Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Naples Global Advisors, LLC | 9,494 | $2.27M | 0.29% | +6+0.1% | Added |
| Moody National Bank Trust Division | 9,507 | $2.28M | 0.20% | −855−8.3% | Reduced |
| McKinley Carter Wealth Services, Inc. | 9,516 | $2.28M | 0.19% | +260+2.8% | Added |
| First National Bank & Trust Co of Newtown | 9,577 | $2.29M | 0.52% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 9,588 | $2.30M | 0.03% | +906+10.4% | Added |
| Wellington Shields & Co., LLC | 9,600 | $2.30M | 0.52% | +200+2.1% | Added |
| Roman Butler Fullerton & Co | 8,983 | $2.30M | 1.19% | +5,146+134.1% | Added |
| Alpha Cubed Investments, LLC | 9,656 | $2.31M | 0.18% | −122−1.2% | Reduced |
| Gouws Capital LLC | 9,659 | $2.31M | 2.18% | +105+1.1% | Added |
| Kistler-Tiffany Companies, LLC | 9,680 | $2.32M | 0.48% | +14+0.1% | Added |
| Richelieu Gestion PLC | 9,686 | $2.32M | 2.43% | −3,156−24.6% | Reduced |
| Sumitomo Life Insurance Co | 9,697 | $2.32M | 0.17% | −211−2.1% | Reduced |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 9,738 | $2.33M | 0.13% | +4,891+100.9% | Added |
| Private Trust Co NA | 9,740 | $2.33M | 0.35% | +6+0.1% | Added |
| Palisade Asset Management, LLC | 9,740 | $2.33M | 0.27% | +33+0.3% | Added |
| Adirondack Trust Co | 9,775 | $2.34M | 1.21% | −292−2.9% | Reduced |
| Berkshire Bank | 9,789 | $2.35M | 0.72% | −573−5.5% | Reduced |
| Holderness Investments Co | 9,793 | $2.35M | 1.01% | +73+0.8% | Added |
| 1st Source Bank | 9,807 | $2.35M | 0.15% | +100+1.0% | Added |
| Tower Bridge Advisors | 9,842 | $2.36M | 0.20% | 00.0% | Unchanged |
| Cumberland Advisors Inc | 9,850 | $2.36M | 1.02% | 00.0% | Unchanged |
| Mill Capital Management, LLC | 9,866 | $2.36M | 0.26% | −133−1.3% | Reduced |
| Signaturefd, LLC | 9,890 | $2.37M | 0.07% | +1,901+23.8% | Added |
| Members Capital Advisors Inc | 9,900 | $2.37M | 1.71% | 00.0% | Unchanged |
| Caisse de Depot Et Placement du Quebec | 9,909 | $2.37M | 0.01% | −28,074−73.9% | Reduced |
| Hoylecohen, LLC | 9,923 | $2.38M | 0.24% | −97−1.0% | Reduced |
| Truvestments Capital LLC | 9,925 | $2.38M | 1.34% | +795+8.7% | Added |
| Resources Investment Advisors, LLC. | 9,984 | $2.39M | 0.07% | +869+9.5% | Added |
| Anchor Investment Management, LLC | 10,012 | $2.40M | 0.34% | +920+10.1% | Added |
| Icon Advisers Inc | 10,025 | $2.40M | 0.61% | −10,000−49.9% | Reduced |
| Hudock, Inc. | 10,052 | $2.41M | 0.82% | −22−0.2% | Reduced |
| Profund Advisors LLC | 10,072 | $2.41M | 0.16% | +972+10.7% | Added |
| Traynor Capital Management, Inc. | 10,083 | $2.42M | 0.42% | −437−4.2% | Reduced |
| Radnor Capital Management, LLC | 10,326 | $2.43M | 0.59% | 00.0% | Unchanged |
| Loudon Investment Management, LLC | 10,203 | $2.44M | 1.76% | −150−1.4% | Reduced |
| Slow Capital, Inc. | 10,205 | $2.44M | 0.54% | +348+3.5% | Added |
| Smith, Moore & Co. | 10,262 | $2.46M | 0.34% | +3,087+43.0% | Added |
| Capula Management Ltd | 10,271 | $2.46M | 0.25% | −2,464−19.3% | Reduced |
| Sequoia Financial Advisors, LLC | 10,315 | $2.47M | 0.06% | +1,039+11.2% | Added |
| Whalerock Point Partners, LLC | 10,345 | $2.48M | 1.01% | −25−0.2% | Reduced |
| Aire Advisors, LLC | 10,385 | $2.49M | 0.76% | +6,698+181.7% | Added |
| Alps Advisors Inc | 10,395 | $2.49M | 0.02% | −269−2.5% | Reduced |
| Meiji Yasuda Life Insurance Co | 10,403 | $2.49M | 0.05% | 00.0% | Unchanged |
| Ignite Planners, LLC | 9,425 | $2.49M | 1.04% | +782+9.0% | Added |
| Beck Capital Management, LLC | 10,415 | $2.49M | 1.05% | −286−2.7% | Reduced |
| Apollon Wealth Management, LLC | 10,434 | $2.50M | 0.18% | +4,820+85.9% | Added |
| Atlantic Union Bankshares Corp | 10,460 | $2.51M | 0.27% | −731−6.5% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,462 | $2.51M | 0.85% | −218−2.0% | Reduced |
| Leonteq Securities AG | 10,505 | $2.52M | 0.13% | −16,209−60.7% | Reduced |
| Bowen Hanes & Co Inc | 10,529 | $2.52M | 0.09% | −1,410−11.8% | Reduced |
| McMillion Capital Management Inc | 10,579 | $2.53M | 2.29% | −185−1.7% | Reduced |
| Evercore Wealth Management, LLC | 10,608 | $2.54M | 0.05% | +83+0.8% | Added |
| Focus Financial Network, Inc. | 10,615 | $2.54M | 0.21% | −332−3.0% | Reduced |
| Mystic Asset Management, Inc. | 10,618 | $2.54M | 1.45% | −17−0.2% | Reduced |
| Perfromance Wealth Partners, LLC | 10,645 | $2.55M | 0.15% | +322+3.1% | Added |
| Trust Co of Toledo NA | 10,722 | $2.57M | 0.49% | +203+1.9% | Added |
| Asset Management Group, Inc. | 10,734 | $2.57M | 0.60% | +47+0.4% | Added |
| Modus Advisors, LLC | 10,739 | $2.57M | 1.25% | +402+3.9% | Added |
| Cary Street Partner Investment Advisory LLC | 10,772 | $2.58M | 0.19% | +459+4.5% | Added |
| PFG Advisors | 10,777 | $2.58M | 0.25% | +191+1.8% | Added |
| Boyd Watterson Asset Management LLC | 10,808 | $2.59M | 1.07% | 00.0% | Unchanged |
| Clearbridge Investments, LLC | 10,871 | $2.60M | 0.00% | −4,349−28.6% | Reduced |
| Capital Investment Counsel, Inc | 10,898 | $2.61M | 0.62% | +281+2.6% | Added |
| Gateway Wealth Partners, LLC | 10,898 | $2.61M | 0.45% | +10,898 | New |
| CPA Asset Management LLC | 10,901 | $2.61M | 2.00% | +10,901 | New |
| MEMBERS Trust Co | 10,921 | $2.62M | 0.08% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 10,989 | $2.63M | 0.38% | +310+2.9% | Added |
| First Citizens Bank & Trust Co | 10,996 | $2.63M | 0.08% | −803−6.8% | Reduced |
| Commonwealth Retirement Investments LLC | 11,032 | $2.64M | 1.60% | +11,032 | New |
| McGuire Investment Group, LLC | 11,062 | $2.65M | 0.57% | +314+2.9% | Added |
| Strategic Advisors LLC | 11,074 | $2.65M | 0.59% | +82+0.7% | Added |
| Schnieders Capital Management LLC | 11,109 | $2.66M | 0.61% | −2,600−19.0% | Reduced |
| Ashton Thomas Private Wealth, LLC | 11,127 | $2.67M | 0.26% | +3,871+53.3% | Added |
| Financial Advisory Service, Inc. | 11,132 | $2.67M | 0.30% | +666+6.4% | Added |
| Jacobi Capital Management LLC | 11,253 | $2.70M | 0.34% | −30.0% | Reduced |
| Veriti Management LLC | 11,361 | $2.72M | 0.36% | −95−0.8% | Reduced |
| Donaldson Capital Management, LLC | 11,426 | $2.74M | 0.13% | +56+0.5% | Added |
| Procyon Private Wealth Partners, LLC | 11,482 | $2.75M | 0.50% | +2,195+23.6% | Added |
| Intact Investment Management Inc. | 11,500 | $2.75M | 0.12% | −4,300−27.2% | Reduced |
| Whitener Capital Management, Inc. | 11,515 | $2.76M | 1.20% | −120−1.0% | Reduced |
| Leavell Investment Management, Inc. | 11,564 | $2.77M | 0.21% | −445−3.7% | Reduced |
| Nicholas Hoffman & Company, LLC. | 11,576 | $2.77M | 0.30% | +12+0.1% | Added |
| Financial Sense Advisors, Inc. | 11,581 | $2.77M | 1.15% | −3,209−21.7% | Reduced |
| MV Capital Management, Inc. | 11,584 | $2.78M | 0.43% | +181+1.6% | Added |
| Pinnacle Holdings, LLC | 11,585 | $2.78M | 1.24% | −1,618−12.3% | Reduced |
| NEIRG Wealth Management, LLC | 11,607 | $2.78M | 0.52% | −493−4.1% | Reduced |
| Viewpoint Capital Management LLC | 11,658 | $2.79M | 2.70% | −80−0.7% | Reduced |
| NewEdge Wealth, LLC | 11,725 | $2.81M | 0.12% | +83+0.7% | Added |
| Arabesque Asset Management Ltd | 11,771 | $2.82M | 0.95% | 00.0% | Unchanged |
| Mission Creek Capital Partners, Inc. | 11,793 | $2.83M | 1.01% | −299−2.5% | Reduced |
| Ronald Blue Trust, Inc. | 17,238 | $2.83M | 0.05% | +191+1.1% | Added |
| Essex Financial Services, Inc. | 11,850 | $2.84M | 0.31% | +195+1.7% | Added |
| Providence Wealth Advisors, LLC | 11,812 | $2.84M | 2.11% | −109−0.9% | Reduced |
| BLB&B Advisors, LLC | 11,970 | $2.87M | 0.22% | −488−3.9% | Reduced |
| Cambridge Advisors Inc. | 11,993 | $2.87M | 0.77% | −345−2.8% | Reduced |
| Spirit of America Management Corp | 12,040 | $2.88M | 0.65% | +400+3.4% | Added |
| South Dakota Investment Council | 12,155 | $2.91M | 0.07% | −600−4.7% | Reduced |
| Coldstream Capital Management Inc | 12,162 | $2.91M | 0.11% | +12,162 | New |
| Sturgeon Ventures LLP | 12,217 | $2.93M | 2.36% | +12,217 | New |
| ICA Group Wealth Management, LLC | 12,203 | $2.93M | 0.69% | −5,178−29.8% | Reduced |