Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 73,809 | $3.95M | 0.20% | +966+1.3% | Added |
| Canandaigua National Corp | 16,571 | $3.97M | 0.67% | −57−0.3% | Reduced |
| Pallas Capital Advisors LLC | 15,920 | $3.98M | 0.40% | +209+1.3% | Added |
| Abbrea Capital, LLC | 16,610 | $3.98M | 0.72% | +14+0.1% | Added |
| Marketfield Asset Management LLC | 16,719 | $4.01M | 3.82% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 16,807 | $4.03M | 0.63% | −3,348−16.6% | Reduced |
| FRG Family Wealth Advisors LLC | 16,856 | $4.04M | 0.96% | −584−3.3% | Reduced |
| Country Club Bank | 16,952 | $4.06M | 0.35% | +867+5.4% | Added |
| Compagnie Lombard Odier SCmA | 17,060 | $4.09M | 0.11% | −332−1.9% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,073 | $4.09M | 0.07% | +42+0.2% | Added |
| Stillwater Investment Management, LLC | 17,178 | $4.12M | 1.16% | −66−0.4% | Reduced |
| Investment Management Corp of Ontario | 17,261 | $4.14M | 0.20% | +17,261 | New |
| LeJeune Puetz Investment Counsel LLC | 17,281 | $4.14M | 1.55% | −10−0.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 17,283 | $4.14M | 0.03% | −6,752−28.1% | Reduced |
| Altrius Capital Management Inc | 17,433 | $4.18M | 1.31% | −219−1.2% | Reduced |
| Stonebridge Capital Management Inc | 17,511 | $4.20M | 2.00% | −498−2.8% | Reduced |
| Two Sigma Securities, LLC | 17,584 | $4.21M | 0.60% | +14,228+424.0% | Added |
| Kinneret Advisory, LLC | 17,589 | $4.21M | 0.56% | −10,744−37.9% | Reduced |
| Drexel Morgan & Co. | 17,746 | $4.25M | 0.87% | 00.0% | Unchanged |
| Beese Fulmer Investment Management, Inc. | 17,778 | $4.26M | 0.51% | −173−1.0% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,815 | $4.27M | 1.63% | +30.0% | Added |
| Hodges Capital Management Inc. | 17,847 | $4.28M | 0.37% | +4,937+38.2% | Added |
| Montgomery Investment Management Inc | 17,854 | $4.28M | 1.52% | −40−0.2% | Reduced |
| Vestcor Inc | 17,871 | $4.28M | 0.16% | +5,304+42.2% | Added |
| Mairs & Power Inc | 17,955 | $4.30M | 0.05% | −140−0.8% | Reduced |
| Aries Wealth Management | 18,028 | $4.32M | 1.86% | 00.0% | Unchanged |
| Monument Capital Management | 18,125 | $4.34M | 1.48% | +592+3.4% | Added |
| HBK Sorce Advisory LLC | 18,202 | $4.36M | 0.12% | +10,237+128.5% | Added |
| Physicians Financial Services, Inc. | 18,220 | $4.37M | 1.97% | −71−0.4% | Reduced |
| CWM, LLC | 18,276 | $4.38M | 0.03% | +3,618+24.7% | Added |
| Global Retirement Partners, LLC | 18,332 | $4.39M | 0.30% | −399−2.1% | Reduced |
| Bank of the West | 18,475 | $4.43M | 0.52% | −10.0% | Reduced |
| Horizon Investments, LLC | 18,649 | $4.45M | 0.13% | +11,148+148.6% | Added |
| Achmea Investment Management B.V. | 19,935 | $4.47M | 0.15% | +716+3.7% | Added |
| Terry L. Blaker | 18,693 | $4.48M | 0.41% | +810+4.5% | Added |
| Ipswich Investment Management Co., Inc. | 18,829 | $4.51M | 1.29% | −488−2.5% | Reduced |
| Reliant Investment Management, LLC | 18,855 | $4.52M | 2.69% | −870−4.4% | Reduced |
| Sargent Bickham Lagudis LLC | 18,864 | $4.52M | 0.37% | −1,160−5.8% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 18,919 | $4.53M | 0.39% | 00.0% | Unchanged |
| Summitry LLC | 18,927 | $4.53M | 0.33% | +80.0% | Added |
| Mathes Company, Inc. | 18,128 | $4.54M | 2.29% | −40−0.2% | Reduced |
| BKD Wealth Advisors, LLC | 19,133 | $4.58M | 0.16% | −700−3.5% | Reduced |
| Buckingham Strategic Wealth, LLC | 19,201 | $4.60M | 0.08% | +1,168+6.5% | Added |
| Bleakley Financial Group, LLC | 19,263 | $4.61M | 0.17% | +19,263 | New |
| Putnam Investments LLC | 19,286 | $4.62M | 0.01% | −2,185−10.2% | Reduced |
| Colonial Trust Advisors | 19,363 | $4.64M | 0.57% | +151+0.8% | Added |
| Crestwood Advisors Group LLC | 19,376 | $4.64M | 0.16% | −22−0.1% | Reduced |
| Kiley Juergens Wealth Management, LLC | 19,485 | $4.67M | 1.96% | −393−2.0% | Reduced |
| King Luther Capital Management Corp | 19,551 | $4.68M | 0.03% | −779−3.8% | Reduced |
| Bridge Creek Capital Management LLC | 19,576 | $4.69M | 1.83% | −237−1.2% | Reduced |
| Retirement Group, LLC | 19,577 | $4.69M | 2.28% | −561−2.8% | Reduced |
| Allstate Corp | 19,591 | $4.69M | 0.14% | +288+1.5% | Added |
| Allstate Investment Management Co | 19,591 | $4.69M | 0.14% | +19,591 | New |
| Argyle Capital Management Inc. | 19,635 | $4.70M | 1.62% | −63−0.3% | Reduced |
| Burney Co | 19,655 | $4.71M | 0.24% | −8,438−30.0% | Reduced |
| Asset Dedication, LLC | 19,727 | $4.71M | 0.48% | +833+4.4% | Added |
| Mark Asset Management LP | 19,769 | $4.74M | 1.12% | +19,769 | New |
| Columbia Asset Management | 19,823 | $4.75M | 1.17% | −414−2.0% | Reduced |
| Twin Capital Management Inc | 20,042 | $4.80M | 0.62% | −529−2.6% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $4.82M | 4.77% | 00.0% | Unchanged |
| Romano Brothers and Company | 20,187 | $4.84M | 0.73% | −121−0.6% | Reduced |
| Ieq Capital, LLC | 20,245 | $4.85M | 0.14% | +3,070+17.9% | Added |
| Caldwell Trust Co | 20,287 | $4.86M | 0.69% | +179+0.9% | Added |
| Dakota Wealth Management | 20,296 | $4.86M | 0.35% | −197−1.0% | Reduced |
| FORA Capital, LLC | 20,336 | $4.87M | 0.79% | −11,668−36.5% | Reduced |
| Boit C F David | 20,400 | $4.89M | 3.48% | 00.0% | Unchanged |
| Central Bank & Trust Co | 20,492 | $4.91M | 0.93% | +1,016+5.2% | Added |
| Family Legacy, Inc. | 19,084 | $4.93M | 2.16% | +167+0.9% | Added |
| Financial & Tax Architects, LLC | 19,765 | $4.94M | 1.68% | −4,751−19.4% | Reduced |
| Northeast Investment Management | 20,613 | $4.94M | 0.31% | −144−0.7% | Reduced |
| Banque Pictet & Cie SA | 20,619 | $4.94M | 0.05% | −2,558−11.0% | Reduced |
| Allworth Financial LP | 20,624 | $4.94M | 0.05% | +5,324+34.8% | Added |
| Community Bank, N.A. | 20,773 | $4.98M | 0.69% | −110−0.5% | Reduced |
| FIL Ltd | 20,780 | $4.98M | 0.01% | +1,468+7.6% | Added |
| Quantinno Capital Management LP | 20,838 | $4.99M | 0.37% | +11,163+115.4% | Added |
| Narwhal Capital Management | 21,032 | $5.04M | 0.67% | −1,235−5.5% | Reduced |
| Neville Rodie & Shaw Inc | 21,044 | $5.04M | 0.47% | −125−0.6% | Reduced |
| Searle & Co. | 21,064 | $5.05M | 1.72% | 00.0% | Unchanged |
| Lincoln National Corp | 21,123 | $5.06M | 0.11% | +985+4.9% | Added |
| Trinity Legacy Partners, LLC | 21,159 | $5.07M | 2.02% | +988+4.9% | Added |
| Pathstone Family Office, LLC | 29,395 | $5.07M | 0.10% | +10,212+53.2% | Added |
| B & T Capital Management DBA Alpha Capital Management | 21,384 | $5.12M | 1.28% | −420−1.9% | Reduced |
| LMCG Investments, LLC | 21,386 | $5.12M | 0.36% | +21,386 | New |
| Ellsworth Advisors, LLC | 20,321 | $5.14M | 1.93% | +20+0.1% | Added |
| Knuff & Co LLC | 21,486 | $5.15M | 2.19% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 21,486 | $5.15M | 0.36% | −348−1.6% | Reduced |
| Viking Fund Management LLC | 21,500 | $5.15M | 1.02% | −8,000−27.1% | Reduced |
| Churchill Management Corp | 21,716 | $5.20M | 0.13% | −15,931−42.3% | Reduced |
| Creative Financial Designs Inc | 21,799 | $5.22M | 0.77% | −3,272−13.1% | Reduced |
| Avidian Wealth Solutions, LLC | 21,799 | $5.22M | 0.34% | +6,082+38.7% | Added |
| Beacon Investment Advisory Services, Inc. | 21,819 | $5.23M | 0.27% | +5,046+30.1% | Added |
| Vestmark Advisory Solutions, Inc. | 21,934 | $5.25M | 0.26% | +190+0.9% | Added |
| Raymond James Trust N.A. | 21,951 | $5.26M | 0.18% | +2,662+13.8% | Added |
| Advisor Partners II, LLC | 22,071 | $5.29M | 0.33% | +2,274+11.5% | Added |
| Highland Capital Management, LLC | 22,121 | $5.30M | 0.37% | +980+4.6% | Added |
| Meridian Wealth Management, LLC | 22,160 | $5.31M | 0.52% | −1,118−4.8% | Reduced |
| Bank of Hawaii | 22,160 | $5.31M | 0.32% | −893−3.9% | Reduced |
| GWM Advisors LLC | 57,983 | $5.32M | 0.14% | +3,219+5.9% | Added |
| NBT Bank N A | 22,236 | $5.33M | 0.78% | −48−0.2% | Reduced |
| Wedbush Securities Inc | 22,307 | $5.34M | 0.29% | +22+0.1% | Added |