Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Summit Financial Strategies, Inc. | 2,177 | $521.5K | 0.11% | −107−4.7% | Reduced |
| Planning Center, Inc. | 2,178 | $521.8K | 0.16% | +425+24.2% | Added |
| Wealthsource Partners, LLC | 2,178 | $521.8K | 0.04% | −88−3.9% | Reduced |
| Derbend Asset Management | 2,184 | $523.1K | 0.42% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 2,184 | $523.2K | 0.39% | +5+0.2% | Added |
| Pacer Advisors, Inc. | 2,184 | $523.2K | 0.00% | +1,108+103.0% | Added |
| RMR Wealth Builders | 2,189 | $524.5K | 0.12% | +10.0% | Added |
| Lehman & Derafelo Financial Resources LLC | 2,197 | $526.3K | 0.16% | +172+8.5% | Added |
| Tolleson Wealth Management, Inc. | 2,200 | $527.0K | 0.14% | 00.0% | Unchanged |
| Sabal Trust CO | 2,200 | $527.0K | 0.04% | −271−11.0% | Reduced |
| NCM Capital Management, LLC | 2,205 | $528.0K | 0.35% | 00.0% | Unchanged |
| Riverwater Partners LLC | 2,207 | $528.7K | 0.45% | −7−0.3% | Reduced |
| Soltis Investment Advisors LLC | 2,216 | $530.9K | 0.07% | +377+20.5% | Added |
| Ridgecrest Wealth Partners, LLC | 2,227 | $533.5K | 0.41% | 00.0% | Unchanged |
| LVM Capital Management Ltd | 2,235 | $535.0K | 0.08% | −890−28.5% | Reduced |
| Marcum Wealth, LLC | 2,242 | $537.0K | 0.07% | −16−0.7% | Reduced |
| Sittner & Nelson, LLC | 2,247 | $538.3K | 0.33% | +549+32.3% | Added |
| RE Dickinson Investment Advisors, LLC | 2,250 | $539.0K | 0.22% | +750+50.0% | Added |
| Braun Stacey Associates Inc | 2,250 | $539.0K | 0.03% | −2,200−49.4% | Reduced |
| Heron Financial Group, LLC | 2,247 | $539.9K | 0.36% | −25−1.1% | Reduced |
| N.E.W. Advisory Services LLC | 2,255 | $540.1K | 0.08% | −33−1.4% | Reduced |
| Aberdeen Wealth Management LLC | 2,266 | $542.9K | 0.41% | 00.0% | Unchanged |
| Chimera Capital Management LLC | 2,268 | $543.3K | 0.15% | +2,268 | New |
| Corton Capital Inc. | 2,272 | $544.3K | 0.45% | +2,272 | New |
| W Advisors, LLC | 2,282 | $546.7K | 0.46% | −266−10.4% | Reduced |
| Mechanics Financial Corp | 2,300 | $551.0K | 0.33% | 00.0% | Unchanged |
| Marion Wealth Management | 2,303 | $551.7K | 0.23% | +59+2.6% | Added |
| Day & Ennis, LLC | 2,307 | $552.6K | 0.21% | +2+0.1% | Added |
| Pitcairn Co | 2,314 | $554.3K | 0.06% | −35−1.5% | Reduced |
| Accredited Investors Inc. | 2,330 | $558.2K | 0.05% | +65+2.9% | Added |
| Athena Investment Management | 2,339 | $560.3K | 0.41% | +33+1.4% | Added |
| Hotaling Investment Management, LLC | 2,342 | $561.0K | 0.25% | −29−1.2% | Reduced |
| Tilt Investment Management Holdings, PBC | 2,353 | $563.7K | 0.48% | +2,353 | New |
| Bath Savings Trust Co | 2,355 | $564.0K | 0.07% | +38+1.6% | Added |
| Prestige Wealth Management Group LLC | 2,356 | $564.5K | 0.15% | +81+3.6% | Added |
| Advisors Management Group Inc | 2,361 | $566.0K | 0.21% | 00.0% | Unchanged |
| Garner Asset Management Corp | 2,365 | $567.0K | 0.28% | +6+0.3% | Added |
| Wimmer Associates 1, LLC | 2,371 | $568.0K | 0.37% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 2,382 | $570.6K | 0.13% | −3−0.1% | Reduced |
| Quadrant Private Wealth Management, LLC | 2,384 | $571.2K | 0.19% | +2,384 | New |
| Fiduciary Group LLC | 2,395 | $573.8K | 0.08% | +90+3.9% | Added |
| Ocean Capital Management, LLC | 2,400 | $574.9K | 0.33% | 00.0% | Unchanged |
| Bank Julius Baer & Co. Ltd, Zurich | 2,402 | $575.0K | 0.00% | −17,563−88.0% | Reduced |
| Hunter Associates Investment Management LLC | 2,399 | $575.0K | 0.14% | +10.0% | Added |
| Regent Investment Management LLC | 2,400 | $575.0K | 0.15% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 2,404 | $575.9K | 0.05% | +189+8.5% | Added |
| Reynders McVeigh Capital Management, LLC | 2,406 | $576.0K | 0.04% | −53−2.2% | Reduced |
| Clarus Group, Inc. | 2,411 | $577.5K | 0.51% | +3+0.1% | Added |
| Magnus Financial Group LLC | 2,415 | $578.6K | 0.09% | +289+13.6% | Added |
| First Citizens Financial Corp | 2,415 | $579.0K | 0.50% | −20−0.8% | Reduced |
| Hexagon Capital Partners LLC | 2,423 | $580.5K | 0.17% | −387−13.8% | Reduced |
| Joel Isaacson & Co., LLC | 2,424 | $580.6K | 0.04% | +2+0.1% | Added |
| United Bank | 2,425 | $580.9K | 0.08% | −3,600−59.8% | Reduced |
| Missouri Trust & Investment Co | 2,424 | $581.0K | 0.35% | +360+17.4% | Added |
| Stonebridge Capital Advisors LLC | 2,426 | $581.3K | 0.07% | −273−10.1% | Reduced |
| IFG Advisory, LLC | 2,458 | $589.0K | 0.06% | −276−10.1% | Reduced |
| Trillium Asset Management, LLC | 2,460 | $589.0K | 0.02% | 00.0% | Unchanged |
| Clear Street Markets LLC | 2,457 | $589.0K | 0.12% | +457+22.9% | Added |
| Opes Wealth Management LLC | 2,460 | $589.3K | 0.21% | −206−7.7% | Reduced |
| McGlone Suttner Wealth Management, Inc. | 2,467 | $591.4K | 0.19% | +2,467 | New |
| Full Sail Capital, LLC | 2,470 | $591.7K | 0.06% | −17−0.7% | Reduced |
| Concord Wealth Partners | 2,475 | $593.0K | 0.18% | −75−2.9% | Reduced |
| Claris Advisors, LLC | 2,491 | $596.7K | 0.57% | +12+0.5% | Added |
| Lion Street Advisors, LLC | 2,929 | $597.5K | 0.31% | +5+0.2% | Added |
| 180 Wealth Advisors, LLC | 2,280 | $597.6K | 0.14% | −120−5.0% | Reduced |
| Kercheville Advisors, LLC | 2,500 | $598.9K | 0.41% | −700−21.9% | Reduced |
| E&G Advisors, LP | 2,500 | $598.9K | 0.23% | −400−13.8% | Reduced |
| Slocum, Gordon & Co LLP | 2,500 | $598.9K | 0.39% | +2,500 | New |
| Sippican Capital Advisors | 2,500 | $599.0K | 0.57% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 2,504 | $599.9K | 0.04% | +2,504 | New |
| Well Done, LLC | 2,850 | $600.0K | 0.13% | +19+0.7% | Added |
| Platform Technology Partners | 2,506 | $600.4K | 0.31% | −36−1.4% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,510 | $601.3K | 0.33% | −134−5.1% | Reduced |
| BOS Asset Management, LLC | 2,513 | $602.0K | 0.54% | +2,513 | New |
| Seelaus Asset Management LLC | 2,526 | $605.0K | 0.45% | 00.0% | Unchanged |
| Saxon Interests, Inc. | 2,456 | $605.7K | 0.35% | +21+0.9% | Added |
| Lavaca Capital LLC | 2,820 | $610.4K | 0.24% | 00.0% | Unchanged |
| Bill Few Associates, Inc. | 2,555 | $612.0K | 0.36% | +10.0% | Added |
| Heritage Wealth Advisors | 2,556 | $612.3K | 0.04% | 00.0% | Unchanged |
| Intrua Financial, LLC | 2,503 | $615.2K | 0.14% | +793+46.4% | Added |
| Security National Bank | 2,582 | $618.5K | 0.17% | 00.0% | Unchanged |
| Castleark Management LLC | 2,590 | $620.5K | 0.03% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 2,591 | $620.7K | 0.77% | +2,591 | New |
| Allegheny Financial Group LTD | 2,594 | $621.3K | 0.26% | −10−0.4% | Reduced |
| Range Financial Group LLC | 2,600 | $622.9K | 0.42% | +819+46.0% | Added |
| Cantor Fitzgerald, L. P. | 2,600 | $623.0K | 0.01% | +2,600 | New |
| Armstrong Advisory Group, Inc | 2,624 | $628.6K | 0.08% | +2,624 | New |
| Harbor Investment Advisory, LLC | 2,627 | $629.2K | 0.10% | −923−26.0% | Reduced |
| Peoples Financial Services Corp. | 2,628 | $629.6K | 0.29% | +25+1.0% | Added |
| Mendel Money Management | 2,637 | $631.7K | 0.36% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 2,641 | $632.0K | 0.09% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 2,640 | $632.4K | 0.03% | +119+4.7% | Added |
| Northstar Group, Inc. | 2,646 | $634.0K | 0.18% | −85−3.1% | Reduced |
| Intrust Bank NA | 2,662 | $637.7K | 0.09% | −95−3.4% | Reduced |
| Carret Asset Management, LLC | 2,664 | $638.0K | 0.09% | −4−0.1% | Reduced |
| LCNB Corp | 2,667 | $638.9K | 0.30% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 2,670 | $640.0K | 0.17% | +204+8.3% | Added |
| Live Oak Investment Partners | – | $643.7K | 0.59% | – | New |
| Pine Haven Investment Counsel, Inc | 2,695 | $645.6K | 0.71% | +73+2.8% | Added |
| Fernwood Investment Management, LLC | 2,697 | $646.1K | 0.27% | −100−3.6% | Reduced |