Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ropes Wealth Advisors LLC | 7,966 | $1.82M | 0.33% | −241−2.9% | Reduced |
| Investors Asset Management of Georgia Inc | 7,968 | $1.82M | 0.97% | −50−0.6% | Reduced |
| Cohen Klingenstein LLC | 8,000 | $1.83M | 0.09% | 00.0% | Unchanged |
| Cambridge Trust Co | 8,003 | $1.83M | 0.09% | −25−0.3% | Reduced |
| Tradewinds, LLC. | 8,037 | $1.84M | 1.11% | +8,037 | New |
| Bowen Hanes & Co Inc | 8,079 | $1.85M | 0.06% | −2,450−23.3% | Reduced |
| McKinley Capital Management LLC /Delaware | 8,085 | $1.85M | 0.25% | +2,317+40.2% | Added |
| Argent Trust Co | 8,096 | $1.85M | 0.12% | +161+2.0% | Added |
| Alpha Cubed Investments, LLC | 8,097 | $1.85M | 0.13% | −1,559−16.1% | Reduced |
| MB, Levis & Associates, LLC | 8,116 | $1.86M | 1.29% | +17+0.2% | Added |
| Fruth Investment Management | 8,143 | $1.86M | 0.54% | 00.0% | Unchanged |
| Howland Capital Management LLC | 8,154 | $1.87M | 0.11% | +3,026+59.0% | Added |
| Trust Investment Advisors | 8,157 | $1.87M | 1.67% | −250−3.0% | Reduced |
| Chapin Davis, Inc. | 8,183 | $1.87M | 0.97% | +5+0.1% | Added |
| SeaCrest Wealth Management, LLC | 8,215 | $1.88M | 0.25% | +51+0.6% | Added |
| Global Trust Asset Management, LLC | 8,228 | $1.88M | 0.90% | +103+1.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 8,231 | $1.88M | 0.20% | −58−0.7% | Reduced |
| First Dallas Securities Inc. | 8,233 | $1.88M | 1.11% | −25−0.3% | Reduced |
| SlateStone Wealth, LLC | 8,278 | $1.89M | 0.39% | +1,292+18.5% | Added |
| Equitable Holdings, Inc. | 8,354 | $1.91M | 0.03% | +43+0.5% | Added |
| Old Port Advisors | 8,669 | $1.91M | 0.69% | −293−3.3% | Reduced |
| LMG Wealth Partners, LLC | 8,493 | $1.94M | 0.63% | +332+4.1% | Added |
| Douglass Winthrop Advisors, LLC | 8,495 | $1.94M | 0.05% | −500−5.6% | Reduced |
| Boltwood Capital Management | 8,547 | $1.96M | 0.73% | +60+0.7% | Added |
| IHT Wealth Management, LLC | 8,554 | $1.96M | 0.11% | +317+3.8% | Added |
| Seven Eight Capital, LP | 8,584 | $1.96M | 0.41% | +8,584 | New |
| Court Place Advisors, LLC | 8,599 | $1.97M | 0.71% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 8,632 | $1.98M | 0.02% | +5,083+143.2% | Added |
| Hanson & Doremus Investment Management | 8,678 | $1.99M | 0.44% | −301−3.4% | Reduced |
| Oxbow Advisors, LLC | 8,700 | $1.99M | 0.36% | 00.0% | Unchanged |
| Hodges Capital Management Inc. | 10,699 | $1.99M | 0.16% | −7,148−40.1% | Reduced |
| Avitas Wealth Management LLC | 8,720 | $2.00M | 0.39% | −17−0.2% | Reduced |
| We Are One Seven, LLC | 8,746 | $2.00M | 0.13% | +2,401+37.8% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 8,779 | $2.01M | 0.01% | +6,377+265.5% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,780 | $2.01M | 1.25% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 8,784 | $2.01M | 0.38% | +695+8.6% | Added |
| Capital Asset Advisory Services LLC | 8,797 | $2.01M | 0.15% | −289−3.2% | Reduced |
| Smith, Salley & Associates | 8,806 | $2.02M | 0.16% | +165+1.9% | Added |
| Pure Financial Advisors, Inc. | 8,811 | $2.02M | 0.09% | +85+1.0% | Added |
| Cresset Asset Management, LLC | 8,833 | $2.02M | 0.04% | −1,009−10.3% | Reduced |
| Jefferies Financial Group Inc. | 8,854 | $2.03M | 0.04% | −64,746−88.0% | Reduced |
| Nilsine Partners, LLC | 8,875 | $2.03M | 0.32% | +8,875 | New |
| Emfo, LLC | 8,893 | $2.04M | 1.93% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 8,949 | $2.05M | 0.09% | −15−0.2% | Reduced |
| Venture Visionary Partners LLC | 8,977 | $2.05M | 0.13% | +59+0.7% | Added |
| Park National Corp | 9,012 | $2.06M | 0.09% | +191+2.2% | Added |
| Meeder Advisory Services, Inc. | 9,021 | $2.06M | 0.24% | +54+0.6% | Added |
| Boston Private Wealth LLC | 9,053 | $2.07M | 0.03% | −535−5.6% | Reduced |
| Jag Capital Management, LLC | 9,082 | $2.08M | 0.27% | +105+1.2% | Added |
| Hoey Investments, Inc | 9,108 | $2.08M | 0.82% | +218+2.5% | Added |
| Finer Wealth Management, Inc. | 9,114 | $2.09M | 1.76% | +25+0.3% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 9,125 | $2.09M | 0.06% | +446+5.1% | Added |
| Wealthcare Advisory Partners LLC | 9,183 | $2.10M | 0.09% | +140+1.5% | Added |
| Core Wealth Advisors, Inc. | 9,207 | $2.11M | 0.84% | +1,109+13.7% | Added |
| HBK Sorce Advisory LLC | 9,214 | $2.11M | 0.10% | −8,988−49.4% | Reduced |
| Moneta Group Investment Advisors LLC | 9,217 | $2.11M | 0.05% | +233+2.6% | Added |
| Sowell Financial Services LLC | 9,226 | $2.11M | 0.16% | −5,287−36.4% | Reduced |
| Baldwin Investment Management, LLC | 9,235 | $2.11M | 0.37% | −93−1.0% | Reduced |
| Atomi Financial Group, Inc. | 9,241 | $2.11M | 1.18% | +9,241 | New |
| Triad Financial Advisors, Inc. | 9,246 | $2.12M | 0.92% | +5+0.1% | Added |
| Ti-Trust, Inc | 9,247 | $2.12M | 1.99% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 9,247 | $2.12M | 0.16% | +1,647+21.7% | Added |
| Ignite Planners, LLC | 9,831 | $2.12M | 0.87% | +406+4.3% | Added |
| Guardian Investment Management | 9,152 | $2.12M | 1.63% | +2,465+36.9% | Added |
| RB Capital Management, LLC | 9,277 | $2.12M | 0.69% | +271+3.0% | Added |
| Heritage Trust Co | 9,290 | $2.13M | 0.33% | −6−0.1% | Reduced |
| Westwood Management Corp | 9,300 | $2.13M | 0.27% | +9,300 | New |
| Naples Global Advisors, LLC | 9,314 | $2.13M | 0.27% | −180−1.9% | Reduced |
| Kistler-Tiffany Companies, LLC | 9,334 | $2.14M | 0.41% | −346−3.6% | Reduced |
| FLC Capital Advisors | 9,356 | $2.14M | 0.65% | 00.0% | Unchanged |
| Loudon Investment Management, LLC | 9,428 | $2.16M | 1.49% | −775−7.6% | Reduced |
| Johnson Investment Counsel Inc | 9,441 | $2.16M | 0.03% | +252+2.7% | Added |
| Diversified Trust Co | 9,463 | $2.17M | 0.08% | +1,323+16.3% | Added |
| Buckley Wealth Management, LLC | 9,472 | $2.17M | 0.80% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 9,475 | $2.17M | 0.32% | +1,016+12.0% | Added |
| Moody National Bank Trust Division | 9,493 | $2.17M | 0.19% | −14−0.1% | Reduced |
| First National Bank & Trust Co of Newtown | 9,527 | $2.18M | 0.48% | −50−0.5% | Reduced |
| Waldron Private Wealth LLC | 9,558 | $2.19M | 0.11% | +438+4.8% | Added |
| Alps Advisors Inc | 9,563 | $2.19M | 0.02% | −832−8.0% | Reduced |
| Berkshire Bank | 9,582 | $2.19M | 0.65% | −207−2.1% | Reduced |
| Wellington Shields & Co., LLC | 9,600 | $2.20M | 0.49% | 00.0% | Unchanged |
| Sumitomo Life Insurance Co | 9,625 | $2.20M | 0.19% | −72−0.7% | Reduced |
| Caldwell Sutter Capital, Inc. | 9,627 | $2.20M | 1.61% | +1,402+17.0% | Added |
| Palisade Asset Management, LLC | 9,629 | $2.20M | 0.27% | −111−1.1% | Reduced |
| McKinley Carter Wealth Services, Inc. | 9,662 | $2.21M | 0.17% | +146+1.5% | Added |
| Tower Bridge Advisors | 9,745 | $2.23M | 0.18% | −97−1.0% | Reduced |
| McMillion Capital Management Inc | 9,746 | $2.23M | 2.10% | −833−7.9% | Reduced |
| Evercore Wealth Management, LLC | 9,747 | $2.23M | 0.04% | −861−8.1% | Reduced |
| Hudock, Inc. | 9,754 | $2.23M | 0.55% | −298−3.0% | Reduced |
| Adirondack Trust Co | 9,777 | $2.24M | 1.13% | +20.0% | Added |
| Cumberland Advisors Inc | 9,850 | $2.25M | 0.92% | 00.0% | Unchanged |
| Mill Capital Management, LLC | 9,866 | $2.26M | 0.23% | 00.0% | Unchanged |
| Private Trust Co NA | 9,890 | $2.26M | 0.31% | +150+1.5% | Added |
| Members Capital Advisors Inc | 9,900 | $2.27M | 1.64% | 00.0% | Unchanged |
| 1st Source Bank | 9,908 | $2.27M | 0.15% | +101+1.0% | Added |
| Holderness Investments Co | 9,908 | $2.27M | 0.91% | +115+1.2% | Added |
| Global Wealth Management Investment Advisory, Inc. | 9,910 | $2.27M | 0.68% | +9,910 | New |
| Hoylecohen, LLC | 9,937 | $2.27M | 0.21% | +14+0.1% | Added |
| Atlantic Union Bankshares Corp | 9,938 | $2.27M | 0.24% | −522−5.0% | Reduced |
| Traynor Capital Management, Inc. | 10,014 | $2.29M | 0.35% | −69−0.7% | Reduced |