Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FourThought Financial Partners, LLC | 13,096 | $3.00M | 0.41% | +10.0% | Added |
| Leavell Investment Management, Inc. | 13,116 | $3.00M | 0.21% | +1,552+13.4% | Added |
| First Citizens Bank & Trust Co | 13,125 | $3.00M | 0.06% | +2,129+19.4% | Added |
| Kavar Capital Partners Group, LLC | 13,165 | $3.01M | 0.65% | −218−1.6% | Reduced |
| Monetary Management Group Inc | 13,167 | $3.01M | 0.89% | −125−0.9% | Reduced |
| Hayek Kallen Investment Management | 13,205 | $3.02M | 1.37% | −844−6.0% | Reduced |
| Quantbot Technologies LP | 13,277 | $3.04M | 0.22% | +13,277 | New |
| Richard Bernstein Advisors LLC | 13,294 | $3.04M | 0.06% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 13,490 | $3.09M | 0.12% | +219+1.7% | Added |
| Graphene Investments SAS | 13,500 | $3.09M | 2.07% | 00.0% | Unchanged |
| Plimoth Trust Co LLC | 13,550 | $3.10M | 0.96% | −261−1.9% | Reduced |
| Two Sigma Securities, LLC | 13,598 | $3.11M | 0.26% | −3,986−22.7% | Reduced |
| Trust Co of Vermont | 13,617 | $3.12M | 0.22% | +896+7.0% | Added |
| Brendel Financial Advisors LLC | 13,641 | $3.12M | 2.31% | +13,641 | New |
| Trifecta Capital Advisors, LLC | 13,651 | $3.12M | 1.10% | +235+1.8% | Added |
| Castellan Group, LLC | 13,664 | $3.13M | 2.14% | −350−2.5% | Reduced |
| Ogorek Anthony Joseph | 13,670 | $3.13M | 1.28% | −1,214−8.2% | Reduced |
| Credit Agricole S A | 13,684 | $3.13M | 0.13% | +10,880+388.0% | Added |
| MAI Capital Management | 13,704 | $3.14M | 0.05% | +1,437+11.7% | Added |
| Brown Brothers Harriman & Co | 13,787 | $3.16M | 0.03% | +34+0.2% | Added |
| DT Investment Partners, LLC | 14,648 | $3.18M | 0.39% | +13+0.1% | Added |
| Versor Investments LP | 13,925 | $3.19M | 0.42% | +5,500+65.3% | Added |
| Sturgeon Ventures LLP | 13,955 | $3.19M | 4.86% | +1,738+14.2% | Added |
| Blue Edge Capital, LLC | 13,969 | $3.20M | 0.69% | 00.0% | Unchanged |
| Sandy Spring Bank | 13,992 | $3.20M | 0.18% | −855−5.8% | Reduced |
| Assetmark, Inc | 14,048 | $3.21M | 0.01% | +959+7.3% | Added |
| Leonteq Securities AG | 14,055 | $3.22M | 0.30% | +3,550+33.8% | Added |
| Boothbay Fund Management, LLC | 14,084 | $3.22M | 0.09% | +11,223+392.3% | Added |
| Investment Management of Virginia LLC | 14,086 | $3.22M | 0.61% | −100−0.7% | Reduced |
| Alberta Investment Management Corp | 14,200 | $3.25M | 0.03% | −21,600−60.3% | Reduced |
| Pflug Koory, LLC | 14,232 | $3.26M | 1.77% | 00.0% | Unchanged |
| Kames Capital plc | 14,256 | $3.26M | 0.06% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 14,330 | $3.28M | 0.15% | −580−3.9% | Reduced |
| Park Avenue Securities LLC | 14,434 | $3.30M | 0.06% | −358−2.4% | Reduced |
| Foster & Motley Inc | 14,452 | $3.31M | 0.27% | +1,508+11.7% | Added |
| DFPG Investments, LLC | 14,461 | $3.31M | 0.36% | +6,253+76.2% | Added |
| Occudo Quantitative Strategies LP | 14,471 | $3.31M | 0.30% | +14,471 | New |
| Robbins Farley LLC | 14,505 | $3.32M | 2.44% | −286−1.9% | Reduced |
| Stonebridge Capital Management Inc | 14,522 | $3.32M | 1.60% | −2,989−17.1% | Reduced |
| Webster Bank, N. A. | 14,530 | $3.33M | 0.43% | −141−1.0% | Reduced |
| Perfromance Wealth Partners, LLC | 14,582 | $3.34M | 0.17% | +3,937+37.0% | Added |
| Leuthold Group, LLC | 14,667 | $3.36M | 0.44% | −289−1.9% | Reduced |
| Mutual Advisors, LLC | 14,673 | $3.36M | 0.14% | −479−3.2% | Reduced |
| Empirical Finance, LLC | 14,878 | $3.40M | 0.32% | +642+4.5% | Added |
| Guyasuta Investment Advisors Inc | 14,888 | $3.41M | 0.26% | +300+2.1% | Added |
| Tower View Investment Management & Research LLC | 14,894 | $3.41M | 2.29% | +55+0.4% | Added |
| Creative Financial Designs Inc | 14,908 | $3.41M | 0.45% | −6,891−31.6% | Reduced |
| Essex Investment Management Co LLC | 14,930 | $3.42M | 0.50% | −1,877−11.2% | Reduced |
| Iowa State Bank | 14,966 | $3.42M | 0.86% | −598−3.8% | Reduced |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.43M | 1.03% | 00.0% | Unchanged |
| RBF Capital, LLC | 15,000 | $3.43M | 0.25% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 15,028 | $3.44M | 0.45% | +179+1.2% | Added |
| Eukles Asset Management | 15,031 | $3.44M | 1.87% | −114−0.8% | Reduced |
| Compagnie Lombard Odier SCmA | 15,112 | $3.46M | 0.09% | −1,948−11.4% | Reduced |
| Cullen/Frost Bankers, Inc. | 15,143 | $3.47M | 0.06% | +160+1.1% | Added |
| Wetherby Asset Management Inc | 15,276 | $3.50M | 0.20% | +197+1.3% | Added |
| Permanens Capital L.P. | 15,460 | $3.54M | 0.77% | −140−0.9% | Reduced |
| Perpetual Ltd | 15,468 | $3.54M | 0.03% | +15,468 | New |
| Goelzer Investment Management, Inc. | 15,475 | $3.54M | 0.31% | −467−2.9% | Reduced |
| EagleClaw Capital Managment, LLC | 15,535 | $3.56M | 0.84% | +35+0.2% | Added |
| Greenleaf Trust | 15,568 | $3.56M | 0.04% | +699+4.7% | Added |
| North Star Investment Management Corp. | 15,589 | $3.57M | 0.29% | −38−0.2% | Reduced |
| Ascent Wealth Partners, LLC | 15,720 | $3.60M | 0.72% | −70−0.4% | Reduced |
| Stonnington Group, LLC | 16,229 | $3.60M | 0.94% | +983+6.4% | Added |
| Lake Street Advisors Group, LLC | 15,735 | $3.60M | 0.22% | −65−0.4% | Reduced |
| Siemens Fonds Invest GmbH | 15,762 | $3.61M | 0.38% | −59−0.4% | Reduced |
| Roundview Capital LLC | 15,839 | $3.62M | 0.38% | +344+2.2% | Added |
| Advocate Group LLC | 16,053 | $3.67M | 0.80% | +940+6.2% | Added |
| Fund Management at Engine No. 1 LLC | 16,068 | $3.68M | 0.74% | +528+3.4% | Added |
| Robertson Stephens Wealth Management, LLC | 16,092 | $3.68M | 0.29% | +1,210+8.1% | Added |
| Malaga Cove Capital, LLC | 16,096 | $3.68M | 1.82% | −41−0.3% | Reduced |
| KMG Fiduciary Partners, LLC | 16,149 | $3.70M | 0.53% | +648+4.2% | Added |
| Canandaigua National Bank & Trust Co | 16,181 | $3.70M | 0.62% | +16,181 | New |
| Bailard, Inc. | 16,327 | $3.74M | 0.13% | −26−0.2% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 16,359 | $3.74M | 0.10% | +48+0.3% | Added |
| Pallas Capital Advisors LLC | 16,759 | $3.74M | 0.35% | +839+5.3% | Added |
| Arrow Financial Corp | 16,389 | $3.75M | 0.49% | +2,275+16.1% | Added |
| Silvercrest Asset Management Group LLC | 16,420 | $3.76M | 0.03% | +513+3.2% | Added |
| Equitable Trust Co | 16,463 | $3.77M | 0.30% | 00.0% | Unchanged |
| Parcion Private Wealth LLC | 16,634 | $3.81M | 0.40% | +1,112+7.2% | Added |
| Virtu Financial LLC | 16,680 | $3.82M | 0.41% | +16,680 | New |
| Kinneret Advisory, LLC | 16,692 | $3.82M | 0.49% | −897−5.1% | Reduced |
| Marketfield Asset Management LLC | 16,719 | $3.83M | 3.27% | 00.0% | Unchanged |
| Resolute Wealth Strategies, LLC | 16,807 | $3.85M | 3.27% | +16,807 | New |
| FRG Family Wealth Advisors LLC | 16,856 | $3.86M | 0.88% | 00.0% | Unchanged |
| Terry L. Blaker | 17,040 | $3.90M | 0.35% | −1,653−8.8% | Reduced |
| Abbrea Capital, LLC | 17,147 | $3.92M | 0.67% | +537+3.2% | Added |
| Ronald Blue Trust, Inc. | 16,482 | $3.95M | 0.06% | −756−4.4% | Reduced |
| Stillwater Investment Management, LLC | 17,261 | $3.95M | 1.06% | +83+0.5% | Added |
| LeJeune Puetz Investment Counsel LLC | 17,312 | $3.96M | 1.42% | +31+0.2% | Added |
| Altrius Capital Management Inc | 17,317 | $3.96M | 1.21% | −116−0.7% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,336 | $3.97M | 0.06% | +263+1.5% | Added |
| Griffin Asset Management, Inc. | 17,345 | $3.97M | 0.55% | +2,726+18.6% | Added |
| Quantinno Capital Management LP | 17,373 | $3.98M | 0.26% | −3,465−16.6% | Reduced |
| Global Retirement Partners, LLC | 18,542 | $4.00M | 0.21% | +210+1.1% | Added |
| Gateway Advisory, LLC | 17,498 | $4.00M | 0.89% | +17,498 | New |
| Crestwood Advisors Group LLC | 17,536 | $4.01M | 0.13% | −1,840−9.5% | Reduced |
| Ameritas Advisory Services, LLC | 17,779 | $4.03M | 0.20% | −12,259−40.8% | Reduced |
| Twin Capital Management Inc | 17,651 | $4.04M | 0.55% | −2,391−11.9% | Reduced |
| Country Club Bank | 18,050 | $4.05M | 0.33% | +1,098+6.5% | Added |