Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wealth Architects, LLC | 3,395 | $777.0K | 0.14% | +4+0.1% | Added |
| Laird Norton Trust Company, LLC | 3,407 | $779.5K | 0.10% | −3−0.1% | Reduced |
| Stratos Wealth Advisors, LLC | 3,408 | $780.0K | 0.06% | −232−6.4% | Reduced |
| 44 Wealth Management LLC | 3,428 | $784.5K | 0.27% | +64+1.9% | Added |
| Auxier Asset Management | 3,430 | $784.9K | 0.14% | −110−3.1% | Reduced |
| Sentry Investment Management LLC | 3,434 | $786.0K | 0.32% | −80−2.3% | Reduced |
| EHP Funds Inc. | 3,450 | $789.5K | 0.17% | +3,450 | New |
| Norway Savings Bank | 3,455 | $790.6K | 0.40% | +60+1.8% | Added |
| Verity Asset Management, Inc. | 3,456 | $790.9K | 0.47% | +1,729+100.1% | Added |
| JFS Wealth Advisors, LLC | 3,457 | $791.1K | 0.07% | +15+0.4% | Added |
| Abn Amro Investment Solutions | 3,469 | $793.8K | 0.02% | +3,469 | New |
| Patriot Investment Management Inc. | 3,478 | $795.9K | 0.07% | +14+0.4% | Added |
| Wedmont Private Capital | 3,706 | $798.8K | 0.11% | +306+9.0% | Added |
| Summit Financial Group Inc | 3,491 | $798.9K | 0.32% | −770−18.1% | Reduced |
| Aspen Investment Management Inc | 3,517 | $805.0K | 0.51% | −160−4.4% | Reduced |
| Modera Wealth Management, LLC | 3,526 | $807.0K | 0.03% | +194+5.8% | Added |
| Virtue Capital Management, LLC | 3,737 | $807.9K | 0.13% | +336+9.9% | Added |
| Boston Research & Management Inc | 3,542 | $810.0K | 0.24% | 00.0% | Unchanged |
| Balentine LLC | 3,543 | $810.8K | 0.03% | +224+6.7% | Added |
| Change Path, LLC | 3,550 | $812.0K | 0.04% | +506+16.6% | Added |
| Cooper Financial Group | 3,550 | $812.5K | 0.22% | +171+5.1% | Added |
| Everett Harris & Co | 3,551 | $812.6K | 0.01% | +143+4.2% | Added |
| Taurus Asset Management, LLC | 3,558 | $814.2K | 0.10% | 00.0% | Unchanged |
| Thomasville National Bank | 3,569 | $816.7K | 0.08% | +200+5.9% | Added |
| Wiley Bros.-Aintree Capital, LLC | 3,572 | $817.4K | 0.39% | −23−0.6% | Reduced |
| Legacy Capital Group California, Inc. | 3,573 | $817.6K | 0.40% | +3,573 | New |
| Penobscot Wealth Management | 3,575 | $818.0K | 0.64% | −653−15.4% | Reduced |
| Catalyst Financial Partners LLC | 3,579 | $819.0K | 0.35% | +222+6.6% | Added |
| Mitchell Capital Management Co | 3,592 | $822.0K | 0.20% | −153−4.1% | Reduced |
| Dumont & Blake Investment Advisors LLC | 3,594 | $822.0K | 0.28% | −30−0.8% | Reduced |
| Hudson Valley Investment Advisors Inc | 3,593 | $822.2K | 0.11% | +17+0.5% | Added |
| Gleason Group, Inc. | 3,606 | $825.1K | 0.24% | +7+0.2% | Added |
| Rehmann Capital Advisory Group | 3,610 | $826.2K | 0.08% | −152−4.0% | Reduced |
| CWA Asset Management Group, LLC | 3,612 | $826.6K | 0.06% | +512+16.5% | Added |
| Csenge Advisory Group | 3,616 | $827.6K | 0.06% | −1,345−27.1% | Reduced |
| Woodstock Corp | 3,625 | $829.5K | 0.11% | 00.0% | Unchanged |
| SS&H Financial Advisors, Inc. | 3,625 | $829.5K | 0.38% | 00.0% | Unchanged |
| J. W. Coons Advisors, LLC | 3,630 | $830.7K | 0.24% | 00.0% | Unchanged |
| Davis R M Inc | 3,632 | $831.0K | 0.02% | +300+9.0% | Added |
| Delta Investment Management, LLC | 3,635 | $831.8K | 0.24% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 3,638 | $832.6K | 0.12% | +835+29.8% | Added |
| Verition Fund Management LLC | 3,643 | $833.7K | 0.01% | +2,664+272.1% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,648 | $834.9K | 0.11% | −405−10.0% | Reduced |
| Regal Investment Advisors LLC | 3,654 | $836.2K | 0.07% | +106+3.0% | Added |
| Worth Financial Advisory Group, LLC | 3,657 | $836.9K | 0.80% | −170−4.4% | Reduced |
| Fairview Capital Investment Management, LLC | 3,668 | $839.4K | 0.05% | −400−9.8% | Reduced |
| Hancock Whitney Corp | 3,675 | $841.0K | 0.03% | +266+7.8% | Added |
| Marble Harbor Investment Counsel, LLC | 3,679 | $841.9K | 0.11% | +225+6.5% | Added |
| Ostrum Asset Management | 3,680 | $842.1K | 0.07% | +3,680 | New |
| Circle Wealth Management, LLC | 3,714 | $849.9K | 0.12% | −3−0.1% | Reduced |
| Montecito Bank & Trust | 3,715 | $850.1K | 0.20% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 3,721 | $851.6K | 0.09% | −570−13.3% | Reduced |
| RMB Capital Management, LLC | 3,724 | $852.2K | 0.03% | −440−10.6% | Reduced |
| DMG Group, LLC | 3,710 | $852.8K | 0.86% | 00.0% | Unchanged |
| Clark Capital Management Group, Inc. | 3,739 | $855.6K | 0.01% | −157,573−97.7% | Reduced |
| Curated Wealth Partners LLC | 3,762 | $860.9K | 0.19% | −424−10.1% | Reduced |
| 9258 Wealth Management, LLC | 3,767 | $862.0K | 0.17% | −390−9.4% | Reduced |
| Crawford Investment Counsel Inc | 3,774 | $863.6K | 0.02% | +42+1.1% | Added |
| Visionary Wealth Advisors | 3,791 | $867.5K | 0.07% | −117−3.0% | Reduced |
| Founders Financial Securities LLC | 3,793 | $867.9K | 0.13% | −6−0.2% | Reduced |
| US Asset Management LLC | 3,792 | $868.0K | 0.89% | −10−0.3% | Reduced |
| Mission Wealth Management, LP | 3,795 | $868.5K | 0.04% | +199+5.5% | Added |
| Patten & Patten Inc | 3,795 | $868.5K | 0.08% | +10.0% | Added |
| BFSG, LLC | 3,799 | $869.0K | 0.16% | +3,799 | New |
| Farmers National Bank | 3,798 | $869.1K | 0.31% | −100−2.6% | Reduced |
| Chicago Trust Co NA | 3,804 | $870.5K | 0.22% | +820+27.5% | Added |
| Courier Capital LLC | 3,813 | $872.6K | 0.10% | +10.0% | Added |
| LexAurum Advisors, LLC | 3,815 | $873.0K | 0.29% | −45−1.2% | Reduced |
| CRA Financial Services, LLC | 3,832 | $876.9K | 0.26% | 00.0% | Unchanged |
| Great Lakes Retirement, Inc. | 3,847 | $880.4K | 0.17% | +270+7.5% | Added |
| Gradient Investments LLC | 3,851 | $881.2K | 0.02% | +54+1.4% | Added |
| Field & Main Bank | 3,859 | $883.1K | 0.53% | −39−1.0% | Reduced |
| HHM Wealth Advisors, LLC | 3,860 | $883.4K | 0.18% | +768+24.8% | Added |
| Telos Capital Management, Inc. | 3,868 | $885.1K | 0.12% | −121−3.0% | Reduced |
| Accurate Wealth Management, LLC | 4,112 | $886.2K | 0.31% | +501+13.9% | Added |
| Axq Capital, LP | 3,900 | $892.5K | 0.35% | +1,100+39.3% | Added |
| Menard Financial Group LLC | 3,902 | $892.8K | 2.06% | −102−2.5% | Reduced |
| Adell Harriman & Carpenter Inc | 3,909 | $894.5K | 0.10% | −3,405−46.6% | Reduced |
| Norwood Financial Corp | 3,930 | $899.3K | 1.43% | +10+0.3% | Added |
| Capital Investment Advisory Services, LLC | 3,965 | $907.3K | 0.11% | −476−10.7% | Reduced |
| Texas Capital Bancshares Inc | 3,971 | $908.7K | 0.57% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 3,971 | $908.8K | 0.09% | +231+6.2% | Added |
| Aaron Wealth Advisors | 3,973 | $909.2K | 0.13% | −180−4.3% | Reduced |
| Werlinich Asset Management, LLC | 3,975 | $909.6K | 0.80% | 00.0% | Unchanged |
| IVC Wealth Advisors LLC | 3,991 | $913.3K | 0.65% | −165−4.0% | Reduced |
| Saybrook Capital | 4,000 | $915.0K | 0.29% | 00.0% | Unchanged |
| Navellier & Associates Inc | 4,000 | $915.4K | 0.19% | −100−2.4% | Reduced |
| WealthTrust Asset Management, LLC | 4,005 | $916.5K | 0.87% | +4,005 | New |
| Lantz Financial LLC | 4,009 | $917.4K | 0.38% | 00.0% | Unchanged |
| Washington Trust Co | 4,011 | $917.9K | 0.04% | −24−0.6% | Reduced |
| ZWJ Investment Counsel Inc | 4,018 | $919.4K | 0.05% | +157+4.1% | Added |
| Quad-Cities Investment Group, LLC | 4,018 | $919.4K | 0.64% | +24+0.6% | Added |
| Creegan & Nassoura Financial Group, LLC | 4,020 | $919.9K | 0.71% | 00.0% | Unchanged |
| Windsor Group LTD | 4,268 | $920.0K | 0.18% | −38−0.9% | Reduced |
| SNS Financial Group, LLC | 4,022 | $920.5K | 0.12% | +52+1.3% | Added |
| Puzo Michael J | 4,025 | $921.1K | 0.31% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 4,028 | $921.7K | 0.26% | +229+6.0% | Added |
| IPG Investment Advisors LLC | 4,036 | $923.6K | 0.21% | +585+17.0% | Added |
| Acorn Wealth Advisors, LLC | 4,052 | $927.2K | 0.68% | −335−7.6% | Reduced |
| IAM Advisory, LLC | 4,052 | $927.4K | 0.32% | +4,052 | New |