Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Drexel Morgan & Co. | 17,746 | $4.06M | 1.02% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 17,772 | $4.07M | 1.48% | −43−0.2% | Reduced |
| Montgomery Investment Management Inc | 17,854 | $4.09M | 1.44% | 00.0% | Unchanged |
| Reliant Investment Management, LLC | 17,855 | $4.09M | 2.58% | −1,000−5.3% | Reduced |
| Mairs & Power Inc | 17,920 | $4.10M | 0.05% | −35−0.2% | Reduced |
| Beese Fulmer Investment Management, Inc. | 18,056 | $4.13M | 0.47% | +278+1.6% | Added |
| Monument Capital Management | 18,095 | $4.14M | 1.39% | −30−0.2% | Reduced |
| Aries Wealth Management | 18,128 | $4.15M | 1.70% | +100+0.6% | Added |
| Physicians Financial Services, Inc. | 18,295 | $4.19M | 1.77% | +75+0.4% | Added |
| Ipswich Investment Management Co., Inc. | 18,409 | $4.21M | 1.15% | −420−2.2% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 18,517 | $4.24M | 0.35% | −402−2.1% | Reduced |
| Edmond de Rothschild Holding S.A. | 18,521 | $4.24M | 0.10% | −34,676−65.2% | Reduced |
| Toroso Investments, LLC | 18,750 | $4.29M | 0.14% | +11,518+159.3% | Added |
| Sandhill Capital Partners LLC | 18,795 | $4.30M | 0.41% | −4,790−20.3% | Reduced |
| Metis Global Partners, LLC | 18,815 | $4.31M | 0.28% | +4,952+35.7% | Added |
| BKD Wealth Advisors, LLC | 18,926 | $4.33M | 0.14% | −207−1.1% | Reduced |
| Hixon Zuercher, LLC | 19,044 | $4.36M | 2.58% | +3,299+21.0% | Added |
| Argyle Capital Management Inc. | 19,135 | $4.38M | 1.54% | −500−2.5% | Reduced |
| Bridge Creek Capital Management LLC | 19,166 | $4.39M | 1.65% | −410−2.1% | Reduced |
| Summitry LLC | 19,176 | $4.39M | 0.29% | +249+1.3% | Added |
| Kiley Juergens Wealth Management, LLC | 19,225 | $4.40M | 1.65% | −260−1.3% | Reduced |
| Colonial Trust Advisors | 19,257 | $4.41M | 0.52% | −106−0.5% | Reduced |
| Worldquant Millennium Advisors LLC | 19,262 | $4.41M | 0.08% | +6,993+57.0% | Added |
| Asset Dedication, LLC | 19,220 | $4.41M | 0.41% | −507−2.6% | Reduced |
| Columbia Asset Management | 19,373 | $4.43M | 1.01% | −450−2.3% | Reduced |
| Searle & Co. | 20,322 | $4.45M | 1.45% | −742−3.5% | Reduced |
| Romano Brothers and Company | 19,438 | $4.45M | 0.69% | −749−3.7% | Reduced |
| King Luther Capital Management Corp | 19,551 | $4.47M | 0.02% | 00.0% | Unchanged |
| Stamos Capital Partners, L.P. | 19,600 | $4.49M | 1.16% | +4,200+27.3% | Added |
| Family Legacy, Inc. | 19,699 | $4.51M | 1.93% | +615+3.2% | Added |
| Retirement Group, LLC | 19,706 | $4.51M | 2.06% | +129+0.7% | Added |
| Ieq Capital, LLC | 19,802 | $4.53M | 0.11% | −443−2.2% | Reduced |
| Pinebridge Investments, L.P. | 19,847 | $4.54M | 0.05% | +3,520+21.6% | Added |
| Bleakley Financial Group, LLC | 20,006 | $4.58M | 0.15% | +743+3.9% | Added |
| Boit C F David | 20,400 | $4.58M | 3.13% | 00.0% | Unchanged |
| CWM, LLC | 20,037 | $4.58M | 0.03% | +1,761+9.6% | Added |
| Paradiem, LLC | 20,051 | $4.59M | 1.42% | −3,627−15.3% | Reduced |
| Buckingham Strategic Wealth, LLC | 19,201 | $4.60M | 0.08% | 00.0% | Unchanged |
| Wedbush Securities Inc | 20,106 | $4.60M | 0.23% | −2,201−9.9% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $4.60M | 4.31% | 00.0% | Unchanged |
| Caldwell Trust Co | 20,131 | $4.61M | 0.64% | −156−0.8% | Reduced |
| Burney Co | 20,259 | $4.64M | 0.23% | +604+3.1% | Added |
| Anderson Hoagland & Co | 20,417 | $4.67M | 0.67% | −13,767−40.3% | Reduced |
| Knights of Columbus Asset Advisors LLC | 20,457 | $4.68M | 0.46% | −4,829−19.1% | Reduced |
| Brinker Capital Investments, LLC | 20,536 | $4.70M | 0.06% | +7,686+59.8% | Added |
| Orion Portfolio Solutions, LLC | 20,536 | $4.70M | 0.06% | +14,851+261.2% | Added |
| Financial & Tax Architects, LLC | 20,551 | $4.70M | 1.55% | +786+4.0% | Added |
| Northeast Investment Management | 20,595 | $4.71M | 0.29% | −18−0.1% | Reduced |
| Pathstone Family Office, LLC | 20,207 | $4.72M | 0.08% | −9,188−31.3% | Reduced |
| Tiaa, FSB | 20,838 | $4.77M | 0.02% | −1,719−7.6% | Reduced |
| Bank of Hawaii | 20,935 | $4.79M | 0.28% | −1,225−5.5% | Reduced |
| Neville Rodie & Shaw Inc | 21,044 | $4.82M | 0.44% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 21,050 | $4.82M | 0.13% | −6,253−22.9% | Reduced |
| Narwhal Capital Management | 21,104 | $4.83M | 0.60% | +72+0.3% | Added |
| Community Bank, N.A. | 21,135 | $4.84M | 0.65% | +362+1.7% | Added |
| Ellsworth Advisors, LLC | 21,167 | $4.84M | 1.71% | +846+4.2% | Added |
| Allworth Financial LP | 21,206 | $4.85M | 0.05% | +582+2.8% | Added |
| Pearl River Capital, LLC | 21,308 | $4.88M | 0.77% | −11,242−34.5% | Reduced |
| Trinity Legacy Partners, LLC | 21,458 | $4.91M | 1.84% | +299+1.4% | Added |
| Knuff & Co LLC | 21,486 | $4.92M | 1.95% | 00.0% | Unchanged |
| Viking Fund Management LLC | 21,500 | $4.92M | 0.95% | 00.0% | Unchanged |
| Monte Financial Group, LLC | 21,602 | $4.94M | 2.61% | −1,294−5.7% | Reduced |
| Churchill Management Corp | 21,668 | $4.96M | 0.10% | −48−0.2% | Reduced |
| Moors & Cabot, Inc. | 21,765 | $4.98M | 0.34% | +279+1.3% | Added |
| Meridian Wealth Management, LLC | 21,911 | $5.01M | 0.44% | −249−1.1% | Reduced |
| Raymond James Trust N.A. | 21,928 | $5.02M | 0.16% | −23−0.1% | Reduced |
| City Holding Co | 21,985 | $5.03M | 0.90% | −590−2.6% | Reduced |
| Hallmark Capital Management Inc | 22,071 | $5.05M | 0.46% | −684−3.0% | Reduced |
| NBT Bank N A | 22,125 | $5.06M | 0.74% | −111−0.5% | Reduced |
| Avidian Wealth Solutions, LLC | 22,167 | $5.07M | 0.28% | +368+1.7% | Added |
| Consolidated Capital Management, LLC | 22,209 | $5.08M | 2.74% | −5,932−21.1% | Reduced |
| Caas Capital Management LP | 22,270 | $5.10M | 1.65% | +22,270 | New |
| B & T Capital Management DBA Alpha Capital Management | 21,384 | $5.12M | 1.28% | 00.0% | Unchanged |
| Citizens National Bank Trust Department | 22,409 | $5.13M | 1.42% | −30−0.1% | Reduced |
| Community Bank & Trust, Waco, Texas | 22,421 | $5.13M | 1.63% | −338−1.5% | Reduced |
| Advisor Partners II, LLC | 22,486 | $5.14M | 0.28% | +415+1.9% | Added |
| Highland Capital Management, LLC | 22,503 | $5.15M | 0.38% | +382+1.7% | Added |
| Achmea Investment Management B.V. | 22,515 | $5.15M | 0.15% | +2,580+12.9% | Added |
| Hartford Financial Management Inc. | 22,818 | $5.22M | 1.35% | −306−1.3% | Reduced |
| Spinnaker Trust | 22,944 | $5.25M | 0.40% | −4,780−17.2% | Reduced |
| Money Concepts Capital Corp | 22,996 | $5.32M | 0.30% | −2,959−11.4% | Reduced |
| Biechele Royce Advisors | 23,242 | $5.32M | 1.98% | −1,067−4.4% | Reduced |
| Metropolitan Life Insurance Co | 23,277 | $5.33M | 0.27% | −6,090−20.7% | Reduced |
| Principle Wealth Partners LLC | 23,395 | $5.35M | 0.57% | −23−0.1% | Reduced |
| Sentry LLC | 23,483 | $5.37M | 1.26% | +23,483 | New |
| Beacon Investment Advisory Services, Inc. | 23,484 | $5.37M | 0.26% | +1,665+7.6% | Added |
| Lincoln National Corp | 23,541 | $5.39M | 0.11% | +2,418+11.4% | Added |
| Fusion Capital, LLC | 23,843 | $5.46M | 3.12% | −221−0.9% | Reduced |
| Chartwell Investment Partners, LLC | 23,959 | $5.48M | 0.21% | −23,635−49.7% | Reduced |
| Ilmarinen Mutual Pension Insurance Co | 24,000 | $5.49M | 0.08% | 00.0% | Unchanged |
| Northwest Investment Counselors, LLC | 24,010 | $5.49M | 1.53% | −1,533−6.0% | Reduced |
| New Mexico Educational Retirement Board | 24,102 | $5.52M | 0.28% | −700−2.8% | Reduced |
| Wesbanco Bank Inc | 24,129 | $5.52M | 0.24% | −185−0.8% | Reduced |
| Aull & Monroe Investment Management Corp | 24,446 | $5.59M | 2.85% | −699−2.8% | Reduced |
| LMCG Investments, LLC | 24,729 | $5.66M | 0.38% | +3,343+15.6% | Added |
| La Banque Postale Asset Management SA | 24,816 | $5.68M | 0.14% | −1,145−4.4% | Reduced |
| Capital Group Investment Management Pte. Ltd. | 24,906 | $5.70M | 0.30% | −3,783−13.2% | Reduced |
| Crossmark Global Holdings, Inc. | 24,953 | $5.71M | 0.13% | −776−3.0% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 24,967 | $5.71M | 0.24% | +33+0.1% | Added |
| Cartenna Capital, LP | 25,000 | $5.72M | 1.08% | +25,000 | New |