Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capstone Financial Advisors, Inc. | 2,700 | $646.7K | 0.05% | +5+0.2% | Added |
| Ted Buchan & Co | 2,700 | $646.8K | 0.60% | +2,700 | New |
| Waycross Partners, LLC | 2,700 | $647.0K | 0.23% | −10,643−79.8% | Reduced |
| Lakewood Asset Management LLC | 2,705 | $648.0K | 0.52% | +2,705 | New |
| Zeke Capital Advisors, LLC | 2,712 | $649.7K | 0.04% | +42+1.6% | Added |
| Mather Group, LLC. | 2,716 | $650.5K | 0.01% | −129−4.5% | Reduced |
| Avalon Investment & Advisory | 2,722 | $652.0K | 0.02% | +269+11.0% | Added |
| Bartlett & Co. Wealth Management LLC | 2,733 | $654.8K | 0.01% | −13−0.5% | Reduced |
| Bartlett & Co. LLC | 2,733 | $655.0K | 0.01% | −13−0.5% | Reduced |
| Mechanics Bank Trust Department | 2,737 | $655.7K | 0.11% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,738 | $656.0K | 0.00% | +69+2.6% | Added |
| Rooted Wealth Advisors, Inc. | 2,743 | $657.0K | 0.55% | +2,743 | New |
| Verity & Verity, LLC | 2,750 | $658.8K | 0.09% | +2,750 | New |
| Eagle Bluffs Wealth Management LLC | 2,755 | $660.0K | 0.69% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,753 | $660.0K | 0.02% | −1,122−29.0% | Reduced |
| Benin Management CORP | 2,756 | $660.2K | 0.27% | 00.0% | Unchanged |
| AXS Investments LLC | 2,759 | $660.9K | 0.24% | −373−11.9% | Reduced |
| CVA Family Office, LLC | 2,770 | $663.5K | 0.16% | +155+5.9% | Added |
| MONECO Advisors, LLC | 2,773 | $664.3K | 0.24% | +48+1.8% | Added |
| 626 Financial, LLC | 2,779 | $665.7K | 0.46% | +10.0% | Added |
| Kozak & Associates, Inc. | 2,790 | $668.0K | 0.33% | +4+0.1% | Added |
| First Command Bank | 2,793 | $669.0K | 0.08% | −425−13.2% | Reduced |
| First Command Financial Services, Inc. | 2,793 | $669.0K | 0.08% | −425−13.2% | Reduced |
| Cape Cod Five Cents Savings Bank | 2,795 | $669.6K | 0.08% | +80+2.9% | Added |
| Edge Capital Group, LLC | 2,795 | $669.7K | 0.05% | +710+34.1% | Added |
| Peavine Capital, LLC | 2,800 | $670.8K | 0.16% | 00.0% | Unchanged |
| Axq Capital, LP | 2,800 | $670.8K | 0.47% | +2,800 | New |
| Manchester Capital Management LLC | 2,801 | $671.0K | 0.10% | +43+1.6% | Added |
| Steigerwald, Gordon & Koch Inc. | 2,803 | $671.4K | 0.11% | +29+1.0% | Added |
| Credit Agricole S A | 2,804 | $671.7K | 0.02% | −4,575−62.0% | Reduced |
| Tompkins Financial Corp | 2,804 | $672.0K | 0.11% | −600−17.6% | Reduced |
| Aspiriant, LLC | 2,808 | $672.5K | 0.03% | +106+3.9% | Added |
| Ballast, Inc. | 2,808 | $672.7K | 0.29% | 00.0% | Unchanged |
| Fulton Breakefield Broenniman LLC | 2,813 | $673.9K | 0.06% | +771+37.8% | Added |
| VeraBank, N.A. | 2,815 | $674.4K | 0.34% | −20−0.7% | Reduced |
| Segment Wealth Management, LLC | 2,825 | $676.8K | 0.08% | −319−10.1% | Reduced |
| Nicolet Bankshares Inc | 2,826 | $677.0K | 0.23% | +26+0.9% | Added |
| Windsor Capital Management, LLC | 2,827 | $677.1K | 0.25% | +225+8.6% | Added |
| CX Institutional | 2,836 | $679.4K | 0.04% | +2,836 | New |
| Keel Point, LLC | 2,841 | $680.6K | 0.11% | +384+15.6% | Added |
| MPS Loria Financial Planners, LLC | 2,853 | $683.5K | 0.30% | +3+0.1% | Added |
| Abacus Planning Group, Inc. | 2,854 | $683.6K | 0.19% | +32+1.1% | Added |
| Fulton Bank, N.A. | 2,853 | $684.0K | 0.04% | −502−15.0% | Reduced |
| Wealthspan Partners, LLC | 2,857 | $684.4K | 0.62% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 2,861 | $685.4K | 0.02% | −3,007−51.2% | Reduced |
| Cyndeo Wealth Partners, LLC | 2,869 | $687.3K | 0.08% | +2,869 | New |
| Flagship Harbor Advisors, LLC | 2,874 | $688.5K | 0.07% | −77−2.6% | Reduced |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,606 | $689.4K | 0.30% | −430−14.2% | Reduced |
| StrategIQ Financial Group, LLC | 2,920 | $699.5K | 0.08% | +712+32.2% | Added |
| Core Wealth Partners LLC | 3,450 | $704.4K | 0.87% | +3,450 | New |
| Corundum Group, Inc. | 2,941 | $705.0K | 0.40% | −101−3.3% | Reduced |
| Harfst & Associates, Inc. | 2,954 | $707.7K | 0.20% | 00.0% | Unchanged |
| CIC Wealth, LLC | 2,955 | $707.8K | 0.29% | +2,955 | New |
| CNB Bank | 2,957 | $708.4K | 0.44% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 2,958 | $708.4K | 0.09% | −171−5.5% | Reduced |
| Ironwood Investment Counsel, LLC | 2,964 | $710.1K | 0.17% | −391−11.7% | Reduced |
| Somerville Kurt F | 2,965 | $710.3K | 0.14% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 2,966 | $710.6K | 0.37% | +84+2.9% | Added |
| Patton Albertson Miller Group, LLC | 2,968 | $711.0K | 0.13% | −285−8.8% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,976 | $712.9K | 0.21% | +32+1.1% | Added |
| Financial Management Network Inc | 2,956 | $713.3K | 0.32% | +3+0.1% | Added |
| HCR Wealth Advisors | 2,981 | $714.2K | 0.15% | +134+4.7% | Added |
| Chicago Trust Co NA | 2,984 | $715.0K | 0.18% | −14−0.5% | Reduced |
| CMG Global Holdings, LLC | 2,992 | $716.8K | 0.68% | 00.0% | Unchanged |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $718.7K | 0.30% | 00.0% | Unchanged |
| Prostatis Group LLC | 3,002 | $719.2K | 0.44% | +3,002 | New |
| Texas Yale Capital Corp. | 3,006 | $720.1K | 0.04% | −15−0.5% | Reduced |
| Tiemann Investment Advisors, LLC | 3,035 | $727.1K | 0.43% | +135+4.7% | Added |
| Change Path, LLC | 3,044 | $729.0K | 0.04% | −543−15.1% | Reduced |
| Alera Investment Advisors, LLC | 3,054 | $731.6K | 0.17% | +1,177+62.7% | Added |
| Archer Investment Corp | 3,055 | $731.8K | 0.28% | −214−6.5% | Reduced |
| Kaizen Financial Strategies | 2,840 | $733.9K | 0.73% | −699−19.8% | Reduced |
| Gray Wealth Management Inc. | 3,084 | $738.8K | 0.43% | −53−1.7% | Reduced |
| HHM Wealth Advisors, LLC | 3,092 | $740.8K | 0.17% | −50−1.6% | Reduced |
| Clarus Wealth Advisors | 2,960 | $741.4K | 0.49% | +749+33.9% | Added |
| NVWM, LLC | 3,098 | $742.2K | 0.27% | +2,498+416.3% | Added |
| Washington Trust Advisors, Inc. | 3,100 | $742.6K | 0.08% | −232−7.0% | Reduced |
| CWA Asset Management Group, LLC | 3,100 | $742.6K | 0.06% | +124+4.2% | Added |
| First Heartland Consultants, Inc. | 3,106 | $744.1K | 0.12% | −17−0.5% | Reduced |
| Vanguard Capital Wealth Advisors | 3,113 | $745.7K | 0.86% | +5+0.2% | Added |
| CCG Wealth Management, LLC | 3,121 | $747.7K | 0.42% | 00.0% | Unchanged |
| Sweet Financial Partners, LLC | 3,131 | $750.1K | 0.22% | 00.0% | Unchanged |
| Cardiff Park Advisors, LLC | 3,140 | $752.2K | 0.11% | +11+0.4% | Added |
| Blueprint Investment Partners LLC | 3,140 | $752.2K | 0.16% | +3,140 | New |
| Van Hulzen Asset Management, LLC | 3,142 | $753.0K | 0.09% | +3,142 | New |
| Pathway Financial Advisors LLC | 3,163 | $757.7K | 0.23% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 3,167 | $760.0K | 0.67% | +41+1.3% | Added |
| Girard Partners Ltd. | 3,201 | $766.9K | 0.09% | +436+15.8% | Added |
| Banco BTG Pactual S.A. | 3,205 | $767.8K | 0.44% | +3,205 | New |
| Rossmore Private Capital | 3,207 | $768.3K | 0.12% | +114+3.7% | Added |
| Atwood & Palmer Inc | 3,208 | $768.5K | 0.07% | 00.0% | Unchanged |
| Trust Co | 3,211 | $769.0K | 0.12% | −61−1.9% | Reduced |
| Colonial Trust Co | 3,212 | $769.5K | 0.21% | +9+0.3% | Added |
| King Wealth | 3,214 | $770.0K | 0.18% | −89−2.7% | Reduced |
| Security Financial Services, INC. | 3,228 | $773.4K | 0.24% | 00.0% | Unchanged |
| Deseret Mutual Benefit Administrators | 3,229 | $773.5K | 0.32% | −2,469−43.3% | Reduced |
| Clear Creek Financial Management, LLC | 3,231 | $774.1K | 0.17% | +57+1.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 3,247 | $778.0K | 0.05% | −600−15.6% | Reduced |
| Grandview Asset Management LLC | 3,250 | $779.0K | 0.48% | −211−6.1% | Reduced |
| Sawgrass Asset Management LLC | 3,255 | $779.8K | 0.11% | −13−0.4% | Reduced |