Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fulton Bank, N.A. | 2,810 | $643.0K | 0.03% | −43−1.5% | Reduced |
| VeraBank, N.A. | 2,815 | $644.2K | 0.30% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 2,817 | $644.5K | 0.09% | −141−4.8% | Reduced |
| Windsor Capital Management, LLC | 2,818 | $644.8K | 0.22% | −9−0.3% | Reduced |
| Cornerstone Wealth Management, LLC | 2,820 | $645.3K | 0.06% | +2,820 | New |
| Symphony Financial, Ltd. Co. | 2,875 | $645.3K | 0.17% | +1,917+200.1% | Added |
| Allen Mooney & Barnes Investment Advisors LLC | 2,820 | $645.5K | 0.15% | −38,255−93.1% | Reduced |
| Well Done, LLC | 2,829 | $647.4K | 0.14% | −21−0.7% | Reduced |
| Fernwood Investment Management, LLC | 2,832 | $648.1K | 0.25% | +135+5.0% | Added |
| Disciplined Equity Management, Inc. | 2,848 | $651.7K | 0.55% | +2,848 | New |
| Abacus Planning Group, Inc. | 2,854 | $653.2K | 0.17% | 00.0% | Unchanged |
| MPS Loria Financial Planners, LLC | 2,856 | $653.6K | 0.26% | +3+0.1% | Added |
| Wealthspan Partners, LLC | 2,857 | $653.8K | 0.56% | 00.0% | Unchanged |
| Cyndeo Wealth Partners, LLC | 2,860 | $654.5K | 0.07% | −9−0.3% | Reduced |
| Ballast, Inc. | 2,865 | $655.6K | 0.27% | +57+2.0% | Added |
| Granite FO LLC | 3,000 | $656.4K | 0.40% | +3,000 | New |
| Fortem Financial Group, LLC | 2,878 | $658.6K | 0.43% | −397−12.1% | Reduced |
| Ironwood Investment Counsel, LLC | 2,883 | $659.8K | 0.16% | −81−2.7% | Reduced |
| Johnson Financial Group, Inc. | 2,889 | $661.1K | 0.05% | +485+20.2% | Added |
| Clarus Wealth Advisors | 3,166 | $662.1K | 0.42% | +206+7.0% | Added |
| Benjamin Edwards Inc | 2,898 | $663.0K | 0.16% | +228+8.5% | Added |
| StrategIQ Financial Group, LLC | 2,899 | $663.4K | 0.08% | −21−0.7% | Reduced |
| BFT Financial Group, LLC | 2,909 | $665.6K | 0.10% | +2,909 | New |
| Somerville Kurt F | 2,915 | $667.1K | 0.12% | −50−1.7% | Reduced |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 2,932 | $671.0K | 0.39% | +2,932 | New |
| CIC Wealth, LLC | 2,936 | $671.8K | 0.25% | −19−0.6% | Reduced |
| CNB Bank | 2,938 | $672.3K | 0.41% | −19−0.6% | Reduced |
| Truadvice, LLC | 3,089 | $675.9K | 0.27% | +3,089 | New |
| CX Institutional | 2,944 | $675.9K | 0.04% | +108+3.8% | Added |
| Harfst & Associates, Inc. | 2,954 | $676.0K | 0.19% | 00.0% | Unchanged |
| Patton Albertson Miller Group, LLC | 2,960 | $677.4K | 0.12% | −8−0.3% | Reduced |
| Girard Partners Ltd. | 2,960 | $677.5K | 0.07% | −241−7.5% | Reduced |
| Grandview Asset Management LLC | 2,966 | $679.0K | 0.40% | −284−8.7% | Reduced |
| Berkshire Asset Management LLC | 2,969 | $679.4K | 0.04% | +2,969 | New |
| Hazlett, Burt & Watson, Inc. | 2,976 | $681.0K | 0.56% | −191−6.0% | Reduced |
| Lion Street Advisors, LLC | 2,981 | $682.3K | 0.21% | +52+1.8% | Added |
| HCR Wealth Advisors | 2,982 | $682.4K | 0.14% | +10.0% | Added |
| Prostatis Group LLC | 2,987 | $682.5K | 0.36% | −15−0.5% | Reduced |
| Benin Management CORP | 2,986 | $683.3K | 0.26% | +230+8.3% | Added |
| CMG Global Holdings, LLC | 2,992 | $684.7K | 0.62% | 00.0% | Unchanged |
| Stiles Financial Services Inc | 2,999 | $686.3K | 0.37% | −354−10.6% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $686.5K | 0.27% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 3,006 | $687.9K | 0.03% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 3,035 | $694.5K | 0.11% | −948−23.8% | Reduced |
| First Command Bank | 3,043 | $696.4K | 0.07% | +250+9.0% | Added |
| First Command Financial Services, Inc. | 3,043 | $696.4K | 0.07% | +250+9.0% | Added |
| Horizon Wealth Management, LLC | 3,056 | $699.4K | 0.52% | −723−19.1% | Reduced |
| NVWM, LLC | 3,058 | $699.8K | 0.23% | −40−1.3% | Reduced |
| Brighton Jones LLC | 3,063 | $700.9K | 0.04% | −1,617−34.6% | Reduced |
| Washington Trust Advisors, Inc. | 3,075 | $703.7K | 0.07% | −25−0.8% | Reduced |
| Raleigh Capital Management Inc. | 3,075 | $703.8K | 0.35% | +109+3.7% | Added |
| Rooted Wealth Advisors, Inc. | 3,156 | $706.0K | 0.52% | +413+15.1% | Added |
| Sweet Financial Partners, LLC | 3,093 | $707.8K | 0.20% | −38−1.2% | Reduced |
| Alera Investment Advisors, LLC | 3,098 | $709.0K | 0.16% | +44+1.4% | Added |
| Vanguard Capital Wealth Advisors | 3,117 | $713.3K | 0.71% | +4+0.1% | Added |
| Boston Family Office LLC | 3,122 | $714.0K | 0.06% | +2,050+191.2% | Added |
| Mather Group, LLC. | 3,121 | $714.1K | 0.01% | +405+14.9% | Added |
| CCG Wealth Management, LLC | 3,121 | $714.2K | 0.47% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 3,129 | $716.1K | 0.05% | −136−4.2% | Reduced |
| SignalPoint Asset Management, LLC | 3,142 | $719.0K | 0.23% | −416−11.7% | Reduced |
| Rossmore Private Capital | 3,143 | $719.2K | 0.11% | −64−2.0% | Reduced |
| Delta Financial Group, Inc. | 3,147 | $720.0K | 0.28% | +1,625+106.8% | Added |
| Gray Wealth Management Inc. | 3,152 | $721.4K | 0.39% | +68+2.2% | Added |
| Cardiff Park Advisors, LLC | 3,152 | $721.4K | 0.09% | +12+0.4% | Added |
| Magnus Financial Group LLC | 3,154 | $721.8K | 0.11% | +739+30.6% | Added |
| SageView Advisory Group, LLC | 3,159 | $722.8K | 0.05% | −924−22.6% | Reduced |
| Pathway Financial Advisors LLC | 3,163 | $723.8K | 0.24% | 00.0% | Unchanged |
| Deseret Mutual Benefit Administrators | 3,181 | $727.9K | 0.29% | −48−1.5% | Reduced |
| Sutton Wealth Advisors Inc. | 3,183 | $728.4K | 0.39% | −1,042−24.7% | Reduced |
| Archer Investment Corp | 3,055 | $728.6K | 0.27% | 00.0% | Unchanged |
| JGP Wealth Management, LLC | 3,186 | $729.0K | 0.13% | +1,916+150.9% | Added |
| Peoples Financial Services Corp. | 3,187 | $729.3K | 0.34% | +559+21.3% | Added |
| Concentric Wealth Management, LLC | 3,190 | $730.0K | 0.24% | −210−6.2% | Reduced |
| King Wealth | 3,196 | $731.0K | 0.16% | −18−0.6% | Reduced |
| Tiemann Investment Advisors, LLC | 3,197 | $731.6K | 0.40% | +162+5.3% | Added |
| Wealth Effects LLC | 3,197 | $731.7K | 0.38% | −119−3.6% | Reduced |
| Atwood & Palmer Inc | 3,208 | $734.1K | 0.07% | 00.0% | Unchanged |
| Trust Co | 3,211 | $734.8K | 0.11% | 00.0% | Unchanged |
| Security Financial Services, INC. | 3,229 | $738.9K | 0.22% | +10.0% | Added |
| Clear Creek Financial Management, LLC | 3,232 | $739.6K | 0.14% | +10.0% | Added |
| Oak Thistle LLC | 3,232 | $739.6K | 0.44% | +3,232 | New |
| Colonial Trust Co | 3,233 | $739.8K | 0.19% | +21+0.7% | Added |
| Carmichael Hill & Associates, Inc. | 3,235 | $740.3K | 0.38% | −41−1.3% | Reduced |
| First Heartland Consultants, Inc. | 3,242 | $741.9K | 0.11% | +136+4.4% | Added |
| Birinyi Associates Inc | 3,250 | $744.0K | 0.31% | −1,000−23.5% | Reduced |
| V-Square Quantitative Management LLC | 3,253 | $744.4K | 0.69% | +3,253 | New |
| Sawgrass Asset Management LLC | 3,255 | $744.9K | 0.10% | 00.0% | Unchanged |
| Legacy Wealth Asset Management, LLC | 3,262 | $746.5K | 0.27% | −74−2.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 3,270 | $748.0K | 0.05% | +23+0.7% | Added |
| Nicolet Bankshares Inc | 3,291 | $753.1K | 0.24% | +465+16.5% | Added |
| Heck Capital Advisors, LLC | 3,292 | $753.3K | 0.14% | −1,183−26.4% | Reduced |
| Flagship Harbor Advisors, LLC | 3,307 | $756.7K | 0.07% | +433+15.1% | Added |
| Wealth Management Partners, LLC | 3,318 | $759.2K | 0.53% | +318+10.6% | Added |
| USA Financial Portformulas Corp | 3,323 | $760.4K | 1.23% | +3,323 | New |
| Carnegie Capital Asset Management, LLC | 3,346 | $765.7K | 0.03% | −282−7.8% | Reduced |
| OmniStar Financial Group, Inc. | 3,361 | $770.2K | 0.98% | +2,159+179.6% | Added |
| Retirement Planning Co of New England, Inc. | 3,368 | $770.8K | 0.47% | −14−0.4% | Reduced |
| First Manhattan Co | 3,375 | $772.5K | 0.00% | −198−5.5% | Reduced |
| Ballast Advisors LLC | 3,390 | $775.8K | 0.31% | +10.0% | Added |
| Rodgers Brothers Inc. | 3,395 | $776.9K | 0.15% | −55−1.6% | Reduced |