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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2022

Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,287
+332 vs. Q3 2022
Shares held
363.9M
+5.24M (+1.5%) vs. Q3 2022
Total value
$87.1B
+$28.2B (+47.7%) vs. Q3 2022
New holders
411
757 more added
Sold out
79
791 more reduced

37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 2,287 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ4 2022: $87.1B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.

Institutions holding CAT in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Eagle Bay Advisors LLC1,152$275.9K0.16%+178+18.3%Added
Executive Wealth Management, LLC1,153$276.4K0.03%+1,153New
Royal Capital Wealth Management, LLC1,158$277.0K0.29%+1,158New
Dentgroup LLC1,158$277.3K0.24%+1+0.1%Added
Jessup Wealth Management, Inc1,159$277.6K0.18%+1,159New
Breakwater Capital Group1,165$279.1K0.15%+1,165New
TCWP LLC1,168$279.8K0.06%+1,168New
GSB Wealth Management, LLC1,168$279.8K0.10%+1,168New
Shorepoint Capital Partners LLC1,170$280.0K0.08%+1,170New
FMB Wealth Management1,170$280.3K0.36%+1,170New
Fagan Associates, Inc.1,173$281.0K0.07%+1,173New
CapWealth Advisors, LLC1,176$281.7K0.03%+1,176New
Mount Vernon Associates Inc1,176$282.0K0.36%+1,176New
Brogan Financial, Inc.1,182$283.1K0.25%+1,182New
HF Advisory Group, LLC1,183$283.4K0.29%+1,183New
Westover Capital Advisors, LLC1,183$283.4K0.11%+1,183New
Canal Capital Management, LLC1,184$283.6K0.07%+1,184New
Perennial Investment Advisors, LLC1,190$285.1K0.12%+1,190New
Bristlecone Advisors, LLC1,192$285.6K0.04%+1,192New
Marotta Asset Management1,192$285.6K0.07%−111−8.5%Reduced
Wallace Advisory Group, LLC1,193$285.8K0.23%+1,193New
CJM Wealth Advisers, Ltd.1,193$285.8K0.18%+1,193New
Pacific Global Investment Management CO1,194$286.0K0.06%+1,194New
Hutchinson Capital Management1,195$286.3K0.07%−501−29.5%Reduced
One Capital Management, LLC1,196$286.5K0.02%−237−16.5%Reduced
St Germain D J Co Inc7,220$286.5K0.10%+1,670+30.1%Added
TruWealth Advisors, LLC1,198$287.0K0.03%+1,198New
Acorn Financial Advisory Services Inc1,199$287.2K0.06%+1,199New
Fca Corp1,200$287.5K0.12%+1,200New
NBW Capital LLC1,201$287.7K0.07%+1,201New
OmniStar Financial Group, Inc.1,202$287.8K0.33%+1,202New
Objective Capital Management, LLC1,202$287.9K0.29%+1,202New
Cornerstone Retirement Group, Inc.1,204$288.4K0.09%+1,204New
Greenline Partners, LLC1,205$288.7K0.06%+1,205New
WNY Asset Management, LLC1,220$292.3K0.08%+1,220New
Resource Consulting Group Inc1,223$293.0K0.08%00.0%Unchanged
Gould Asset Management LLC1,230$294.7K0.09%−395−24.3%Reduced
Stelac Advisory Services LLC1,230$294.7K0.13%00.0%Unchanged
Basepoint Wealth LLC1,231$295.0K0.26%+3+0.2%Added
Lumature Wealth Partners, LLC1,232$295.1K0.16%−34−2.7%Reduced
Birchcreek Wealth Management, LLC1,232$295.1K0.26%00.0%Unchanged
Tortoise Investment Management, LLC1,232$295.2K0.05%00.0%Unchanged
Beacon Financial Advisory LLC1,238$296.5K0.21%+1+0.1%Added
Hamilton Capital, LLC1,239$296.8K0.02%+1,239New
Thrive Wealth Management, LLC1,242$297.5K0.09%+1,242New
Eudaimonia Advisors LLC1,242$297.5K0.20%−32−2.5%Reduced
Monterey Private Wealth, Inc.1,244$298.0K0.16%−29−2.3%Reduced
Calamos Wealth Management LLC1,244$298.0K0.02%00.0%Unchanged
Oliver Luxxe Assets LLC1,250$299.4K0.08%00.0%Unchanged
Riverview Trust Co1,253$300.0K0.28%+186+17.4%Added
Herold Advisors, Inc.1,253$300.2K0.13%−35−2.7%Reduced
Next Level Private LLC1,220$300.9K0.22%00.0%Unchanged
Legacy Financial Advisors, Inc.1,262$302.2K0.07%+1,262New
Cornerstone Advisory, LLC1,266$303.4K0.06%+8+0.6%Added
Graves-Light Private Wealth Management, Inc.1,268$303.9K0.05%+1+0.1%Added
JGP Wealth Management, LLC1,270$304.2K0.06%+3+0.2%Added
SJS Investment Consulting Inc.1,270$304.2K0.09%−42−3.2%Reduced
Northern Oak Wealth Management Inc1,270$304.2K0.04%00.0%Unchanged
Alpha Family Trust1,270$304.2K0.27%+1,270New
BSW Wealth Partners1,275$305.0K0.07%+36+2.9%Added
Grimes & Company, Inc.1,279$306.4K0.01%+5+0.4%Added
Gilman Hill Asset Management, LLC1,280$306.6K0.06%00.0%Unchanged
CWS Financial Advisors, LLC1,324$307.0K0.13%+1,324New
Sound Income Strategies, LLC1,282$307.1K0.04%+596+86.9%Added
Sandy Cove Advisors, LLC1,283$307.4K0.25%+48+3.9%Added
Jmac Enterprises LLC1,285$307.8K0.08%−294−18.6%Reduced
Dudley Capital Management, LLC1,285$307.8K0.23%+1,285New
Van Eck Associates Corp1,285$308.0K0.00%+1,285New
Benedict Financial Advisors Inc1,288$308.7K0.09%+2+0.2%Added
Chesley Taft & Associates LLC1,295$310.2K0.02%00.0%Unchanged
Compass Financial Advisors LLC1,298$310.9K0.42%−100−7.2%Reduced
Landaas & Co1,298$311.0K0.17%−1,456−52.9%Reduced
Westshore Wealth, LLC1,310$313.8K0.18%00.0%Unchanged
Crescent Grove Advisors, LLC1,311$314.0K0.03%−471−26.4%Reduced
Pinkerton Retirement Specialists, LLC1,312$314.3K0.07%+1,312New
Millington Financial Advisors, LLC1,312$314.4K0.31%+1,312New
Summit Trail Advisors, LLC1,314$314.8K0.01%−355−21.3%Reduced
Asset Allocation & Management Company, LLC1,313$315.0K0.12%−498−27.5%Reduced
Monarch Capital Management Inc1,317$315.5K0.10%00.0%Unchanged
Patriot Financial Group Insurance Agency, LLC1,318$315.7K0.07%−214−14.0%Reduced
First Affirmative Financial Network1,318$315.8K0.38%−363−21.6%Reduced
Old Second National Bank of Aurora1,319$316.0K0.09%−1,106−45.6%Reduced
Bangor Savings Bank1,317$316.0K0.04%00.0%Unchanged
Indie Asset Partners, LLC1,320$316.3K0.35%00.0%Unchanged
OneAscent Wealth Management LLC1,324$317.0K0.15%+1,324New
Beaumont Financial Advisors, LLC1,329$318.3K0.03%+1,329New
WealthShield Partners, LLC1,330$318.6K0.06%−416−23.8%Reduced
Hall Laurie J Trustee1,330$319.0K0.14%00.0%Unchanged
Barr E S & Co1,338$320.5K0.03%00.0%Unchanged
Coyle Financial Counsel LLC1,340$321.0K0.15%00.0%Unchanged
YorkBridge Wealth Partners, LLC1,341$321.3K0.08%00.0%Unchanged
Guardian Wealth Management, Inc.1,341$321.3K0.32%−6−0.4%Reduced
Krilogy Financial LLC1,342$321.6K0.03%+1,342New
McGowan Group Asset Management, Inc.1,343$321.7K0.05%+1,343New
Winslow Asset Management Inc1,345$322.0K0.08%00.0%Unchanged
Valley National Advisers Inc1,292$323.0K0.06%00.0%Unchanged
Relyea Zuckerberg Hanson LLC1,350$323.5K0.09%+1,350New
Seed Wealth Management, Inc.1,355$324.6K0.37%+1,355New
Warren Street Wealth Advisors, LLC1,356$325.0K0.26%+80+6.3%Added
Annex Advisory Services, LLC1,357$325.2K0.02%−304−18.3%Reduced