Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Edgestream Partners, L.P. | 1,825 | $437.2K | 0.05% | −1,172−39.1% | Reduced |
| Verus Capital Partners, LLC | 1,826 | $437.4K | 0.08% | −122−6.3% | Reduced |
| Astoria Portfolio Advisors LLC. | 1,753 | $437.6K | 0.21% | −201−10.3% | Reduced |
| Shoker Investment Counsel, Inc. | 1,829 | $438.3K | 0.20% | +9+0.5% | Added |
| Horst & Graben Wealth Management LLC | 1,832 | $439.0K | 0.11% | +9+0.5% | Added |
| CWM Advisors, LLC | 1,836 | $439.9K | 0.06% | −362−16.5% | Reduced |
| North Point Portfolio Managers Corp | 1,838 | $440.3K | 0.07% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,841 | $441.0K | 0.11% | −220−10.7% | Reduced |
| Archford Capital Strategies, LLC | 1,850 | $443.2K | 0.10% | +1+0.1% | Added |
| Smith Anglin Financial, LLC | 1,861 | $445.8K | 0.08% | −51−2.7% | Reduced |
| Key Financial Inc | 2,725 | $447.1K | 0.21% | 00.0% | Unchanged |
| David Loasby | 1,786 | $447.8K | 0.06% | −5−0.3% | Reduced |
| Journey Strategic Wealth LLC | 1,874 | $448.9K | 0.05% | +96+5.4% | Added |
| First Western Trust Bank | 1,878 | $449.9K | 0.03% | −2−0.1% | Reduced |
| REDW Wealth LLC | 1,878 | $449.9K | 0.16% | 00.0% | Unchanged |
| Westmount Partners, LLC | 1,879 | $450.1K | 0.23% | +1,879 | New |
| Sompo Asset Management Co., Ltd. | 1,880 | $450.4K | 0.10% | −220−10.5% | Reduced |
| MCF Advisors LLC | 1,881 | $450.5K | 0.05% | +14+0.7% | Added |
| Boston Common Asset Management, LLC | 1,881 | $451.0K | 0.02% | +34+1.8% | Added |
| First American Bank | 1,884 | $451.3K | 0.04% | −481−20.3% | Reduced |
| Appleton Partners Inc | 1,885 | $452.0K | 0.04% | −10−0.5% | Reduced |
| CPR Investments Inc. | 1,888 | $452.3K | 0.45% | +1,888 | New |
| Sterling Investment Advisors, Ltd. | 1,890 | $452.8K | 0.16% | −199−9.5% | Reduced |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $455.2K | 0.10% | −200−9.5% | Reduced |
| Constitution Capital LLC | 1,900 | $455.2K | 0.28% | 00.0% | Unchanged |
| Greenwich Wealth Management LLC | 1,903 | $456.0K | 0.05% | −18−0.9% | Reduced |
| FAI Wealth Management | 1,910 | $457.6K | 0.42% | 00.0% | Unchanged |
| Alan B. Lancz & Associates, Inc. | 1,772 | $458.0K | 0.46% | 00.0% | Unchanged |
| Proficio Capital Partners LLC | 1,905 | $459.2K | 0.09% | +118+6.6% | Added |
| EverSource Wealth Advisors, LLC | 1,922 | $460.5K | 0.07% | +236+14.0% | Added |
| Chicago Partners Investment Group LLC | 1,849 | $461.6K | 0.03% | +12+0.7% | Added |
| Core Alternative Capital | 1,937 | $464.1K | 0.06% | +1,127+139.1% | Added |
| Jupiter Wealth Management LLC | 1,952 | $467.0K | 0.45% | +952+95.2% | Added |
| MSH Capital Advisors LLC | 1,951 | $467.4K | 0.21% | 00.0% | Unchanged |
| First Commonwealth Financial Corp | 1,957 | $468.8K | 0.17% | −41−2.1% | Reduced |
| Winthrop Advisory Group LLC | 1,960 | $469.5K | 0.09% | +53+2.8% | Added |
| Aft, Forsyth & Company, Inc. | 1,960 | $469.5K | 0.40% | 00.0% | Unchanged |
| Cooper/Haims Advisors, LLC | 1,961 | $470.0K | 0.33% | −36−1.8% | Reduced |
| Jackson Wealth Management, LLC | 1,967 | $471.2K | 0.17% | −886−31.1% | Reduced |
| Centurion Wealth Management LLC | 1,973 | $472.5K | 0.27% | +1,973 | New |
| Bensler, LLC | 1,980 | $474.2K | 0.11% | −157−7.3% | Reduced |
| Pacitti Group Inc. | 1,981 | $474.5K | 0.37% | −49−2.4% | Reduced |
| Smithfield Trust Co | 1,987 | $475.0K | 0.03% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 1,984 | $475.4K | 0.24% | +268+15.6% | Added |
| Callan Capital, LLC | 1,988 | $476.2K | 0.06% | +1,988 | New |
| Edge Wealth Management LLC | 2,000 | $476.7K | 0.11% | 00.0% | Unchanged |
| Landmark Financial Advisors, LLC | 1,993 | $477.4K | 0.22% | −50−2.4% | Reduced |
| Lester Murray Antman dba SimplyRich | 1,996 | $478.0K | 0.19% | −64−3.1% | Reduced |
| XTX Topco Ltd | 1,998 | $478.6K | 0.10% | +1,998 | New |
| Burns J W & Co Inc | 2,000 | $479.0K | 0.09% | −15−0.7% | Reduced |
| Cito Capital Group, LLC | 2,000 | $479.0K | 0.26% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $479.1K | 0.18% | 00.0% | Unchanged |
| Echo Street Capital Management LLC | 2,003 | $479.8K | 0.00% | +2,003 | New |
| Wealth Quarterback LLC | 2,004 | $480.0K | 0.40% | +329+19.6% | Added |
| McElhenny Sheffield Capital Management, LLC | 2,015 | $482.7K | 0.23% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 2,015 | $482.8K | 0.06% | +139+7.4% | Added |
| Wayfinding Financial, LLC | 2,278 | $483.0K | 0.39% | −185−7.5% | Reduced |
| Acropolis Investment Management, LLC | 2,020 | $484.0K | 0.04% | −36−1.8% | Reduced |
| Valmark Advisers, Inc. | 2,028 | $485.8K | 0.01% | +7+0.3% | Added |
| Total Investment Management Inc | 2,029 | $486.1K | 0.12% | +15+0.7% | Added |
| L2 Asset Management, LLC | 2,040 | $488.7K | 0.32% | +131+6.9% | Added |
| Capital Advisors Inc | 2,042 | $489.1K | 0.01% | −496−19.5% | Reduced |
| Fort Sheridan Advisors LLC | 2,045 | $489.9K | 0.16% | −300−12.8% | Reduced |
| Martin Capital Advisors, LLP | 2,045 | $489.9K | 0.55% | +800+64.3% | Added |
| Boston Financial Mangement LLC | 2,051 | $491.3K | 0.02% | −65−3.1% | Reduced |
| Mountain Pacific Investment Advisers Inc | 2,051 | $491.3K | 0.04% | +10.0% | Added |
| Accuvest Global Advisors | 2,060 | $493.0K | 0.16% | +2,060 | New |
| Traverso Chambers Private Wealth Management, LLC | 2,062 | $494.0K | 0.14% | −8−0.4% | Reduced |
| State of Wyoming | 2,062 | $494.0K | 0.16% | +1,148+125.6% | Added |
| Novare Capital Management LLC | 2,072 | $496.3K | 0.06% | −150−6.8% | Reduced |
| Wall Street Access Asset Management, LLC | 2,072 | $496.4K | 0.37% | +5+0.2% | Added |
| Diversified, LLC | 2,074 | $496.8K | 0.20% | +839+67.9% | Added |
| Guardian Wealth Advisors, LLC | 2,074 | $496.8K | 0.10% | +143+7.4% | Added |
| O'Neil Global Advisors, Inc. | 2,075 | $497.0K | 2.29% | +2,075 | New |
| BlueSky Wealth Advisors, LLC | 2,080 | $498.3K | 0.11% | −426−17.0% | Reduced |
| GHP Investment Advisors, Inc. | 2,081 | $498.5K | 0.03% | +49+2.4% | Added |
| Larson Financial Group LLC | 2,081 | $498.6K | 0.06% | −11−0.5% | Reduced |
| KLCM Advisors, Inc. | 2,082 | $498.7K | 0.10% | +10.0% | Added |
| Arcus Capital Partners, LLC | 2,086 | $499.8K | 0.20% | +2+0.1% | Added |
| Delphia (USA) Inc. | 2,092 | $501.2K | 0.58% | +2,092 | New |
| Colony Family Offices, LLC | 2,096 | $502.1K | 0.21% | −135−6.1% | Reduced |
| Oak Hill Wealth Advisors, LLC | 2,098 | $502.7K | 0.21% | +2,098 | New |
| Perpetual Investment Management Ltd | 2,100 | $503.1K | 0.06% | −500−19.2% | Reduced |
| McBroom & Associates, LLC | 2,100 | $503.1K | 0.55% | −41−1.9% | Reduced |
| Bank of Nova Scotia Trust Co | 2,100 | $503.1K | 0.05% | 00.0% | Unchanged |
| Financial Consulate, Inc | 2,100 | $503.1K | 0.18% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 2,109 | $505.2K | 0.19% | 00.0% | Unchanged |
| Capital Planning Advisors, LLC | 2,111 | $505.7K | 0.12% | +37+1.8% | Added |
| Cahaba Wealth Management, Inc. | 2,116 | $506.8K | 0.06% | 00.0% | Unchanged |
| Summit Financial, LLC | 2,118 | $507.4K | 0.05% | −186−8.1% | Reduced |
| GYL Financial Synergies, LLC | 2,124 | $508.8K | 0.11% | +54+2.6% | Added |
| Mason Investment Advisory Services, Inc. | 2,130 | $510.3K | 0.05% | −426−16.7% | Reduced |
| Berger Financial Group, Inc | 2,141 | $513.0K | 0.07% | −38−1.7% | Reduced |
| Sunbelt Securities, Inc. | 2,154 | $516.0K | 0.10% | +2+0.1% | Added |
| Baldwin Brothers Inc | 2,156 | $516.5K | 0.05% | +1,656+331.2% | Added |
| First Financial Corp | 2,157 | $516.7K | 0.32% | 00.0% | Unchanged |
| Goepper Burkhardt LLC | 2,160 | $517.5K | 0.36% | 00.0% | Unchanged |
| Atalanta Sosnoff Capital, LLC | 2,162 | $517.9K | 0.02% | +601+38.5% | Added |
| Montag A & Associates Inc | 2,165 | $518.7K | 0.03% | −1,290−37.3% | Reduced |
| Zions Bancorporation, N.A. | 2,171 | $520.1K | 0.04% | −886−29.0% | Reduced |