Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Profund Advisors LLC | 10,024 | $2.29M | 0.14% | −48−0.5% | Reduced |
| Symmetry Investments LP | 10,032 | $2.30M | 1.10% | +10,032 | New |
| Beck Bode, LLC | 10,063 | $2.30M | 0.57% | +6,659+195.6% | Added |
| Horizon Investments, LLC | 10,134 | $2.31M | 0.07% | −8,515−45.7% | Reduced |
| Aire Advisors, LLC | 10,131 | $2.31M | 0.64% | −254−2.4% | Reduced |
| Truvestments Capital LLC | 10,151 | $2.32M | 1.24% | +226+2.3% | Added |
| Gouws Capital LLC | 10,192 | $2.33M | 2.09% | +533+5.5% | Added |
| Focus Financial Network, Inc. | 10,219 | $2.34M | 0.15% | −396−3.7% | Reduced |
| Symmetry Partners, LLC | 10,220 | $2.34M | 0.13% | +5,880+135.5% | Added |
| Sequoia Financial Advisors, LLC | 10,228 | $2.34M | 0.05% | −87−0.8% | Reduced |
| Shelton Capital Management | 10,232 | $2.34M | 0.10% | +3,032+42.1% | Added |
| Tokio Marine Asset Management Co Ltd | 10,281 | $2.35M | 0.16% | +1,472+16.7% | Added |
| AustralianSuper Pty Ltd | 10,324 | $2.36M | 0.02% | +10,324 | New |
| Radnor Capital Management, LLC | 10,326 | $2.36M | 0.62% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 10,347 | $2.37M | 0.09% | +1,352+15.0% | Added |
| Banque Pictet & Cie SA | 10,391 | $2.38M | 0.02% | −10,228−49.6% | Reduced |
| MEMBERS Trust Co | 10,434 | $2.39M | 0.07% | −487−4.5% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,449 | $2.39M | 0.74% | −13−0.1% | Reduced |
| Anchor Investment Management, LLC | 10,463 | $2.39M | 0.33% | +451+4.5% | Added |
| Meiji Yasuda Life Insurance Co | 10,480 | $2.40M | 0.05% | +77+0.7% | Added |
| StoneX Group Inc. | 10,495 | $2.40M | 0.26% | +4,247+68.0% | Added |
| Whalerock Point Partners, LLC | 10,505 | $2.40M | 0.89% | +160+1.5% | Added |
| Capital Investment Counsel, Inc | 10,535 | $2.41M | 0.55% | −363−3.3% | Reduced |
| Smith, Moore & Co. | 10,573 | $2.42M | 0.33% | +311+3.0% | Added |
| Mystic Asset Management, Inc. | 10,618 | $2.43M | 1.34% | 00.0% | Unchanged |
| Vinva Investment Management Ltd | 10,935 | $2.46M | 0.21% | +10,935 | New |
| U.S. Capital Wealth Advisors, LLC | 10,733 | $2.46M | 0.11% | +3,065+40.0% | Added |
| Modus Advisors, LLC | 10,753 | $2.46M | 1.13% | +14+0.1% | Added |
| Financial Advisory Service, Inc. | 10,755 | $2.46M | 0.27% | −377−3.4% | Reduced |
| Asset Management Group, Inc. | 10,779 | $2.47M | 0.55% | +45+0.4% | Added |
| Cary Street Partner Investment Advisory LLC | 10,799 | $2.47M | 0.18% | +27+0.3% | Added |
| Jacobi Capital Management LLC | 10,803 | $2.47M | 0.29% | −450−4.0% | Reduced |
| Boyd Watterson Asset Management LLC | 10,813 | $2.47M | 1.01% | +50.0% | Added |
| CPA Asset Management LLC | 10,901 | $2.49M | 1.86% | 00.0% | Unchanged |
| Edge Capital Group, LLC | 10,995 | $2.52M | 0.16% | +8,200+293.4% | Added |
| Commonwealth Retirement Investments LLC | 11,021 | $2.52M | 1.50% | −11−0.1% | Reduced |
| Vestmark Advisory Solutions, Inc. | 11,025 | $2.52M | 0.11% | −10,909−49.7% | Reduced |
| Kinloch Capital, LLC | 11,059 | $2.53M | 1.48% | −4,015−26.6% | Reduced |
| FIL Ltd | 11,064 | $2.53M | 0.00% | −9,716−46.8% | Reduced |
| Hennessy Advisors Inc | 11,100 | $2.54M | 0.19% | −1,600−12.6% | Reduced |
| Schnieders Capital Management LLC | 11,109 | $2.54M | 0.57% | 00.0% | Unchanged |
| ARS Wealth Advisors Group, LLC | 11,115 | $2.54M | 0.47% | −14,036−55.8% | Reduced |
| Strategic Advisors LLC | 11,149 | $2.55M | 0.52% | +75+0.7% | Added |
| Level Four Advisory Services, LLC | 11,163 | $2.55M | 0.17% | −1,226−9.9% | Reduced |
| Gould Capital, LLC | 11,169 | $2.56M | 1.97% | −2,837−20.3% | Reduced |
| Graypoint LLC | 11,185 | $2.56M | 0.28% | +4,884+77.5% | Added |
| First Horizon Advisors, Inc. | 11,189 | $2.56M | 0.09% | −2,516−18.4% | Reduced |
| Signaturefd, LLC | 11,194 | $2.56M | 0.07% | +1,304+13.2% | Added |
| Twinbeech Capital LP | 11,230 | $2.57M | 0.05% | +11,230 | New |
| Donaldson Capital Management, LLC | 11,242 | $2.57M | 0.12% | −184−1.6% | Reduced |
| Veriti Management LLC | 11,257 | $2.58M | 0.31% | −104−0.9% | Reduced |
| Trust Co of Toledo NA | 11,270 | $2.58M | 0.46% | +548+5.1% | Added |
| Gateway Wealth Partners, LLC | 11,300 | $2.59M | 0.40% | +402+3.7% | Added |
| Spire Wealth Management | 11,311 | $2.59M | 0.10% | +2,442+27.5% | Added |
| Whitener Capital Management, Inc. | 11,315 | $2.59M | 1.08% | −200−1.7% | Reduced |
| Spirit of America Management Corp | 11,340 | $2.60M | 0.58% | −700−5.8% | Reduced |
| Beck Capital Management, LLC | 11,398 | $2.61M | 1.11% | +983+9.4% | Added |
| Ellis Investment Partners, LLC | 11,436 | $2.62M | 0.68% | −2,015−15.0% | Reduced |
| Providence Wealth Advisors, LLC | 11,752 | $2.62M | 1.94% | −60−0.5% | Reduced |
| Liberty One Investment Management, LLC | 11,476 | $2.63M | 0.36% | +487+4.4% | Added |
| Intact Investment Management Inc. | 11,500 | $2.63M | 0.11% | 00.0% | Unchanged |
| Financial Sense Advisors, Inc. | 11,531 | $2.64M | 1.20% | −50−0.4% | Reduced |
| Procyon Private Wealth Partners, LLC | 11,546 | $2.64M | 0.44% | +64+0.6% | Added |
| Viewpoint Capital Management LLC | 11,548 | $2.64M | 2.37% | −110−0.9% | Reduced |
| RSM US Wealth Management LLC | 11,568 | $2.65M | 0.09% | +3,689+46.8% | Added |
| Pinnacle Holdings, LLC | 11,575 | $2.65M | 1.23% | −10−0.1% | Reduced |
| Nicholas Hoffman & Company, LLC. | 11,626 | $2.66M | 0.24% | +50+0.4% | Added |
| New Hampshire Trust | 11,667 | $2.67M | 0.72% | −1,704−12.7% | Reduced |
| MV Capital Management, Inc. | 11,675 | $2.67M | 0.38% | +91+0.8% | Added |
| PFG Advisors | 11,731 | $2.68M | 0.22% | +954+8.9% | Added |
| Mission Creek Capital Partners, Inc. | 11,765 | $2.69M | 0.92% | −28−0.2% | Reduced |
| Integrated Wealth Concepts LLC | 11,775 | $2.69M | 0.06% | +4,942+72.3% | Added |
| Slow Capital, Inc. | 11,796 | $2.70M | 0.50% | +1,591+15.6% | Added |
| Kingsview Wealth Management, LLC | 11,829 | $2.71M | 0.11% | −640−5.1% | Reduced |
| Edgestream Partners, L.P. | 11,836 | $2.71M | 0.30% | +10,011+548.5% | Added |
| Lowe Brockenbrough & Co Inc | 11,963 | $2.74M | 0.22% | +2,478+26.1% | Added |
| Clearbridge Investments, LLC | 12,012 | $2.75M | 0.00% | +1,141+10.5% | Added |
| Cambridge Advisors Inc. | 12,123 | $2.77M | 0.71% | +130+1.1% | Added |
| South Dakota Investment Council | 12,155 | $2.78M | 0.06% | 00.0% | Unchanged |
| Stoneridge Investment Partners LLC | 12,190 | $2.79M | 1.48% | −549−4.3% | Reduced |
| BLB&B Advisors, LLC | 12,198 | $2.79M | 0.21% | +228+1.9% | Added |
| Essex Financial Services, Inc. | 12,294 | $2.81M | 0.30% | +444+3.7% | Added |
| Geneos Wealth Management Inc. | 12,337 | $2.82M | 0.17% | −85−0.7% | Reduced |
| J.P. Marvel Investment Advisors, LLC | 12,344 | $2.82M | 0.64% | −75−0.6% | Reduced |
| Ashton Thomas Private Wealth, LLC | 12,351 | $2.83M | 0.25% | +1,224+11.0% | Added |
| Azimuth Capital Investment Management LLC | 12,365 | $2.83M | 0.14% | −100−0.8% | Reduced |
| ICA Group Wealth Management, LLC | 12,367 | $2.83M | 0.68% | +164+1.3% | Added |
| Apollon Wealth Management, LLC | 12,400 | $2.84M | 0.17% | +1,966+18.8% | Added |
| Studio Investment Management LLC | 12,414 | $2.84M | 0.86% | −615−4.7% | Reduced |
| Barbara Oil Co. | 12,500 | $2.86M | 1.37% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 12,534 | $2.87M | 0.10% | +372+3.1% | Added |
| AAFMAA Wealth Management & Trust LLC | 12,612 | $2.89M | 2.31% | −407−3.1% | Reduced |
| Wakefield Asset Management LLLP | 12,649 | $2.89M | 1.20% | +10.0% | Added |
| Applied Capital LLC | 12,714 | $2.91M | 2.89% | −137−1.1% | Reduced |
| Great Valley Advisor Group, Inc. | 12,721 | $2.91M | 0.14% | +4,374+52.4% | Added |
| Richelieu Gestion PLC | 12,746 | $2.92M | 2.64% | +3,060+31.6% | Added |
| Arrowstreet Capital, Limited Partnership | 12,787 | $2.93M | 0.00% | +12,787 | New |
| McGuire Investment Group, LLC | 13,007 | $2.98M | 0.59% | +1,945+17.6% | Added |
| Readystate Asset Management LP | 13,080 | $2.99M | 0.37% | +13,080 | New |
| Stratos Wealth Partners, LTD. | 13,093 | $3.00M | 0.08% | −472−3.5% | Reduced |