Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ING Groep NV | 135,972 | $32.6M | 0.33% | +79,243+139.7% | Added |
| Willis Investment Counsel | 136,641 | $32.7M | 2.09% | +249+0.2% | Added |
| Cerity Partners LLC | 136,872 | $33.4M | 0.22% | +102,001+292.5% | Added |
| Manning & Napier Group, LLC | 139,828 | $33.5M | 0.41% | −4,619−3.2% | Reduced |
| Vontobel Holding Ltd. | 140,408 | $33.6M | 0.34% | −49,531−26.1% | Reduced |
| Amalgamated Bank | 141,045 | $33.8M | 0.30% | −1,912−1.3% | Reduced |
| State of Michigan Retirement System | 141,472 | $33.9M | 0.24% | −1,400−1.0% | Reduced |
| Meyer Handelman Co | 141,816 | $34.0M | 1.42% | 00.0% | Unchanged |
| Gibson Wealth Advisors LLC | 157,500 | $34.3M | 0.66% | +155,000+6,200.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 143,579 | $34.4M | 0.09% | +11,800+9.0% | Added |
| Arizona State Retirement System | 143,841 | $34.5M | 0.33% | −1,144−0.8% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 144,228 | $34.6M | 0.17% | +117,740+444.5% | Added |
| Voloridge Investment Management, LLC | 147,347 | $35.3M | 0.20% | −172,010−53.9% | Reduced |
| Keybank National Association | 148,132 | $35.5M | 0.17% | −2,919−1.9% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 148,356 | $35.5M | 5.06% | −5,509−3.6% | Reduced |
| Acadian Asset Management LLC | 148,721 | $35.6M | 0.18% | +141,234+1,886.4% | Added |
| Federated Hermes, Inc. | 149,233 | $35.8M | 0.10% | +145,026+3,447.3% | Added |
| Madison Asset Management, LLC | 153,199 | $36.7M | 0.58% | +65,618+74.9% | Added |
| American International Group, Inc. | 153,229 | $36.7M | 0.26% | −13,538−8.1% | Reduced |
| Robeco Institutional Asset Management B.V. | 153,426 | $36.8M | 0.11% | +11,953+8.4% | Added |
| National Bank of Canada | 153,678 | $36.8M | 0.10% | +43,348+39.3% | Added |
| MetLife Investment Management | 153,970 | $36.9M | 0.28% | −5,252−3.3% | Reduced |
| Umb Bank N A | 155,673 | $37.3M | 0.59% | −8,052−4.9% | Reduced |
| Varma Mutual Pension Insurance Co | 159,056 | $38.1M | 0.54% | +159,056 | New |
| Rheos Capital Works Inc. | 160,000 | $38.3M | 2.30% | +160,000 | New |
| Hyman Charles D | 160,132 | $38.4M | 2.62% | −164−0.1% | Reduced |
| Allianz Asset Management GmbH | 160,334 | $38.4M | 0.09% | −49,411−23.6% | Reduced |
| Adage Capital Partners GP, L.L.C. | 161,304 | $38.6M | 0.09% | −15,450−8.7% | Reduced |
| Clark Capital Management Group, Inc. | 161,312 | $38.6M | 0.36% | +5,731+3.7% | Added |
| Heritage Investors Management Corp | 161,360 | $38.7M | 1.76% | −4,697−2.8% | Reduced |
| Creative Planning | 162,135 | $38.8M | 0.06% | +12,248+8.2% | Added |
| Factory Mutual Insurance Co | 163,400 | $39.1M | 0.59% | −31,100−16.0% | Reduced |
| Conning Inc. | 164,918 | $39.4M | 1.28% | −35,849−17.9% | Reduced |
| Forsta Ap-Fonden | 166,700 | $39.9M | 0.45% | +26,400+18.8% | Added |
| Parallax Volatility Advisers, L.P. | 167,290 | $40.1M | 1.04% | +32,422+24.0% | Added |
| Nisa Investment Advisors, LLC | 167,508 | $40.1M | 0.32% | −4,915−2.9% | Reduced |
| United Capital Financial Advisers, LLC | 171,060 | $41.0M | 0.23% | +2,925+1.7% | Added |
| Calamos Advisors LLC | 175,781 | $42.1M | 0.20% | −31,069−15.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 181,077 | $43.4M | 0.07% | −137,898−43.2% | Reduced |
| InterOcean Capital Group, LLC | 181,458 | $43.5M | 1.59% | +5,365+3.0% | Added |
| Tocqueville Asset Management L.P. | 182,840 | $43.8M | 0.83% | −38,813−17.5% | Reduced |
| Gateway Investment Advisers LLC | 185,078 | $44.3M | 0.55% | −20,591−10.0% | Reduced |
| Country Trust Bank | 186,326 | $44.6M | 1.32% | −28,008−13.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 186,497 | $44.7M | 0.23% | −12,400−6.2% | Reduced |
| Financial Counselors Inc | 187,389 | $44.9M | 1.01% | −876−0.5% | Reduced |
| Mariner, LLC | 188,763 | $45.2M | 0.15% | +37,899+25.1% | Added |
| Bollard Group LLC | 190,128 | $45.5M | 1.74% | −7,460−3.8% | Reduced |
| AMF Pensionsforsakring AB | 190,541 | $45.7M | 0.52% | 00.0% | Unchanged |
| Royal London Asset Management Ltd | 192,827 | $46.2M | 0.21% | −371−0.2% | Reduced |
| Teacher Retirement System of Texas | 194,547 | $46.6M | 0.34% | +70,940+57.4% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 201,470 | $48.3M | 0.98% | +20,483+11.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 203,590 | $48.8M | 0.26% | −17,091−7.7% | Reduced |
| Rockefeller Capital Management L.P. | 213,294 | $51.1M | 0.26% | +8,111+4.0% | Added |
| Russell Investments Group, Ltd. | 218,439 | $52.4M | 0.11% | +71,691+48.9% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 221,184 | $53.0M | 0.77% | +139,617+171.2% | Added |
| Truist Financial Corp | 232,413 | $55.7M | 0.10% | +6,662+3.0% | Added |
| Treasurer of the State of North Carolina | 234,567 | $56.2M | 0.34% | −163−0.1% | Reduced |
| Nomura Asset Management Co Ltd | 236,532 | $56.7M | 0.33% | +3,249+1.4% | Added |
| M&T Bank Corp | 238,635 | $57.2M | 0.23% | +999+0.4% | Added |
| Franklin Resources Inc | 239,104 | $57.3M | 0.03% | +50,180+26.6% | Added |
| Storebrand Asset Management AS | 249,941 | $59.9M | 0.33% | +3,361+1.4% | Added |
| Pictet Asset Management SA | 250,749 | $60.1M | 0.09% | −8,916−3.4% | Reduced |
| Fort Washington Investment Advisors Inc | 251,061 | $60.1M | 0.47% | −14,079−5.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 253,228 | $60.7M | 0.09% | −17,950−6.6% | Reduced |
| AXA S.A. | 280,205 | $61.9M | 0.22% | +94,742+51.1% | Added |
| Mn Services Vermogensbeheer B.V. | 258,828 | $62.0M | 0.69% | −38,600−13.0% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 261,488 | $62.6M | 0.11% | +229,378+714.4% | Added |
| Balyasny Asset Management LLC | 274,003 | $65.6M | 0.23% | +245,327+855.5% | Added |
| AQR Capital Management LLC | 276,813 | $66.1M | 0.15% | +20,662+8.1% | Added |
| Swedbank AB | 277,498 | $66.5M | 0.15% | −12,655−4.4% | Reduced |
| Janney Montgomery Scott LLC | 277,864 | $66.6M | 0.26% | +9,607+3.6% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $68.9M | 0.92% | 00.0% | Unchanged |
| Victory Capital Management Inc | 291,456 | $69.8M | 0.08% | +11,551+4.1% | Added |
| Toronto Dominion Bank | 292,243 | $70.0M | 0.10% | −27,223−8.5% | Reduced |
| Asset Management One Co.,Ltd. | 292,731 | $70.3M | 0.34% | −3,555−1.2% | Reduced |
| State of Wisconsin Investment Board | 296,236 | $71.0M | 0.23% | −41,281−12.2% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 306,696 | $73.5M | 0.31% | −25,259−7.6% | Reduced |
| State of New Jersey Common Pension Fund D | 311,147 | $74.5M | 0.28% | −3,281−1.0% | Reduced |
| Standard Life Aberdeen plc | 313,026 | $75.0M | 0.20% | +22,479+7.7% | Added |
| Huntington National Bank | 313,716 | $75.2M | 0.78% | +458+0.1% | Added |
| Assenagon Asset Management S.A. | 314,530 | $75.3M | 0.31% | +222,840+243.0% | Added |
| Public Employees Retirement System of Ohio | 316,482 | $75.8M | 0.33% | −1,441−0.5% | Reduced |
| Great West Life Assurance Co | 319,528 | $76.8M | 0.20% | −25,655−7.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 324,125 | $77.7M | 0.16% | −20,352−5.9% | Reduced |
| Advisor Group Holdings, Inc. | 324,672 | $77.8M | 0.16% | +14,299+4.6% | Added |
| Ensign Peak Advisors, Inc | 328,410 | $78.7M | 0.18% | +2,260+0.7% | Added |
| Los Angeles Capital Management LLC | 331,750 | $79.5M | 0.39% | +312,961+1,665.7% | Added |
| GQG Partners LLC | 339,252 | $81.3M | 0.22% | +339,252 | New |
| Mitsubishi UFJ Trust & Banking Corp | 341,578 | $81.8M | 0.21% | +9,363+2.8% | Added |
| Old Republic International Corporation | 349,000 | $83.6M | 2.62% | −199,500−36.4% | Reduced |
| State of Tennessee, Treasury Department | 356,383 | $85.4M | 0.40% | +5,508+1.6% | Added |
| The PNC Financial Services Group, Inc. | 359,544 | $86.1M | 0.08% | −30,393−7.8% | Reduced |
| Retirement Systems of Alabama | 361,047 | $86.5M | 0.38% | −8,625−2.3% | Reduced |
| Fifth Third Bancorp | 365,238 | $87.5M | 0.42% | +23,622+6.9% | Added |
| Nordea Investment Management AB | 369,296 | $88.2M | 0.14% | +64,944+21.3% | Added |
| STRS Ohio | 376,407 | $90.2M | 0.41% | −29,916−7.4% | Reduced |
| DekaBank Deutsche Girozentrale | 385,138 | $91.7M | 0.24% | −16,224−4.0% | Reduced |
| CI Private Wealth, LLC | 391,044 | $93.7M | 0.34% | +391,044 | New |
| Rothschild & Co Asset Management US Inc. | 397,154 | $95.1M | 1.45% | +7,697+2.0% | Added |
| Two Sigma Advisers, LP | 400,900 | $96.0M | 0.27% | −181,000−31.1% | Reduced |