Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MAI Capital Management | 12,267 | $2.94M | 0.05% | +2,955+31.7% | Added |
| Worldquant Millennium Advisors LLC | 12,269 | $2.94M | 0.07% | +12,269 | New |
| Level Four Advisory Services, LLC | 12,389 | $2.97M | 0.22% | +4,477+56.6% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,419 | $2.98M | 0.70% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 12,422 | $2.98M | 0.18% | +672+5.7% | Added |
| Azimuth Capital Investment Management LLC | 12,465 | $2.99M | 0.15% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 12,469 | $2.99M | 0.13% | −64−0.5% | Reduced |
| Barbara Oil Co. | 12,500 | $2.99M | 1.43% | 00.0% | Unchanged |
| Wakefield Asset Management LLLP | 12,648 | $3.03M | 1.28% | +12,648 | New |
| Sound View Wealth Advisors Group, LLC | 10,263 | $3.03M | 0.33% | +6,217+153.7% | Added |
| Hennessy Advisors Inc | 12,700 | $3.04M | 0.20% | −800−5.9% | Reduced |
| Trust Co of Vermont | 12,721 | $3.05M | 0.22% | −184−1.4% | Reduced |
| Stoneridge Investment Partners LLC | 12,739 | $3.05M | 1.68% | −3,744−22.7% | Reduced |
| Brinker Capital Investments, LLC | 12,850 | $3.08M | 0.06% | −58−0.4% | Reduced |
| Applied Capital LLC | 12,851 | $3.08M | 3.07% | +12,851 | New |
| Foster & Motley Inc | 12,944 | $3.10M | 0.26% | +1,915+17.4% | Added |
| AAFMAA Wealth Management & Trust LLC | 13,019 | $3.12M | 2.81% | −3,808−22.6% | Reduced |
| Studio Investment Management LLC | 13,029 | $3.12M | 1.01% | −331−2.5% | Reduced |
| Assetmark, Inc | 13,089 | $3.14M | 0.01% | +716+5.8% | Added |
| FourThought Financial Partners, LLC | 13,095 | $3.14M | 0.45% | +13,095 | New |
| International Assets Investment Management, LLC | 13,145 | $3.15M | 0.33% | +9,839+297.6% | Added |
| Monetary Management Group Inc | 13,292 | $3.18M | 0.99% | −4,525−25.4% | Reduced |
| Richard Bernstein Advisors LLC | 13,294 | $3.18M | 0.07% | 00.0% | Unchanged |
| Pendal Group Limited | 13,368 | $3.20M | 0.03% | +13,368 | New |
| New Hampshire Trust | 13,371 | $3.20M | 0.85% | +13,371 | New |
| Kavar Capital Partners Group, LLC | 13,383 | $3.21M | 0.74% | +286+2.2% | Added |
| Trifecta Capital Advisors, LLC | 13,416 | $3.21M | 1.28% | +13,416 | New |
| Ellis Investment Partners, LLC | 13,451 | $3.22M | 0.88% | −293−2.1% | Reduced |
| Graphene Investments SAS | 13,500 | $3.23M | 2.19% | +13,500 | New |
| Stratos Wealth Partners, LTD. | 13,565 | $3.25M | 0.08% | +85+0.6% | Added |
| Ameritas Investment Partners, Inc. | 13,271 | $3.26M | 0.13% | +380+2.9% | Added |
| Trustcore Financial Services, LLC | 13,704 | $3.28M | 0.29% | −48−0.3% | Reduced |
| First Horizon Advisors, Inc. | 13,705 | $3.28M | 0.12% | −3,782−21.6% | Reduced |
| Brown Brothers Harriman & Co | 13,753 | $3.29M | 0.03% | −733−5.1% | Reduced |
| Plimoth Trust Co LLC | 13,811 | $3.31M | 1.07% | −594−4.1% | Reduced |
| Metis Global Partners, LLC | 13,863 | $3.32M | 0.30% | +5,940+75.0% | Added |
| Burleson & Company, LLC | 13,909 | $3.33M | 0.83% | +5,489+65.2% | Added |
| Blue Edge Capital, LLC | 13,969 | $3.35M | 0.76% | +93+0.7% | Added |
| Gould Capital, LLC | 14,006 | $3.36M | 2.68% | −253−1.8% | Reduced |
| Castellan Group, LLC | 14,014 | $3.36M | 2.34% | +14,014 | New |
| Hayek Kallen Investment Management | 14,049 | $3.37M | 1.55% | −3,069−17.9% | Reduced |
| Arrow Financial Corp | 14,114 | $3.38M | 0.46% | −301−2.1% | Reduced |
| Agf Management Ltd | 14,146 | $3.39M | 0.02% | +14,146 | New |
| Investment Management of Virginia LLC | 14,186 | $3.40M | 0.67% | −294−2.0% | Reduced |
| Pflug Koory, LLC | 14,232 | $3.41M | 1.90% | −273−1.9% | Reduced |
| Empirical Finance, LLC | 14,236 | $3.41M | 0.35% | +1,041+7.9% | Added |
| Kames Capital plc | 14,256 | $3.42M | 0.06% | +4,506+46.2% | Added |
| Sowell Financial Services LLC | 14,513 | $3.48M | 0.23% | +14,513 | New |
| Guyasuta Investment Advisors Inc | 14,588 | $3.49M | 0.28% | +1,805+14.1% | Added |
| Griffin Asset Management, Inc. | 14,619 | $3.50M | 0.53% | 00.0% | Unchanged |
| DT Investment Partners, LLC | 14,635 | $3.51M | 0.46% | +40+0.3% | Added |
| Webster Bank, N. A. | 14,671 | $3.51M | 0.48% | −106−0.7% | Reduced |
| Valeo Financial Advisors, LLC | 14,767 | $3.54M | 0.19% | +267+1.8% | Added |
| Robbins Farley LLC | 14,791 | $3.54M | 2.74% | −5,612−27.5% | Reduced |
| Park Avenue Securities LLC | 14,792 | $3.54M | 0.06% | +2,525+20.6% | Added |
| Empowered Funds, LLC | 14,819 | $3.55M | 0.23% | +14,819 | New |
| Tower View Investment Management & Research LLC | 14,839 | $3.56M | 2.49% | −145−1.0% | Reduced |
| Sandy Spring Bank | 14,847 | $3.56M | 0.21% | −917−5.8% | Reduced |
| TCI Wealth Advisors, Inc. | 14,849 | $3.56M | 0.49% | +115+0.8% | Added |
| Greenleaf Trust | 14,869 | $3.56M | 0.05% | +1,825+14.0% | Added |
| Ogorek Anthony Joseph | 14,884 | $3.56M | 1.55% | −77−0.5% | Reduced |
| Robertson Stephens Wealth Management, LLC | 14,882 | $3.57M | 0.35% | +545+3.8% | Added |
| Freestone Capital Holdings, LLC | 14,910 | $3.57M | 0.16% | −741−4.7% | Reduced |
| Leuthold Group, LLC | 14,956 | $3.58M | 0.48% | +14,956 | New |
| Cullen/Frost Bankers, Inc. | 14,983 | $3.59M | 0.07% | −96−0.6% | Reduced |
| RBF Capital, LLC | 15,000 | $3.59M | 0.27% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.59M | 1.12% | 00.0% | Unchanged |
| Industrial Alliance Investment Management Inc. | 15,070 | $3.61M | 0.10% | +15,070 | New |
| Kinloch Capital, LLC | 15,074 | $3.61M | 2.10% | +445+3.0% | Added |
| Wetherby Asset Management Inc | 15,079 | $3.61M | 0.23% | +1,143+8.2% | Added |
| Advocate Group LLC | 15,113 | $3.62M | 0.78% | −1,520−9.1% | Reduced |
| Eukles Asset Management | 15,145 | $3.63M | 2.12% | +10.0% | Added |
| Mutual Advisors, LLC | 15,152 | $3.63M | 0.16% | −1,633−9.7% | Reduced |
| Beach Investment Counsel Inc | 15,154 | $3.63M | 0.45% | +13,441+784.6% | Added |
| Stamos Capital Partners, L.P. | 15,400 | $3.69M | 1.17% | −21,430−58.2% | Reduced |
| Roundview Capital LLC | 15,495 | $3.71M | 0.42% | +240+1.6% | Added |
| EagleClaw Capital Managment, LLC | 15,500 | $3.71M | 0.90% | 00.0% | Unchanged |
| KMG Fiduciary Partners, LLC | 15,501 | $3.71M | 0.61% | +882+6.0% | Added |
| Parcion Private Wealth LLC | 15,522 | $3.72M | 0.40% | −159−1.0% | Reduced |
| Fund Management at Engine No. 1 LLC | 15,540 | $3.72M | 0.91% | +10,464+206.1% | Added |
| Iowa State Bank | 15,564 | $3.73M | 0.94% | +340+2.2% | Added |
| Permanens Capital L.P. | 15,600 | $3.74M | 0.91% | −2,020−11.5% | Reduced |
| North Star Investment Management Corp. | 15,627 | $3.74M | 0.33% | +22+0.1% | Added |
| Hixon Zuercher, LLC | 15,745 | $3.77M | 2.32% | +36+0.2% | Added |
| Ascent Wealth Partners, LLC | 15,790 | $3.78M | 0.81% | +1,835+13.1% | Added |
| Callan Family Office, LLC | 15,752 | $3.78M | 1.22% | +15,752 | New |
| Lake Street Advisors Group, LLC | 15,800 | $3.79M | 0.25% | +222+1.4% | Added |
| Siemens Fonds Invest GmbH | 15,821 | $3.79M | 0.38% | −1,166−6.9% | Reduced |
| Silvercrest Asset Management Group LLC | 15,907 | $3.81M | 0.03% | −580−3.5% | Reduced |
| Goelzer Investment Management, Inc. | 15,942 | $3.82M | 0.33% | +3,983+33.3% | Added |
| Stonnington Group, LLC | 15,246 | $3.82M | 1.05% | +3,401+28.7% | Added |
| Malaga Cove Capital, LLC | 16,137 | $3.87M | 2.11% | −161−1.0% | Reduced |
| Cutler Group LP | 16,225 | $3.89M | 0.47% | +6,042+59.3% | Added |
| Prime Capital Investment Advisors, LLC | 16,252 | $3.89M | 0.15% | +7,028+76.2% | Added |
| Northwestern Mutual Investment Management Company, LLC | 16,311 | $3.91M | 0.10% | −3,297−16.8% | Reduced |
| Pinebridge Investments, L.P. | 16,327 | $3.91M | 0.05% | −57,891−78.0% | Reduced |
| Bailard, Inc. | 16,353 | $3.92M | 0.15% | +596+3.8% | Added |
| Two Sigma Investments, LP | 16,356 | $3.92M | 0.01% | −456,160−96.5% | Reduced |
| Transform Wealth, LLC | 16,458 | $3.94M | 0.44% | +11,728+247.9% | Added |
| Equitable Trust Co | 16,463 | $3.94M | 0.31% | −2,855−14.8% | Reduced |