Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Paulson Wealth Management Inc. | 1,593 | $381.6K | 0.19% | +1,593 | New |
| Tennessee Valley Asset Management Partners | 1,599 | $383.1K | 0.13% | +6+0.4% | Added |
| IMS Capital Management | 1,600 | $383.3K | 0.24% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $383.3K | 0.30% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $383.3K | 0.13% | 00.0% | Unchanged |
| Ssi Investment Management LLC | 1,601 | $383.5K | 0.02% | 00.0% | Unchanged |
| PBMares Wealth Management LLC | 1,601 | $383.6K | 0.16% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 1,601 | $384.0K | 0.01% | −32,631−95.3% | Reduced |
| Sepio Capital, LP | 1,604 | $384.3K | 0.03% | +299+22.9% | Added |
| Wealth Alliance | 1,606 | $384.7K | 0.07% | −22−1.4% | Reduced |
| Sanchez Wealth Management Group | 1,606 | $384.8K | 0.19% | +8+0.5% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $385.0K | 0.27% | 00.0% | Unchanged |
| Insigneo Advisory Services, LLC | 1,609 | $385.0K | 0.15% | +1,609 | New |
| Integrated Investment Consultants, LLC | 1,609 | $385.5K | 0.13% | +261+19.4% | Added |
| Waters Parkerson & Co., LLC | 1,613 | $386.0K | 0.02% | −100−5.8% | Reduced |
| Camden National Bank | 1,610 | $386.0K | 0.08% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 1,616 | $387.1K | 0.26% | −100−5.8% | Reduced |
| Bender Robert & Associates | 1,617 | $387.4K | 0.14% | 00.0% | Unchanged |
| Financial Partners Group, Inc | 1,561 | $387.4K | 0.09% | +173+12.5% | Added |
| American Money Management, LLC | 1,623 | $388.9K | 0.11% | −233−12.6% | Reduced |
| Penserra Capital Management LLC | 1,630 | $389.0K | 0.01% | +1,630 | New |
| Marietta Investment Partners LLC | 1,624 | $389.0K | 0.11% | +324+24.9% | Added |
| New Republic Capital, LLC | 1,625 | $389.3K | 0.31% | +1,625 | New |
| Stokes Family Office, LLC | 1,625 | $389.3K | 0.05% | +16+1.0% | Added |
| RKL Wealth Management LLC | 1,626 | $389.7K | 0.05% | +100+6.6% | Added |
| Lakeview Capital Partners, LLC | 1,494 | $390.7K | 0.12% | 00.0% | Unchanged |
| BNC Wealth Management, LLC | 1,633 | $391.2K | 0.23% | −15−0.9% | Reduced |
| Daymark Wealth Partners, LLC | 1,639 | $392.6K | 0.07% | +1,639 | New |
| Balboa Wealth Partners | 1,642 | $393.3K | 0.18% | +361+28.2% | Added |
| Regent Peak Wealth Advisors LLC | 1,644 | $393.8K | 0.13% | +12+0.7% | Added |
| Taylor Hoffman Wealth Management | 1,648 | $394.8K | 0.24% | −698−29.8% | Reduced |
| Eaton Financial Holdings Company, LLC | 1,651 | $395.5K | 0.34% | +1,651 | New |
| Fairfield, Bush & Co. | 1,653 | $395.9K | 0.26% | +33+2.0% | Added |
| Wendell David Associates Inc | 1,653 | $396.0K | 0.05% | −29−1.7% | Reduced |
| Atlas Private Wealth Management | 1,657 | $396.9K | 0.18% | +1+0.1% | Added |
| Addison Advisors LLC | 1,658 | $397.2K | 0.24% | +43+2.7% | Added |
| GraniteShares Advisors LLC | 1,659 | $397.4K | 0.33% | −243−12.8% | Reduced |
| Resurgent Financial Advisors LLC | 1,660 | $397.6K | 0.21% | +12+0.7% | Added |
| Pinnacle Financial Group, LLC | 1,666 | $399.1K | 0.28% | +57+3.5% | Added |
| Sunburst Financial Group, LLC | 1,667 | $399.3K | 0.16% | 00.0% | Unchanged |
| Geller Advisors LLC | 1,668 | $399.6K | 0.07% | +1,668 | New |
| Fluent Financial, LLC | 1,669 | $399.8K | 0.24% | −5,861−77.8% | Reduced |
| Tradition Wealth Management, LLC | 1,680 | $402.0K | 0.06% | +8+0.5% | Added |
| Davidson Investment Advisors | 1,680 | $402.5K | 0.03% | +10+0.6% | Added |
| Summit Wealth Partners, LLC | 1,690 | $404.9K | 0.11% | +6+0.4% | Added |
| Red Door Wealth Management, LLC | 1,692 | $405.3K | 0.13% | −893−34.5% | Reduced |
| Campbell & CO Investment Adviser LLC | 1,698 | $406.8K | 0.10% | +1,698 | New |
| Thomas Story & Son LLC | 1,700 | $407.0K | 0.21% | 00.0% | Unchanged |
| Axiom Investment Management LLC | 1,699 | $407.0K | 1.06% | +1,465+626.1% | Added |
| Trinity Financial Advisors LLC | 1,700 | $407.3K | 0.27% | 00.0% | Unchanged |
| Means Investment Co., Inc. | 1,702 | $407.7K | 0.08% | +398+30.5% | Added |
| Silvia McColl Wealth Management, LLC | 1,704 | $408.2K | 0.40% | +1,704 | New |
| BigSur Wealth Management LLC | 1,710 | $409.6K | 0.20% | 00.0% | Unchanged |
| Glassman Wealth Services | 1,712 | $410.1K | 0.08% | +277+19.3% | Added |
| Patten Group, Inc. | 1,713 | $410.5K | 0.13% | +6+0.4% | Added |
| PDS Planning, Inc | 1,714 | $410.6K | 0.07% | +153+9.8% | Added |
| Gillespie Robinson & Grimm Inc | 1,715 | $411.0K | 0.04% | −342−16.6% | Reduced |
| Check Capital Management Inc | 1,717 | $411.3K | 0.04% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,718 | $411.4K | 0.24% | −232−11.9% | Reduced |
| Raab & Moskowitz Asset Management LLC | 1,726 | $413.5K | 0.16% | 00.0% | Unchanged |
| First Nebraska Trust Co | 1,726 | $413.5K | 0.05% | +1,726 | New |
| Verity Asset Management, Inc. | 1,727 | $413.7K | 0.35% | +1,727 | New |
| TrinityPoint Wealth, LLC | 1,728 | $414.0K | 0.09% | −13−0.7% | Reduced |
| Advisory Resource Group | 1,729 | $414.2K | 0.12% | −82−4.5% | Reduced |
| Olistico Wealth, LLC | 1,730 | $414.4K | 0.45% | +1,730 | New |
| Kaydan Wealth Management, Inc. | 1,732 | $414.9K | 0.17% | −29−1.6% | Reduced |
| Latitude Advisors, LLC | 1,736 | $415.8K | 0.31% | −222−11.3% | Reduced |
| Legacy Advisors, LLC | 1,736 | $415.9K | 0.08% | +287+19.8% | Added |
| Tobam | 1,735 | $416.0K | 0.03% | −1,127−39.4% | Reduced |
| Bard Financial Services, Inc. | 1,735 | $416.0K | 0.04% | +1,735 | New |
| Sovereign Financial Group, Inc. | 1,739 | $416.6K | 0.16% | +96+5.8% | Added |
| Trustco Bank Corp N Y | 1,741 | $417.1K | 0.46% | −12−0.7% | Reduced |
| Register Financial Advisors LLC | 1,741 | $417.1K | 0.27% | +1,741 | New |
| TBH Global Asset Management, LLC | 1,743 | $417.6K | 0.10% | +1,743 | New |
| Trust Co of Virginia | 1,745 | $418.0K | 0.05% | +32+1.9% | Added |
| Marks Group Wealth Management, Inc | 1,748 | $418.8K | 0.06% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 1,751 | $419.7K | 0.15% | +149+9.3% | Added |
| Fortitude Advisory Group L.L.C. | 1,754 | $420.1K | 0.36% | +124+7.6% | Added |
| Gradient Capital Advisors, LLC | 1,755 | $420.5K | 0.19% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 1,756 | $420.7K | 0.04% | +15+0.9% | Added |
| PFS Investments Inc. | 1,756 | $421.0K | 0.01% | +336+23.7% | Added |
| Grove Bank & Trust | 1,766 | $423.0K | 0.09% | +14+0.8% | Added |
| Y.D. More Investments Ltd | 1,763 | $423.2K | 0.11% | +1,763 | New |
| LifeSteps Financial, Inc. | 1,774 | $425.0K | 0.44% | +100+6.0% | Added |
| Sanders Morris Harris LLC | 1,775 | $425.2K | 0.16% | 00.0% | Unchanged |
| Lakeside Advisors, INC. | 1,777 | $425.8K | 0.35% | +1+0.1% | Added |
| Benchmark Wealth Management, LLC | 1,779 | $426.3K | 0.31% | 00.0% | Unchanged |
| Wells Trecaso Financial Group, LLC | 1,785 | $427.6K | 0.21% | −45−2.5% | Reduced |
| Cassaday & Co Wealth Management LLC | 1,786 | $427.9K | 0.02% | +1,786 | New |
| Fundamentun, LLC | 1,792 | $429.3K | 0.08% | −128−6.7% | Reduced |
| Baker Boyer National Bank | 1,801 | $431.4K | 0.18% | 00.0% | Unchanged |
| Eads & Heald Wealth Management | 1,803 | $432.0K | 0.22% | −56−3.0% | Reduced |
| Evermay Wealth Management LLC | 1,804 | $432.3K | 0.09% | −61−3.3% | Reduced |
| MBA Advisors LLC | 1,805 | $432.5K | 0.28% | 00.0% | Unchanged |
| Jeppson Wealth Management, LLC | 1,810 | $433.6K | 0.18% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 1,810 | $433.7K | 0.24% | −131−6.7% | Reduced |
| WestHill Financial Advisors, Inc. | 1,811 | $433.8K | 0.14% | +400+28.3% | Added |
| Walter & Keenan Financial Consulting Co | 1,814 | $434.5K | 0.17% | 00.0% | Unchanged |
| Rockingstone Advisors LLC | 1,814 | $434.6K | 0.32% | +1,814 | New |
| Montz Harcus Wealth Management LLC | 1,824 | $436.9K | 0.43% | +50+2.8% | Added |