Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cubic Asset Management, LLC | 1,000 | $239.6K | 0.07% | +1,000 | New |
| Somerset Group LLC | 1,000 | $239.6K | 0.21% | +1,000 | New |
| Congress Park Capital LLC | 1,000 | $239.6K | 0.15% | +1,000 | New |
| Options Solutions, LLC | 1,000 | $239.6K | 0.34% | +1,000 | New |
| Elk River Wealth Management, LLC | 1,000 | $239.6K | 0.06% | +1,000 | New |
| Provence Wealth Management Group | 1,000 | $239.6K | 0.20% | +1,000 | New |
| Baron Wealth Management LLC | 1,000 | $239.6K | 0.18% | +1,000 | New |
| JSF Financial, LLC | 1,000 | $239.6K | 0.09% | +1,000 | New |
| Miller Wealth Advisors, LLC | 1,000 | $240.0K | 0.17% | 00.0% | Unchanged |
| Payden & Rygel | 1,000 | $240.0K | 0.01% | 00.0% | Unchanged |
| University of Texas/Texas Am Investment Managment Co | 1,000 | $240.0K | 0.09% | +1,000 | New |
| Concorde Asset Management, LLC | 1,003 | $240.3K | 0.21% | +1,003 | New |
| NTV Asset Management LLC | 1,004 | $240.5K | 0.05% | +1,004 | New |
| M&R Capital Management Inc | 1,004 | $240.5K | 0.07% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 1,005 | $240.8K | 0.22% | +1,005 | New |
| Excalibur Management Corp | 1,007 | $241.2K | 0.13% | +1,007 | New |
| Act Wealth Management, LLC | 1,008 | $241.4K | 0.15% | +1,008 | New |
| Hollencrest Capital Management | 1,012 | $242.3K | 0.03% | +1,012 | New |
| Salomon & Ludwin, LLC | 1,013 | $242.8K | 0.03% | +1,013 | New |
| E Fund Management Co., Ltd. | 1,016 | $243.0K | 0.02% | +1,016 | New |
| Martingale Asset Management L P | 1,015 | $243.2K | 0.00% | +1,015 | New |
| Camden Capital, LLC | 1,016 | $243.4K | 0.04% | +1,016 | New |
| WoodTrust Financial Corp | 1,020 | $244.0K | 0.05% | +1,020 | New |
| Wexford Capital LP | 1,022 | $244.8K | 0.05% | +1,022 | New |
| First Interstate Bank | 1,026 | $245.0K | 0.02% | −464−31.1% | Reduced |
| Gryphon Financial Partners LLC | 1,023 | $245.2K | 0.06% | +1,023 | New |
| Cedar Brook Financial Partners, LLC | 1,028 | $246.2K | 0.07% | +1,028 | New |
| Cable Hill Partners, LLC | 1,032 | $247.3K | 0.04% | +1,032 | New |
| Everhart Financial Group, Inc. | 1,033 | $247.5K | 0.12% | +1,033 | New |
| Sterling Manor Financial, LLC | 1,034 | $247.5K | 0.27% | +1,034 | New |
| Univest Financial Corp | 1,034 | $247.7K | 0.08% | +1,034 | New |
| Grant Street Asset Management, Inc. | 1,034 | $247.7K | 0.11% | +1,034 | New |
| Ascent Group, LLC | 1,035 | $247.9K | 0.03% | +75+7.8% | Added |
| Goodwin Daniel L | 1,040 | $249.1K | 0.13% | +1,040 | New |
| Hourglass Capital, LLC | 1,042 | $249.6K | 0.09% | +1,042 | New |
| LifePro Asset Management | 1,043 | $249.9K | 0.18% | +1,043 | New |
| JB Capital LLC | 1,043 | $249.9K | 0.02% | +1,043 | New |
| Maven Securities LTD | 1,044 | $250.1K | 0.05% | −3,206−75.4% | Reduced |
| Certified Advisory Corp | 1,044 | $250.2K | 0.05% | +1,044 | New |
| BlackDiamond Wealth Management Inc. | 1,003 | $251.4K | 0.29% | +1,003 | New |
| Bennicas & Associates, Inc. | 1,050 | $251.5K | 0.15% | +1,050 | New |
| Greylin Investment Mangement Inc | 1,050 | $251.5K | 0.05% | +1,050 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,050 | $251.7K | 0.02% | +102+10.8% | Added |
| Kessler Investment Group, LLC | 1,050 | $252.0K | 0.27% | +16+1.5% | Added |
| Weybosset Research & Management LLC | 1,050 | $252.0K | 0.10% | +1,050 | New |
| Halbert Hargrove Global Advisors, LLC | 1,053 | $252.3K | 0.02% | +1,053 | New |
| Legacy Trust | 1,054 | $252.5K | 0.08% | +1,054 | New |
| Wealth Dimensions Group, Ltd. | 1,059 | $253.6K | 0.10% | +1,059 | New |
| Mogy Joel R Investment Counsel Inc | 1,060 | $253.9K | 0.03% | +1,060 | New |
| Childress Capital Advisors, LLC | 1,068 | $255.8K | 0.08% | +1,068 | New |
| KLR Investment Advisors, LLC | 1,069 | $256.1K | 0.21% | +1,069 | New |
| Boston Family Office LLC | 1,072 | $257.0K | 0.02% | +1,072 | New |
| Silvant Capital Management LLC | 1,076 | $257.8K | 0.02% | 00.0% | Unchanged |
| Consilium Wealth Advisory, LLC | 1,077 | $258.0K | 0.22% | +1,077 | New |
| Private Portfolio Partners LLC | 1,079 | $258.4K | 0.07% | −874−44.8% | Reduced |
| Anchor Capital Advisors LLC | 1,080 | $258.7K | 0.01% | +1,080 | New |
| Capital Advisors Wealth Management, LLC | 1,081 | $258.9K | 0.08% | +1,081 | New |
| Foster Group, Inc. | 1,082 | $259.2K | 0.02% | +1,082 | New |
| Sentinus, LLC | 1,068 | $259.7K | 0.15% | +1,068 | New |
| Sage Mountain Advisors LLC | 1,085 | $259.9K | 0.06% | +1,085 | New |
| Baxter Bros Inc | 1,090 | $261.0K | 0.04% | +1,090 | New |
| Beddow Capital Management Inc | 1,090 | $261.0K | 0.13% | +1,090 | New |
| Middleton & Co Inc | 1,090 | $261.1K | 0.04% | +1,090 | New |
| Beacon Capital Management, LLC | 1,093 | $262.1K | 0.09% | −359−24.7% | Reduced |
| NFP Retirement, Inc. | 1,095 | $262.3K | 0.06% | +1,095 | New |
| GoalVest Advisory LLC | 1,095 | $262.3K | 0.17% | 00.0% | Unchanged |
| Alerus Financial NA | 1,097 | $262.8K | 0.02% | +1,097 | New |
| Jarislowsky, Fraser Ltd | 1,097 | $262.8K | 0.00% | +1,097 | New |
| Quent Capital, LLC | 1,097 | $262.9K | 0.05% | +47+4.5% | Added |
| HFR Wealth Management, LLC | 1,096 | $263.0K | 0.08% | +1,096 | New |
| Five Oceans Advisors | 1,099 | $263.3K | 0.18% | +1,099 | New |
| Redmont Wealth Advisors LLC | 1,100 | $263.5K | 0.31% | +1,100 | New |
| Summit X, LLC | 1,475 | $263.8K | 0.08% | −274−15.7% | Reduced |
| S.C. Financial Services, Inc. | 1,101 | $263.8K | 0.41% | +1,101 | New |
| Selective Wealth Management, Inc. | 1,059 | $264.4K | 0.14% | −200−15.9% | Reduced |
| Lake Street Financial LLC | 1,105 | $264.8K | 0.05% | −206−15.7% | Reduced |
| Sunflower Bank, N.A. | 1,105 | $265.0K | 0.06% | +1,105 | New |
| True Capital Management | 1,106 | $265.1K | 0.22% | +1,106 | New |
| Institutional & Family Asset Management, LLC | 1,107 | $265.1K | 0.04% | +6+0.5% | Added |
| Isthmus Partners, LLC | 1,107 | $265.2K | 0.04% | +1,107 | New |
| Future Financial Wealth Managment LLC | 1,108 | $265.4K | 0.30% | −200−15.3% | Reduced |
| Cheviot Value Management, LLC | 1,108 | $265.4K | 0.07% | +1,108 | New |
| Hengehold Capital Management LLC | 1,110 | $265.9K | 0.04% | +1,110 | New |
| Joule Financial, LLC | 1,118 | $267.8K | 0.18% | +1,118 | New |
| Bremer Bank National Association | 1,117 | $268.0K | 0.05% | +1,117 | New |
| Old Point Trust & Financial Services N A | 1,120 | $268.3K | 0.12% | +1,120 | New |
| Spring Capital Management, LLC | 1,120 | $268.3K | 0.23% | +1,120 | New |
| LJI Wealth Management, LLC | 1,122 | $268.8K | 0.09% | +1,122 | New |
| Altus Wealth Group LLC | 1,130 | $270.8K | 0.21% | −422−27.2% | Reduced |
| Tiedemann Advisors, LLC | 1,132 | $271.2K | 0.01% | +1,132 | New |
| Aua Capital Management, LLC | 1,133 | $271.4K | 0.18% | 00.0% | Unchanged |
| Keb Asset Management, LLC | 1,133 | $271.4K | 0.14% | +1,133 | New |
| Oakworth Capital, Inc. | 1,135 | $271.9K | 0.03% | −18−1.6% | Reduced |
| Sage Investment Advisers LLC | 1,135 | $271.9K | 0.39% | +1,135 | New |
| SkyOak Wealth, LLC | 1,139 | $272.9K | 0.09% | +1,139 | New |
| Coastwise Capital Group, LLC | 1,140 | $273.0K | 0.32% | +1,140 | New |
| Beacon Financial Group | 1,137 | $273.0K | 0.04% | +1,137 | New |
| Epic Trust Investment Advisors, LLC | 1,145 | $274.0K | 0.41% | +1,145 | New |
| Gallagher Benefit Services, Inc. | 1,146 | $275.1K | 0.06% | +1,146 | New |
| F3Logic, LLC | 1,146 | $275.1K | 0.06% | +1,146 | New |