 | $27.9M | 0.19% | +87,151+192.0% | Added |
| Chiron Investment Management, LLC | 122,640 | $28.1M | 5.06% | +122,640 | New |
| MML Investors Services, LLC | 122,679 | $28.1M | 0.20% | −8,604−6.6% | Reduced |
| Blair William & Co | 124,478 | $28.5M | 0.11% | +1,133+0.9% | Added |
| Intech Investment Management LLC | 124,839 | $28.6M | 0.23% | +26,920+27.5% | Added |
| Macquarie Group Ltd | 127,918 | $29.3M | 0.03% | +17,688+16.0% | Added |
| Meyer Handelman Co | 132,016 | $30.2M | 1.26% | −9,800−6.9% | Reduced |
| DnB Asset Management AS | 132,386 | $30.3M | 0.19% | +1,797+1.4% | Added |
| Janus Henderson Group PLC | 132,514 | $30.3M | 0.02% | +15,229+13.0% | Added |
| Captrust Financial Advisors | 133,015 | $30.4M | 0.13% | +15,660+13.3% | Added |
| Eisler Capital (UK) Ltd. | 133,023 | $30.4M | 2.63% | +133,023 | New |
| CIBC World Markets Inc. | 135,507 | $31.0M | 0.11% | +1,582+1.2% | Added |
| Umb Bank N A | 136,090 | $31.1M | 0.50% | −19,583−12.6% | Reduced |