Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Noesis Capital Mangement Corp | 39,935 | $9.14M | 2.31% | +1,027+2.6% | Added |
| Freemont Management S.A. | 40,000 | $9.15M | 1.35% | +40,000 | New |
| Cornerstone Advisors, LLC | 40,000 | $9.15M | 0.42% | +40,000 | New |
| Stockman Wealth Management, Inc. | 40,004 | $9.15M | 2.05% | −838−2.1% | Reduced |
| Stillwater Capital Advisors, LLC | 40,083 | $9.17M | 1.78% | +40,083 | New |
| Pittenger & Anderson Inc | 40,135 | $9.18M | 0.47% | −292−0.7% | Reduced |
| Susquehanna Fundamental Investments, LLC | 40,200 | $9.20M | 0.21% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 40,373 | $9.24M | 0.11% | −76−0.2% | Reduced |
| Marvin & Palmer Associates Inc | 40,427 | $9.25M | 4.66% | +40,427 | New |
| Atwater Malick LLC | 40,858 | $9.35M | 4.38% | −293−0.7% | Reduced |
| Bourgeon Capital Management LLC | 40,984 | $9.38M | 2.23% | −980−2.3% | Reduced |
| Kentucky Retirement Systems | 41,147 | $9.42M | 0.35% | −358−0.9% | Reduced |
| Maryland State Retirement & Pension System | 41,199 | $9.43M | 0.21% | +304+0.7% | Added |
| Advisory Services Network, LLC | 41,339 | $9.46M | 0.26% | +2,910+7.6% | Added |
| Hantz Financial Services, Inc. | 41,427 | $9.48M | 0.26% | −6,717−14.0% | Reduced |
| Elo Mutual Pension Insurance Co | 41,554 | $9.51M | 0.30% | +687+1.7% | Added |
| Atria Investments LLC | 41,580 | $9.52M | 0.18% | +1,257+3.1% | Added |
| Texas Capital Bank Wealth Management Services Inc | 41,785 | $9.56M | 1.11% | −2,570−5.8% | Reduced |
| Aquatic Capital Management LLC | 42,200 | $9.66M | 0.60% | +42,200 | New |
| Jacobs & Co | 42,581 | $9.74M | 1.20% | −3,039−6.7% | Reduced |
| LSV Asset Management | 42,900 | $9.82M | 0.02% | +42,500+10,625.0% | Added |
| Culbertson A N & Co Inc | 42,950 | $9.83M | 2.01% | −483−1.1% | Reduced |
| Davenport & Co LLC | 42,974 | $9.83M | 0.08% | −704−1.6% | Reduced |
| Capula Management Ltd | 42,994 | $9.84M | 0.86% | +32,723+318.6% | Added |
| Allied Investment Advisors, LLC | 43,260 | $9.90M | 3.07% | −148−0.3% | Reduced |
| Lido Advisors, LLC | 43,473 | $9.95M | 0.14% | +8,045+22.7% | Added |
| Securian Asset Management, Inc | 43,753 | $10.0M | 0.27% | +279+0.6% | Added |
| Scotia Capital Inc. | 43,940 | $10.1M | 0.07% | −2,812−6.0% | Reduced |
| Clifford Swan Investment Counsel LLC | 43,986 | $10.1M | 0.42% | −830−1.9% | Reduced |
| Hartford Investment Management Co | 44,023 | $10.1M | 0.34% | −8,785−16.6% | Reduced |
| Ziegler Capital Management, LLC | 44,158 | $10.1M | 0.40% | −7,380−14.3% | Reduced |
| Trexquant Investment LP | 44,701 | $10.2M | 0.28% | +44,701 | New |
| American Assets Investment Management, LLC | 45,000 | $10.3M | 1.19% | 00.0% | Unchanged |
| Congress Wealth Management LLC | 45,970 | $10.5M | 0.25% | −52,992−53.5% | Reduced |
| Salem Investment Counselors Inc | 46,262 | $10.6M | 0.42% | +11,111+31.6% | Added |
| Central Trust Co | 46,352 | $10.6M | 0.31% | −106−0.2% | Reduced |
| British Columbia Investment Management Corp | 46,441 | $10.6M | 0.11% | −405−0.9% | Reduced |
| Mastrapasqua Asset Management Inc | 46,470 | $10.6M | 1.31% | +490+1.1% | Added |
| Andra AP-fonden | 46,500 | $10.6M | 0.28% | +21,500+86.0% | Added |
| CIBC Private Wealth Group, LLC | 47,037 | $10.8M | 0.03% | +90+0.2% | Added |
| Bogart Wealth, LLC | 47,119 | $10.8M | 0.72% | +1,853+4.1% | Added |
| Wharton Business Group, LLC | 47,229 | $10.8M | 0.65% | +193+0.4% | Added |
| Westpac Banking Corp | 47,475 | $10.9M | 0.15% | +2,096+4.6% | Added |
| Integrated Advisors Network LLC | 48,184 | $11.0M | 0.66% | −115−0.2% | Reduced |
| Teachers Retirement System of the State of Kentucky | 49,754 | $11.4M | 0.11% | 00.0% | Unchanged |
| Clear Harbor Asset Management, LLC | 50,090 | $11.5M | 1.19% | −709−1.4% | Reduced |
| Lee Danner & Bass Inc | 50,320 | $11.5M | 1.06% | −6,865−12.0% | Reduced |
| Baader Bank INC | 50,517 | $11.6M | 0.87% | −1,726−3.3% | Reduced |
| Howe & Rusling Inc | 50,564 | $11.6M | 1.38% | −160.0% | Reduced |
| Tower Research Capital LLC (TRC) | 50,733 | $11.6M | 0.37% | +28,418+127.3% | Added |
| Dearborn Partners LLC | 50,766 | $11.6M | 0.46% | −181−0.4% | Reduced |
| Greenwood Gearhart Inc | 50,936 | $11.7M | 1.48% | +331+0.7% | Added |
| Norinchukin Bank, The | 51,343 | $11.7M | 0.23% | +886+1.8% | Added |
| LaFleur & Godfrey LLC | 52,017 | $11.9M | 1.95% | −1,645−3.1% | Reduced |
| Whittier Trust Co | 52,356 | $12.0M | 0.22% | −223−0.4% | Reduced |
| RiverFront Investment Group, LLC | 52,523 | $12.0M | 0.42% | +2,362+4.7% | Added |
| B. Metzler seel. Sohn & Co. AG | 52,614 | $12.0M | 0.19% | −8,286−13.6% | Reduced |
| Voloridge Investment Management, LLC | 53,012 | $12.1M | 0.06% | −94,335−64.0% | Reduced |
| Avalon Investment & Advisory | 53,060 | $12.1M | 0.33% | +50,338+1,849.3% | Added |
| Charter Trust Co | 53,673 | $12.3M | 0.98% | −1,521−2.8% | Reduced |
| Main Street Research LLC | 53,746 | $12.3M | 2.43% | +46,832+677.4% | Added |
| Richard C. Young & CO., LTD. | 53,839 | $12.3M | 1.70% | +292+0.5% | Added |
| Ariose Capital Management Ltd | 54,000 | $12.4M | 4.70% | +54,000 | New |
| Steel Peak Wealth Management LLC | 55,098 | $12.6M | 0.86% | +8,668+18.7% | Added |
| Panagora Asset Management Inc | 55,291 | $12.7M | 0.08% | −21,746−28.2% | Reduced |
| Aptus Capital Advisors, LLC | 55,395 | $12.7M | 0.36% | +2,576+4.9% | Added |
| Community Bank of Raymore | 55,785 | $12.8M | 4.88% | −6,483−10.4% | Reduced |
| Wealthfront Advisers LLC | 55,981 | $12.8M | 0.06% | +9,916+21.5% | Added |
| Birmingham Capital Management Co Inc | 56,310 | $12.9M | 5.14% | −585−1.0% | Reduced |
| Callahan Advisors, LLC | 56,805 | $13.0M | 1.68% | +6,534+13.0% | Added |
| Public Sector Pension Investment Board | 57,255 | $13.1M | 0.10% | −7,535−11.6% | Reduced |
| Nissay Asset Management Corp | 57,639 | $13.2M | 0.12% | −2,856−4.7% | Reduced |
| GWM Advisors LLC | 59,568 | $13.4M | 0.17% | +1,585+2.7% | Added |
| Resources Management Corp | 90,625 | $13.5M | 2.69% | +83,905+1,248.6% | Added |
| Moran Wealth Management, LLC | 59,229 | $13.6M | 0.51% | +2,107+3.7% | Added |
| Meitav Dash Investments Ltd | 60,525 | $13.6M | 0.23% | −15,393−20.3% | Reduced |
| KCM Investment Advisors LLC | 59,874 | $13.7M | 0.55% | −217−0.4% | Reduced |
| Blackhill Capital Inc | 60,000 | $13.7M | 1.53% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 60,523 | $13.9M | 0.88% | +60,520+2,017,333.3% | Added |
| M&G Investment Management Ltd | 60,663 | $13.9M | 0.10% | +4,815+8.6% | Added |
| Independent Advisor Alliance | 60,730 | $13.9M | 0.67% | −4,390−6.7% | Reduced |
| Czech National Bank | 61,282 | $14.0M | 0.35% | +368+0.6% | Added |
| Massmutual Trust Co FSB | 61,308 | $14.0M | 0.54% | +37,505+157.6% | Added |
| Kovitz Investment Group Partners, LLC | 61,841 | $14.2M | 0.25% | −3,908−5.9% | Reduced |
| Capital Investment Advisors, LLC | 62,128 | $14.2M | 0.42% | +21,557+53.1% | Added |
| Steward Partners Investment Advisory, LLC | 62,733 | $14.4M | 0.23% | +13,030+26.2% | Added |
| Beacon Pointe Advisors, LLC | 62,875 | $14.4M | 0.25% | +727+1.2% | Added |
| Advisors Capital Management, LLC | 63,250 | $14.5M | 0.37% | +2,049+3.3% | Added |
| TD Waterhouse Canada Inc. | 59,505 | $14.5M | 0.15% | −2,345−3.8% | Reduced |
| Delta Asset Management LLC | 63,490 | $14.5M | 1.53% | −598−0.9% | Reduced |
| Fiduciary Trust Co | 64,178 | $14.7M | 0.27% | −458−0.7% | Reduced |
| Cubist Systematic Strategies, LLC | 64,457 | $14.8M | 0.14% | +17,034+35.9% | Added |
| Swiss Life Asset Management Ltd | 64,567 | $14.8M | 0.22% | +2,560+4.1% | Added |
| Guggenheim Capital LLC | 65,339 | $15.0M | 0.13% | +10,875+20.0% | Added |
| Canada Pension Plan Investment Board | 66,387 | $15.2M | 0.02% | +61,467+1,249.3% | Added |
| Dakota Wealth Management | 66,391 | $15.2M | 1.02% | +46,095+227.1% | Added |
| Capital International Inc | 66,527 | $15.2M | 0.31% | +2,034+3.2% | Added |
| Pinnacle Associates Ltd | 66,691 | $15.3M | 0.31% | −318−0.5% | Reduced |
| CCM Investment Advisers LLC | 67,180 | $15.4M | 2.18% | +738+1.1% | Added |
| Baker Avenue Asset Management, LP | 67,819 | $15.5M | 0.84% | −1,540−2.2% | Reduced |