Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fiduciary Trust Co | 64,636 | $15.5M | 0.30% | −37−0.1% | Reduced |
| Public Sector Pension Investment Board | 64,790 | $15.5M | 0.12% | +8,202+14.5% | Added |
| TD Waterhouse Canada Inc. | 61,850 | $15.7M | 0.17% | +1,549+2.6% | Added |
| Cetera Investment Advisers | 65,556 | $15.7M | 0.15% | +30,562+87.3% | Added |
| Kovitz Investment Group Partners, LLC | 65,749 | $15.8M | 0.31% | −5,136−7.2% | Reduced |
| Oppenheimer & Co Inc | 66,204 | $15.9M | 0.36% | −3,338−4.8% | Reduced |
| CCM Investment Advisers LLC | 66,442 | $15.9M | 2.53% | −7,675−10.4% | Reduced |
| Blue Chip Partners, Inc. | 66,973 | $16.0M | 2.00% | +4,525+7.2% | Added |
| Pinnacle Associates Ltd | 67,009 | $16.1M | 0.35% | +5,851+9.6% | Added |
| Badgley Phelps Wealth Managers, LLC | 67,030 | $16.1M | 0.64% | +1,571+2.4% | Added |
| Peapack Gladstone Financial Corp | 67,686 | $16.2M | 0.32% | −378−0.6% | Reduced |
| Harvest Portfolios Group Inc. | 67,933 | $16.3M | 0.94% | +67,933 | New |
| Ausdal Financial Partners, Inc. | 68,267 | $16.4M | 2.38% | −731−1.1% | Reduced |
| Brown Advisory Inc | 68,749 | $16.5M | 0.03% | +792+1.2% | Added |
| Grassi Investment Management | 69,004 | $16.5M | 2.24% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 69,359 | $16.6M | 0.99% | −895−1.3% | Reduced |
| NorthCrest Asset Manangement, LLC | 71,770 | $17.2M | 0.98% | −1,942−2.6% | Reduced |
| Westchester Capital Management, Inc. | 73,352 | $17.6M | 5.17% | −4,808−6.2% | Reduced |
| Jefferies Financial Group Inc. | 73,600 | $17.6M | 0.30% | +73,600 | New |
| Texas Permanent School Fund | 73,940 | $17.7M | 0.27% | −756−1.0% | Reduced |
| Marco Investment Management LLC | 74,673 | $17.9M | 2.09% | −100−0.1% | Reduced |
| Banco Santander, S.A. | 75,105 | $18.0M | 0.27% | −1,271−1.7% | Reduced |
| First National Trust Co | 76,044 | $18.2M | 0.96% | +694+0.9% | Added |
| Meitav Dash Investments Ltd | 75,918 | $18.3M | 0.31% | +1,318+1.8% | Added |
| Panagora Asset Management Inc | 77,037 | $18.5M | 0.12% | +39,506+105.3% | Added |
| FineMark National Bank & Trust | 77,319 | $18.5M | 0.83% | +314+0.4% | Added |
| Stephens Inc | 77,585 | $18.6M | 0.38% | +4,953+6.8% | Added |
| Mutual of America Capital Management LLC | 78,553 | $18.8M | 0.23% | +1,065+1.4% | Added |
| Janney Capital Management LLC | 78,724 | $18.9M | 1.35% | +2,937+3.9% | Added |
| CIBC Asset Management Inc | 78,888 | $18.9M | 0.08% | +3,843+5.1% | Added |
| Mercer Global Advisors Inc | 80,981 | $19.4M | 0.10% | +1,829+2.3% | Added |
| Cutler Investment Counsel LLC | 81,196 | $19.5M | 2.97% | −2,188−2.6% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 82,270 | $19.7M | 0.17% | −13,919−14.5% | Reduced |
| ExodusPoint Capital Management, LP | 82,336 | $19.7M | 0.30% | +82,336 | New |
| Thrivent Financial for Lutherans | 83,030 | $19.9M | 0.05% | −2,358−2.8% | Reduced |
| United Services Automobile Association | 83,226 | $19.9M | 0.46% | −828−1.0% | Reduced |
| Jennison Associates LLC | 84,078 | $20.1M | 0.02% | −1,393−1.6% | Reduced |
| Virginia Retirement Systems Et Al | 86,000 | $20.6M | 0.21% | +2,800+3.4% | Added |
| SEI Investments Co | 86,209 | $20.7M | 0.05% | +13,569+18.7% | Added |
| Capital International Sarl | 86,289 | $20.7M | 1.46% | +13,305+18.2% | Added |
| Gulf International Bank (UK) Ltd | 87,073 | $20.9M | 0.37% | 00.0% | Unchanged |
| Busey Wealth Management | 87,398 | $20.9M | 0.94% | −3,938−4.3% | Reduced |
| New York Life Investment Management LLC | 87,701 | $21.0M | 0.24% | −1,319−1.5% | Reduced |
| Capital Fund Management S.A. | 87,907 | $21.1M | 0.47% | +87,907 | New |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 87,967 | $21.1M | 0.18% | +10,750+13.9% | Added |
| Old National Bancorp | 88,119 | $21.1M | 0.66% | −3,333−3.6% | Reduced |
| Comerica Bank | 82,807 | $21.2M | 0.16% | −586−0.7% | Reduced |
| Public Employees Retirement Association of Colorado | 89,506 | $21.4M | 0.12% | −2,538−2.8% | Reduced |
| Millennium Management LLC | 90,902 | $21.8M | 0.02% | −10,835−10.7% | Reduced |
| Regions Financial Corp | 91,476 | $21.9M | 0.20% | −4,292−4.5% | Reduced |
| Glenview Trust Co | 91,567 | $21.9M | 0.73% | −69,925−43.3% | Reduced |
| Stock Yards Bank & Trust Co | 91,831 | $22.0M | 0.86% | −107−0.1% | Reduced |
| Chilton Capital Management LLC | 91,888 | $22.0M | 1.37% | −1,761−1.9% | Reduced |
| Utah Retirement Systems | 92,458 | $22.1M | 0.35% | −2,100−2.2% | Reduced |
| Front Barnett Associates LLC | 92,729 | $22.2M | 2.81% | +849+0.9% | Added |
| Levin Capital Strategies, L.P. | 93,405 | $22.4M | 3.03% | +961+1.0% | Added |
| IFM Investors Pty Ltd | 95,464 | $22.9M | 0.38% | +3,403+3.7% | Added |
| American Century Companies Inc | 95,859 | $23.0M | 0.02% | +994+1.0% | Added |
| Glenmede Trust Co NA | 97,419 | $23.3M | 0.14% | +728+0.8% | Added |
| Associated Banc-Corp | 97,819 | $23.4M | 0.98% | −1,359−1.4% | Reduced |
| Intech Investment Management LLC | 97,919 | $23.5M | 0.18% | −50,456−34.0% | Reduced |
| Erste Asset Management GmbH | 98,026 | $23.5M | 0.50% | −10,282−9.5% | Reduced |
| Congress Wealth Management LLC | 98,962 | $23.7M | 0.61% | +165+0.2% | Added |
| Employees Retirement System of Texas | 99,115 | $23.7M | 0.35% | +6,115+6.6% | Added |
| Paralel Advisors LLC | 100,000 | $24.0M | 1.41% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 100,537 | $24.1M | 0.91% | +4,550+4.7% | Added |
| Vaughan David Investments LLC | 100,645 | $24.1M | 0.72% | −12,405−11.0% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 101,769 | $24.4M | 0.35% | −4,200−4.0% | Reduced |
| State of Alaska, Department of Revenue | 102,421 | $24.5M | 0.31% | −1,395−1.3% | Reduced |
| Daiwa Securities Group Inc. | 97,768 | $24.9M | 0.19% | +4,815+5.2% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 104,255 | $25.0M | 0.19% | +6,066+6.2% | Added |
| KBC Group NV | 107,189 | $25.7M | 0.12% | +57,141+114.2% | Added |
| Marshall Wace, LLP | 107,329 | $25.7M | 0.07% | +107,329 | New |
| O'Shaughnessy Asset Management, LLC | 108,729 | $26.0M | 0.42% | +54,747+101.4% | Added |
| AE Wealth Management LLC | 108,988 | $26.1M | 0.19% | +14,524+15.4% | Added |
| Nichols & Pratt Advisers LLP | 110,021 | $26.4M | 2.12% | −165−0.1% | Reduced |
| Macquarie Group Ltd | 110,230 | $26.4M | 0.03% | −155,948−58.6% | Reduced |
| Bradley Foster & Sargent Inc | 110,860 | $26.6M | 0.67% | +2,827+2.6% | Added |
| Capital International Ltd | 111,912 | $26.8M | 1.85% | +3,180+2.9% | Added |
| Xponance, Inc. | 112,227 | $26.9M | 0.44% | +16,402+17.1% | Added |
| Commerce Bank | 112,340 | $26.9M | 0.22% | −5,112−4.4% | Reduced |
| Colony Group LLC | 113,641 | $27.2M | 0.38% | +13,002+12.9% | Added |
| Cetera Advisor Networks LLC | 114,715 | $27.5M | 0.22% | +18,873+19.7% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 115,099 | $27.6M | 0.10% | +6,143+5.6% | Added |
| USS Investment Management Ltd | 116,513 | $27.9M | 0.40% | +29,200+33.4% | Added |
| Janus Henderson Group PLC | 117,285 | $28.1M | 0.02% | −404−0.3% | Reduced |
| Captrust Financial Advisors | 117,355 | $28.1M | 0.14% | −661−0.6% | Reduced |
| Wesleyan Assurance Society | 118,550 | $28.4M | 3.49% | 00.0% | Unchanged |
| Aviva PLC | 119,282 | $28.6M | 0.14% | +23,451+24.5% | Added |
| S&CO Inc | 119,712 | $28.7M | 2.51% | −753−0.6% | Reduced |
| Yousif Capital Management, LLC | 121,319 | $29.1M | 0.38% | +614+0.5% | Added |
| Gabelli Funds LLC | 123,140 | $29.5M | 0.23% | −350−0.3% | Reduced |
| Blair William & Co | 123,345 | $29.5M | 0.13% | −1,553−1.2% | Reduced |
| Tredje AP-fonden | 124,579 | $29.8M | 0.51% | +2,286+1.9% | Added |
| Rathbone Brothers plc | 126,651 | $30.3M | 0.34% | −5,239−4.0% | Reduced |
| Kestra Advisory Services, LLC | 128,894 | $30.9M | 0.27% | +42,595+49.4% | Added |
| DnB Asset Management AS | 130,589 | $31.3M | 0.22% | +4,212+3.3% | Added |
| Foundry Partners, LLC | 131,130 | $31.4M | 1.73% | −2,127−1.6% | Reduced |
| MML Investors Services, LLC | 131,283 | $31.4M | 0.21% | +10,248+8.5% | Added |
| CIBC World Markets Inc. | 133,925 | $32.1M | 0.13% | +9,653+7.8% | Added |