Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Texas Yale Capital Corp. | 3,021 | $496.0K | 0.03% | −437−12.6% | Reduced |
| Corundum Group, Inc. | 3,042 | $499.0K | 0.31% | +183+6.4% | Added |
| Visionary Wealth Advisors | 3,051 | $501.0K | 0.05% | −224−6.8% | Reduced |
| Kozak & Associates, Inc. | 2,786 | $501.0K | 0.32% | +4+0.1% | Added |
| Zions Bancorporation, N.A. | 3,057 | $502.0K | 0.05% | −2,054−40.2% | Reduced |
| Cornerstone Wealth Management, LLC | 3,073 | $504.0K | 0.06% | +8+0.3% | Added |
| Berkshire Asset Management LLC | 3,083 | $506.0K | 0.04% | +1,660+116.7% | Added |
| Rossmore Private Capital | 3,093 | $507.0K | 0.09% | +20+0.7% | Added |
| Vanguard Capital Wealth Advisors | 3,108 | $510.0K | 0.62% | +5+0.2% | Added |
| Wealth Effects LLC | 3,115 | $511.0K | 0.31% | +11+0.4% | Added |
| CCG Wealth Management, LLC | 3,121 | $512.0K | 0.31% | −55−1.7% | Reduced |
| Hazlett, Burt & Watson, Inc. | 3,126 | $512.0K | 0.50% | −20−0.6% | Reduced |
| First Heartland Consultants, Inc. | 3,123 | $512.5K | 0.08% | −233−6.9% | Reduced |
| Cardiff Park Advisors, LLC | 3,129 | $513.0K | 0.08% | −54−1.7% | Reduced |
| Hilltop Holdings Inc. | 3,129 | $513.0K | 0.07% | +206+7.0% | Added |
| Wimmer Associates 1, LLC | 2,371 | $513.0K | 0.34% | 00.0% | Unchanged |
| LVM Capital Management Ltd | 3,125 | $513.0K | 0.08% | +975+45.3% | Added |
| AXS Investments LLC | 3,132 | $514.0K | 0.20% | −371−10.6% | Reduced |
| Fortem Financial Group, LLC | 3,131 | $514.0K | 0.36% | 00.0% | Unchanged |
| Sweet Financial Partners, LLC | 3,131 | $514.0K | 0.16% | 00.0% | Unchanged |
| Gray Wealth Management Inc. | 3,137 | $515.0K | 0.33% | 00.0% | Unchanged |
| Segment Wealth Management, LLC | 3,144 | $516.0K | 0.06% | +10.0% | Added |
| HHM Wealth Advisors, LLC | 3,142 | $516.0K | 0.14% | +224+7.7% | Added |
| Quadrant Capital Group LLC | 3,152 | $517.0K | 0.07% | −316−9.1% | Reduced |
| Pathway Financial Advisors LLC | 3,163 | $519.0K | 0.18% | 00.0% | Unchanged |
| Wedmont Private Capital | 3,170 | $520.0K | 0.10% | +285+9.9% | Added |
| Clear Creek Financial Management, LLC | 3,174 | $521.0K | 0.11% | +101+3.3% | Added |
| Founders Financial Alliance, LLC | 3,184 | $522.0K | 0.27% | −2,569−44.7% | Reduced |
| Everett Harris & Co | 3,202 | $525.0K | 0.01% | −3,600−52.9% | Reduced |
| Kercheville Advisors, LLC | 3,200 | $525.0K | 0.54% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 3,208 | $526.0K | 0.05% | 00.0% | Unchanged |
| Colonial Trust Co | 3,203 | $526.0K | 0.17% | +3,203 | New |
| First Command Bank | 3,218 | $528.0K | 0.08% | −27−0.8% | Reduced |
| First Command Financial Services, Inc. | 3,218 | $528.0K | 0.08% | −27−0.8% | Reduced |
| Security Financial Services, INC. | 3,228 | $530.0K | 0.18% | +10.0% | Added |
| Norway Savings Bank | 3,230 | $530.0K | 0.29% | +155+5.0% | Added |
| Financial Management Network Inc | 2,953 | $530.0K | 0.26% | +37+1.3% | Added |
| Fukoku Mutual Life Insurance Co | 3,240 | $532.0K | 0.05% | −110−3.3% | Reduced |
| Zhang Financial LLC | 3,244 | $532.0K | 0.08% | −10−0.3% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,250 | $533.0K | 0.16% | −167−4.9% | Reduced |
| Patton Albertson Miller Group, LLC | 3,253 | $534.0K | 0.11% | −385−10.6% | Reduced |
| Sawgrass Asset Management LLC | 3,268 | $536.0K | 0.08% | −57−1.7% | Reduced |
| Fiduciary Group LLC | 2,305 | $536.0K | 0.07% | +37+1.6% | Added |
| Archer Investment Corp | 3,269 | $536.4K | 0.23% | 00.0% | Unchanged |
| Select Asset Management & Trust | 3,272 | $537.0K | 0.64% | −1,200−26.8% | Reduced |
| Trust Co | 3,272 | $537.0K | 0.12% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 3,299 | $541.0K | 0.32% | 00.0% | Unchanged |
| Altman Advisors, Inc. | 3,300 | $541.0K | 0.34% | +3,300 | New |
| King Wealth | 3,303 | $542.0K | 0.14% | +2+0.1% | Added |
| International Assets Investment Management, LLC | 3,306 | $542.0K | 0.12% | +524+18.8% | Added |
| 9258 Wealth Management, LLC | 3,310 | $543.0K | 0.14% | +357+12.1% | Added |
| Washington Trust Advisors, Inc. | 3,332 | $547.0K | 0.05% | 00.0% | Unchanged |
| Marble Harbor Investment Counsel, LLC | 3,354 | $550.0K | 0.08% | 00.0% | Unchanged |
| Ironwood Investment Counsel, LLC | 3,355 | $550.0K | 0.16% | +48+1.5% | Added |
| Two Sigma Securities, LLC | 3,356 | $551.0K | 0.08% | +446+15.3% | Added |
| Fulton Bank, N.A. | 3,355 | $551.0K | 0.03% | +616+22.5% | Added |
| Retirement Planning Co of New England, Inc. | 3,372 | $553.0K | 0.40% | +30+0.9% | Added |
| Legacy Wealth Asset Management, LLC | 3,386 | $556.0K | 0.24% | −1,690−33.3% | Reduced |
| Kowal Investment Group, LLC | 3,387 | $556.0K | 0.19% | +398+13.3% | Added |
| Charter Research & Investment Group, Inc. | 3,400 | $558.0K | 0.56% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 3,404 | $558.6K | 0.06% | +73+2.2% | Added |
| Tompkins Financial Corp | 3,404 | $559.0K | 0.09% | 00.0% | Unchanged |
| Lavaca Capital LLC | 2,820 | $559.0K | 0.31% | +1,800+176.5% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,421 | $561.0K | 0.09% | −280−7.6% | Reduced |
| Wealth Architects, LLC | 3,427 | $562.0K | 0.12% | −130−3.7% | Reduced |
| Ballast Advisors LLC | 3,430 | $563.0K | 0.26% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 3,443 | $565.0K | 0.06% | −6,064−63.8% | Reduced |
| IPG Investment Advisors LLC | 3,451 | $566.2K | 0.16% | 00.0% | Unchanged |
| Montag A & Associates Inc | 3,455 | $567.0K | 0.04% | +1,140+49.2% | Added |
| Grandview Asset Management LLC | 3,461 | $568.0K | 0.36% | −394−10.2% | Reduced |
| Monticello Wealth Management, LLC | 3,480 | $571.0K | 0.07% | 00.0% | Unchanged |
| Jackson Square Capital, LLC | 3,499 | $574.0K | 0.28% | −1,168−25.0% | Reduced |
| Modera Wealth Management, LLC | 3,496 | $574.0K | 0.03% | −77−2.2% | Reduced |
| Mission Wealth Management, LP | 3,498 | $574.0K | 0.03% | +259+8.0% | Added |
| Cooper Financial Group | 3,517 | $577.0K | 0.21% | −20−0.6% | Reduced |
| First Manhattan Co | 3,519 | $577.0K | 0.00% | +4+0.1% | Added |
| 44 Wealth Management LLC | 3,520 | $578.0K | 0.24% | +86+2.5% | Added |
| Wealth Enhancement Advisory Services, LLC | 3,257 | $578.0K | 0.01% | +162+5.2% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 3,036 | $578.0K | 0.27% | −10−0.3% | Reduced |
| Carnegie Capital Asset Management, LLC | 3,527 | $579.0K | 0.03% | +113+3.3% | Added |
| Hancock Whitney Corp | 3,537 | $580.0K | 0.02% | −298−7.8% | Reduced |
| Auxier Asset Management | 3,540 | $581.0K | 0.11% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $581.0K | 0.20% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 3,539 | $581.0K | 0.59% | +4+0.1% | Added |
| Harbor Investment Advisory, LLC | 3,550 | $582.0K | 0.10% | −414−10.4% | Reduced |
| Horizon Wealth Management, LLC | 3,555 | $583.0K | 0.43% | −261−6.8% | Reduced |
| SignalPoint Asset Management, LLC | 3,556 | $583.0K | 0.22% | +30+0.9% | Added |
| Taurus Asset Management, LLC | 3,558 | $584.0K | 0.08% | 00.0% | Unchanged |
| Brighton Jones LLC | 3,564 | $585.0K | 0.03% | +181+5.4% | Added |
| Thomasville National Bank | 3,569 | $586.0K | 0.07% | 00.0% | Unchanged |
| White Lighthouse Investment Management Inc. | 3,571 | $586.0K | 0.17% | 00.0% | Unchanged |
| Gleason Group, Inc. | 3,580 | $587.0K | 0.20% | +22+0.6% | Added |
| Change Path, LLC | 3,587 | $589.0K | 0.04% | −248−6.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 3,595 | $590.0K | 0.34% | +106+3.0% | Added |
| Cynosure Management, LLC | 3,600 | $591.0K | 0.63% | 00.0% | Unchanged |
| SS&H Financial Advisors, Inc. | 3,625 | $595.0K | 0.31% | 00.0% | Unchanged |
| Dumont & Blake Investment Advisors LLC | 3,629 | $595.0K | 0.22% | +21+0.6% | Added |
| XR Securities LLC | 3,627 | $595.0K | 0.55% | +3,627 | New |
| Source Financial Advisors LLC | 3,630 | $596.0K | 0.24% | −131−3.5% | Reduced |
| J. W. Coons Advisors, LLC | 3,630 | $596.0K | 0.23% | 00.0% | Unchanged |