Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlas Brown,Inc. | 7,475 | $1.79M | 0.88% | +142+1.9% | Added |
| Magnetar Financial LLC | 7,498 | $1.80M | 0.03% | +7,498 | New |
| Focused Wealth Management, Inc | 7,534 | $1.80M | 0.37% | +99+1.3% | Added |
| D. Scott Neal, Inc. | 7,561 | $1.81M | 0.88% | 00.0% | Unchanged |
| Great Lakes Advisors, LLC | 75,849 | $1.82M | 0.10% | +26,421+53.5% | Added |
| Quest Investment Management LLC | 7,588 | $1.82M | 0.22% | 00.0% | Unchanged |
| Affinity Investment Advisors, LLC | 7,591 | $1.82M | 0.84% | 00.0% | Unchanged |
| RiverFront Investment Group, LLC | 50,161 | $1.82M | 0.41% | −7,241−12.6% | Reduced |
| CAPROCK Group, Inc. | 7,600 | $1.82M | 0.17% | +489+6.9% | Added |
| DHJJ Financial Advisors, Ltd. | 7,614 | $1.82M | 1.05% | −830−9.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 7,668 | $1.84M | 0.09% | −1,073−12.3% | Reduced |
| United Community Bank | 7,694 | $1.84M | 1.78% | −313−3.9% | Reduced |
| Stone Point Wealth LLC | 7,695 | $1.84M | 0.90% | +115+1.5% | Added |
| Laurel Wealth Advisors, Inc. | 7,697 | $1.84M | 0.18% | +869+12.7% | Added |
| ARGI Investment Services, LLC | 7,712 | $1.85M | 0.06% | −394−4.9% | Reduced |
| Gifford Fong Associates | 7,800 | $1.87M | 0.43% | 00.0% | Unchanged |
| United Asset Strategies, Inc. | 7,810 | $1.87M | 0.26% | −1,107−12.4% | Reduced |
| Kempner Capital Management Inc. | 7,842 | $1.88M | 1.14% | −7,950−50.3% | Reduced |
| RSM US Wealth Management LLC | 7,879 | $1.89M | 0.09% | +386+5.2% | Added |
| Dorsey & Whitney Trust CO LLC | 7,911 | $1.89M | 0.18% | −433−5.2% | Reduced |
| Argent Trust Co | 7,935 | $1.90M | 0.13% | −183−2.3% | Reduced |
| TD Private Client Wealth LLC | 7,943 | $1.90M | 0.09% | +9+0.1% | Added |
| Weatherly Asset Management L. P. | 7,953 | $1.91M | 0.26% | −149−1.8% | Reduced |
| Ibex Wealth Advisors | 7,960 | $1.91M | 0.43% | +7,960 | New |
| Cascade Investment Advisors, Inc. | 7,985 | $1.91M | 1.59% | −45−0.6% | Reduced |
| WealthPLAN Partners, LLC | 7,830 | $1.91M | 0.13% | +7,830 | New |
| Cohen Klingenstein LLC | 8,000 | $1.92M | 0.10% | 00.0% | Unchanged |
| B.O.S.S. Retirement Advisors, LLC | 8,008 | $1.92M | 0.49% | +8,008 | New |
| Townsend Asset Management Corp | 8,010 | $1.92M | 0.96% | 00.0% | Unchanged |
| Investors Asset Management of Georgia Inc | 8,018 | $1.92M | 1.00% | +23+0.3% | Added |
| G&S Capital LLC | 8,027 | $1.92M | 0.85% | −1,508−15.8% | Reduced |
| Cambridge Trust Co | 8,028 | $1.92M | 0.09% | +505+6.7% | Added |
| V Wealth Advisors LLC | 8,089 | $1.94M | 0.40% | +177+2.2% | Added |
| Core Wealth Advisors, Inc. | 8,098 | $1.94M | 0.85% | +405+5.3% | Added |
| MB, Levis & Associates, LLC | 8,099 | $1.94M | 1.52% | +8,099 | New |
| WealthPlan Investment Management, LLC | 7,830 | $1.94M | 0.14% | +633+8.8% | Added |
| Ci Investments Inc. | 8,120 | $1.95M | 0.01% | −1,590−16.4% | Reduced |
| Global Trust Asset Management, LLC | 8,125 | $1.95M | 0.98% | −222−2.7% | Reduced |
| Buckingham Strategic Partners | 8,130 | $1.95M | 0.15% | +5,711+236.1% | Added |
| Fruth Investment Management | 8,143 | $1.95M | 0.57% | 00.0% | Unchanged |
| Diversified Trust Co | 8,140 | $1.95M | 0.08% | +2,183+36.6% | Added |
| SeaCrest Wealth Management, LLC | 8,164 | $1.96M | 0.28% | −150−1.8% | Reduced |
| Triangle Securities Wealth Management | 8,165 | $1.96M | 0.72% | −125−1.5% | Reduced |
| Chapin Davis, Inc. | 8,178 | $1.96M | 1.14% | +8,178 | New |
| Ropes Wealth Advisors LLC | 8,207 | $1.97M | 0.35% | +303+3.8% | Added |
| Moloney Securities Asset Management, LLC | 8,219 | $1.97M | 0.43% | −249−2.9% | Reduced |
| Caldwell Sutter Capital, Inc. | 8,225 | $1.97M | 1.74% | +8,225 | New |
| IHT Wealth Management, LLC | 8,237 | $1.97M | 0.13% | +62+0.8% | Added |
| First Dallas Securities Inc. | 8,258 | $1.98M | 1.19% | +501+6.5% | Added |
| Sheaff Brock Investment Advisors, LLC | 8,289 | $1.99M | 0.22% | +42+0.5% | Added |
| Equitable Holdings, Inc. | 8,311 | $1.99M | 0.03% | −123−1.5% | Reduced |
| Verdence Capital Advisors LLC | 8,315 | $1.99M | 0.24% | +2,011+31.9% | Added |
| Great Valley Advisor Group, Inc. | 8,347 | $2.00M | 0.10% | −1,025−10.9% | Reduced |
| Trust Investment Advisors | 8,407 | $2.01M | 1.90% | +296+3.6% | Added |
| Versor Investments LP | 8,425 | $2.02M | 0.17% | −13,500−61.6% | Reduced |
| Thoroughbred Financial Services, LLC | 8,459 | $2.03M | 0.33% | +2,836+50.4% | Added |
| AdvisorNet Financial, Inc | 8,462 | $2.03M | 0.20% | +105+1.3% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 8,466 | $2.03M | 0.01% | +2,100+33.0% | Added |
| Boltwood Capital Management | 8,487 | $2.03M | 0.83% | −20−0.2% | Reduced |
| Moore Capital Management, LP | 8,576 | $2.05M | 0.06% | +8,576 | New |
| DFPG Investments, LLC | 8,208 | $2.06M | 0.34% | +1,087+15.3% | Added |
| Court Place Advisors, LLC | 8,599 | $2.06M | 0.75% | 00.0% | Unchanged |
| Smith, Salley & Associates | 8,641 | $2.07M | 0.18% | −53−0.6% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 8,679 | $2.08M | 0.06% | +3,724+75.2% | Added |
| Oxbow Advisors, LLC | 8,700 | $2.08M | 0.39% | −92−1.0% | Reduced |
| Princeton Capital Management LLC | 8,723 | $2.09M | 0.93% | −174−2.0% | Reduced |
| Pure Financial Advisors, Inc. | 8,726 | $2.09M | 0.11% | −309−3.4% | Reduced |
| LMG Wealth Partners, LLC | 8,161 | $2.09M | 0.69% | +8,161 | New |
| Avitas Wealth Management LLC | 8,737 | $2.09M | 0.44% | +2,393+37.7% | Added |
| Westwood Holdings Group Inc. | 8,776 | $2.10M | 0.02% | −12−0.1% | Reduced |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,780 | $2.10M | 1.32% | −137−1.5% | Reduced |
| Tokio Marine Asset Management Co Ltd | 8,809 | $2.11M | 0.16% | +854+10.7% | Added |
| Park National Corp | 8,821 | $2.11M | 0.09% | +248+2.9% | Added |
| Spire Wealth Management | 8,869 | $2.13M | 0.12% | −287−3.1% | Reduced |
| Hoey Investments, Inc | 8,890 | $2.13M | 0.93% | −432−4.6% | Reduced |
| Emfo, LLC | 8,893 | $2.13M | 2.14% | −510−5.4% | Reduced |
| Venture Visionary Partners LLC | 8,918 | $2.14M | 0.15% | +11+0.1% | Added |
| Old Port Advisors | 8,962 | $2.15M | 0.81% | −13−0.1% | Reduced |
| Bryn Mawr Trust Co | 8,964 | $2.15M | 0.10% | 00.0% | Unchanged |
| Meeder Advisory Services, Inc. | 8,967 | $2.15M | 0.27% | +8,967 | New |
| Jag Capital Management, LLC | 8,977 | $2.15M | 0.31% | +7,640+571.4% | Added |
| Hanson & Doremus Investment Management | 8,979 | $2.15M | 0.46% | +23+0.3% | Added |
| Merit Financial Group, LLC | 8,995 | $2.15M | 0.08% | +1,743+24.0% | Added |
| Douglass Winthrop Advisors, LLC | 8,995 | $2.15M | 0.06% | −1,500−14.3% | Reduced |
| RB Capital Management, LLC | 9,006 | $2.16M | 0.79% | −50−0.6% | Reduced |
| Wealthcare Advisory Partners LLC | 9,043 | $2.17M | 0.10% | +154+1.7% | Added |
| Finer Wealth Management, Inc. | 9,089 | $2.18M | 2.04% | +91+1.0% | Added |
| First Hawaiian Bank | 9,143 | $2.19M | 0.08% | −74−0.8% | Reduced |
| Johnson Investment Counsel Inc | 9,189 | $2.20M | 0.03% | +62+0.7% | Added |
| Kerrisdale Advisers, LLC | 9,240 | $2.21M | 0.66% | +2,500+37.1% | Added |
| Triad Financial Advisors, Inc. | 9,241 | $2.21M | 0.99% | +9+0.1% | Added |
| Ti-Trust, Inc | 9,247 | $2.22M | 2.11% | 00.0% | Unchanged |
| Capital Asset Advisory Services LLC | 9,086 | $2.22M | 0.18% | +421+4.9% | Added |
| Heritage Trust Co | 9,296 | $2.23M | 0.36% | −22−0.2% | Reduced |
| Baldwin Investment Management, LLC | 9,328 | $2.23M | 0.40% | −15−0.2% | Reduced |
| Cresset Asset Management, LLC | 9,842 | $2.24M | 0.03% | −1,405−12.5% | Reduced |
| FLC Capital Advisors | 9,356 | $2.24M | 0.70% | −801−7.9% | Reduced |
| Moneta Group Investment Advisors LLC | 8,984 | $2.27M | 0.06% | +1,500+20.0% | Added |
| Buckley Wealth Management, LLC | 9,472 | $2.27M | 0.83% | −1,000−9.5% | Reduced |
| Lowe Brockenbrough & Co Inc | 9,485 | $2.27M | 0.20% | −2,731−22.4% | Reduced |