Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ProVise Management Group, LLC | 1,367 | $327.5K | 0.03% | +34+2.6% | Added |
| Nadler Financial Group, Inc. | 1,368 | $327.7K | 0.06% | +3+0.2% | Added |
| SFMG, LLC | 1,368 | $327.8K | 0.04% | +6+0.4% | Added |
| Ahrens Investment Partners LLC | 1,369 | $328.0K | 0.15% | +1,369 | New |
| apricus wealth, LLC | 1,375 | $329.4K | 0.30% | 00.0% | Unchanged |
| Blankinship & Foster, LLC | 1,377 | $329.9K | 0.14% | 00.0% | Unchanged |
| Rollins Financial | 1,378 | $330.2K | 0.13% | −843−38.0% | Reduced |
| Cortland Associates Inc | 1,387 | $332.0K | 0.05% | 00.0% | Unchanged |
| Waypoint Capital Advisors, LLC | 1,389 | $332.7K | 0.12% | −80−5.4% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 1,389 | $332.7K | 0.03% | −33−2.3% | Reduced |
| Prosperity Financial Group, Inc. | 1,389 | $332.7K | 0.36% | +1,389 | New |
| South Street Advisors LLC | 1,390 | $333.0K | 0.07% | +1,390 | New |
| Alesco Advisors LLC | 1,395 | $334.2K | 0.01% | +11+0.8% | Added |
| TFG Advisers LLC | 1,396 | $334.4K | 0.17% | −30−2.1% | Reduced |
| Enterprise Financial Services Corp | 1,397 | $334.7K | 0.23% | +43+3.2% | Added |
| Alta Advisers Ltd | 1,400 | $335.0K | 0.20% | 00.0% | Unchanged |
| Ironwood Investment Management LLC | 1,400 | $335.4K | 0.22% | −195−12.2% | Reduced |
| New Jersey Better Educational Savings Trust | 1,400 | $335.4K | 0.99% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 1,400 | $335.4K | 0.04% | 00.0% | Unchanged |
| ERTS Wealth Advisors, LLC | 1,400 | $335.4K | 0.09% | 00.0% | Unchanged |
| First National Corp | 1,401 | $335.5K | 0.08% | 00.0% | Unchanged |
| Regatta Capital Group, LLC | 1,402 | $335.9K | 0.12% | +107+8.3% | Added |
| Empirical Asset Management, LLC | 1,648 | $336.9K | 0.35% | +1,648 | New |
| Garden State Investment Advisory Services LLC | 1,406 | $337.1K | 0.20% | +1,406 | New |
| CarsonAllaria Wealth Management, Ltd. | 1,409 | $338.0K | 0.30% | +833+144.6% | Added |
| AF Advisors, Inc. | 2,060 | $338.0K | 0.21% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 1,411 | $338.0K | 0.22% | −123−8.0% | Reduced |
| Acas, LLC | 1,412 | $338.3K | 0.52% | +1,412 | New |
| Frisch Financial Group, Inc. | 1,414 | $339.0K | 0.13% | +8+0.6% | Added |
| Abacus Wealth Partners, LLC | 1,416 | $339.2K | 0.12% | 00.0% | Unchanged |
| Premier Asset Management LLC | 1,418 | $339.7K | 0.43% | +43+3.1% | Added |
| Acima Private Wealth, LLC | 1,421 | $340.4K | 0.17% | 00.0% | Unchanged |
| Bigelow Investment Advisors, LLC | 1,425 | $341.4K | 0.20% | −186−11.5% | Reduced |
| Rosenberg Matthew Hamilton | 1,425 | $341.4K | 0.12% | 00.0% | Unchanged |
| Asset Management Corp | 1,427 | $341.8K | 0.29% | +6+0.4% | Added |
| Forte Capital LLC | 1,433 | $343.2K | 0.06% | −11−0.8% | Reduced |
| L.M. Kohn & Company | 1,438 | $344.5K | 0.16% | +59+4.3% | Added |
| Prosperity Consulting Group, LLC | 1,441 | $345.3K | 0.23% | −19−1.3% | Reduced |
| Silicon Hills Wealth Management, LLC | 1,443 | $345.7K | 0.26% | 00.0% | Unchanged |
| Zullo Investment Group, Inc. | 1,445 | $346.2K | 0.21% | +15+1.0% | Added |
| First Community Trust NA | 1,450 | $347.0K | 0.40% | 00.0% | Unchanged |
| Peddock Capital Advisors, LLC | 1,450 | $347.3K | 0.13% | −225−13.4% | Reduced |
| Lifestyle Asset Management, Inc. | 1,454 | $348.3K | 0.28% | +1,454 | New |
| Signet Investment Advisory Group, Inc. | 1,455 | $348.6K | 0.25% | −10−0.7% | Reduced |
| Meredith Wealth Planning | 1,455 | $348.6K | 0.30% | +1,455 | New |
| LVW Advisors, LLC | 1,458 | $349.3K | 0.07% | +42+3.0% | Added |
| Woodley Farra Manion Portfolio Management Inc | 1,459 | $349.5K | 0.03% | −75−4.9% | Reduced |
| North Star Asset Management Inc | 1,460 | $349.7K | 0.02% | −170−10.4% | Reduced |
| Evanson Asset Management, LLC | 1,464 | $350.7K | 0.04% | −765−34.3% | Reduced |
| Strategic Equity Management | 1,469 | $351.9K | 0.13% | +7+0.5% | Added |
| Occidental Asset Management, LLC | 1,470 | $352.2K | 0.10% | +1,470 | New |
| Tectonic Advisors LLC | 1,477 | $353.8K | 0.05% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 1,478 | $354.1K | 0.08% | −372−20.1% | Reduced |
| DuPont Capital Management Corp | 1,480 | $354.5K | 0.02% | −318−17.7% | Reduced |
| Mengis Capital Management, Inc. | 1,487 | $356.0K | 0.08% | 00.0% | Unchanged |
| Center For Asset Management LLC | 1,490 | $356.9K | 0.33% | +1+0.1% | Added |
| Highview Capital Management LLC | 1,490 | $356.9K | 0.22% | 00.0% | Unchanged |
| Hohimer Wealth Management, LLC | 1,491 | $357.3K | 0.11% | +14+0.9% | Added |
| Crewe Advisors LLC | 1,496 | $358.4K | 0.06% | +1,059+242.3% | Added |
| Chickasaw Capital Management LLC | 1,500 | $359.0K | 0.02% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 1,500 | $359.3K | 0.17% | −150−9.1% | Reduced |
| Rbo & Co LLC | 1,500 | $359.3K | 0.06% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 1,500 | $359.3K | 0.10% | 00.0% | Unchanged |
| Burton Enright Welch | 1,500 | $359.3K | 0.15% | +3+0.2% | Added |
| Fingerlakes Wealth Management, Inc. | 1,503 | $359.9K | 0.49% | +8+0.5% | Added |
| Heartwood Wealth Advisors LLC | 1,504 | $360.3K | 0.06% | +4+0.3% | Added |
| Richwood Investment Advisors, LLC | 1,505 | $360.5K | 0.36% | +34+2.3% | Added |
| Smith Chas P & Associates Pa Cpas | 1,505 | $361.0K | 0.03% | −96−6.0% | Reduced |
| Bell Bank | 1,511 | $362.0K | 0.04% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 1,514 | $362.6K | 0.31% | +1,514 | New |
| Ledyard National Bank | 1,527 | $365.8K | 0.04% | 00.0% | Unchanged |
| Mark Stevens | 1,526 | $366.0K | 0.05% | +23+1.5% | Added |
| Strategic Financial Services, Inc, | 1,531 | $366.8K | 0.03% | −5,471−78.1% | Reduced |
| BDO Wealth Advisors, LLC | 1,534 | $367.5K | 0.05% | −53−3.3% | Reduced |
| Avestar Capital, LLC | 1,534 | $367.5K | 0.08% | +265+20.9% | Added |
| Capital Square, LLC | 1,534 | $367.6K | 0.33% | 00.0% | Unchanged |
| Plancorp, LLC | 1,536 | $367.9K | 0.02% | −14−0.9% | Reduced |
| Charter Oak Capital Management, LLC | 1,536 | $367.9K | 0.06% | −7−0.5% | Reduced |
| West Family Investments, Inc. | 1,539 | $368.7K | 0.13% | +21+1.4% | Added |
| Addison Capital Co | 1,542 | $369.0K | 0.24% | −6−0.4% | Reduced |
| SAM Advisors, LLC | 1,540 | $369.0K | 0.16% | 00.0% | Unchanged |
| Doliver Advisors, LP | 1,543 | $369.6K | 0.12% | −10−0.6% | Reduced |
| Delta Financial Group, Inc. | 1,522 | $370.0K | 0.16% | +1,522 | New |
| Moreno Evelyn V | 1,550 | $371.3K | 0.09% | +1,550 | New |
| Quantum Financial Advisors, LLC | 1,552 | $371.9K | 0.17% | +9+0.6% | Added |
| Exencial Wealth Advisors, LLC | 1,554 | $372.4K | 0.02% | +166+12.0% | Added |
| TriaGen Wealth Management LLC | 1,556 | $372.8K | 0.21% | +1,556 | New |
| Harel Insurance Investments & Financial Services Ltd. | 1,559 | $373.0K | 0.01% | −741−32.2% | Reduced |
| Sugarloaf Wealth Management, LLC | 1,559 | $373.4K | 0.09% | −107−6.4% | Reduced |
| Wealth Management Associates, Inc. | 1,563 | $374.4K | 0.25% | +71+4.8% | Added |
| Smith Shellnut Wilson LLC | 1,563 | $374.4K | 0.23% | +19+1.2% | Added |
| Sanford Advisory Services, LLC | 1,569 | $376.0K | 0.09% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 1,571 | $376.0K | 0.04% | −1,332−45.9% | Reduced |
| TD Ameritrade Investment Management, LLC | 1,571 | $376.0K | 0.00% | −1,119−41.6% | Reduced |
| Operose Advisors LLC | 1,570 | $376.2K | 0.20% | +6+0.4% | Added |
| Personal Cfo Solutions, LLC | 1,576 | $377.6K | 0.08% | +1,576 | New |
| WSFS Capital Management, LLC | 1,578 | $378.0K | 0.04% | +1,578 | New |
| Affinity Capital Advisors, LLC | 1,587 | $380.2K | 0.13% | +4+0.3% | Added |
| Centennial Wealth Advisory LLC | 1,590 | $380.8K | 0.21% | +91+6.1% | Added |
| Comprehensive Financial Consultants Institutional, Inc. | 1,496 | $381.6K | 0.23% | 00.0% | Unchanged |