Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| McElhenny Sheffield Capital Management, LLC | 2,015 | $331.0K | 0.25% | 00.0% | Unchanged |
| Valmark Advisers, Inc. | 2,021 | $332.0K | 0.01% | +129+6.8% | Added |
| Lehman & Derafelo Financial Resources LLC | 2,025 | $332.0K | 0.11% | +200+11.0% | Added |
| GHP Investment Advisors, Inc. | 2,032 | $333.0K | 0.03% | 00.0% | Unchanged |
| Pacitti Group Inc. | 2,030 | $333.0K | 0.27% | +3+0.1% | Added |
| Applied Capital LLC | 2,035 | $334.0K | 0.23% | −8−0.4% | Reduced |
| Fulton Breakefield Broenniman LLC | 2,042 | $335.0K | 0.03% | +10.0% | Added |
| Landmark Financial Advisors, LLC | 2,043 | $335.0K | 0.18% | +172+9.2% | Added |
| Mountain Pacific Investment Advisers Inc | 2,050 | $336.0K | 0.03% | +10.0% | Added |
| Acropolis Investment Management, LLC | 2,056 | $337.0K | 0.03% | −6−0.3% | Reduced |
| AF Advisors, Inc. | 2,060 | $338.0K | 0.21% | −620−23.1% | Reduced |
| Lester Murray Antman dba SimplyRich | 2,060 | $338.0K | 0.15% | −56−2.6% | Reduced |
| Gillespie Robinson & Grimm Inc | 2,057 | $338.0K | 0.04% | −25−1.2% | Reduced |
| Keebeck Alpha, LP | 2,058 | $338.0K | 0.18% | +2,058 | New |
| Missouri Trust & Investment Co | 2,064 | $339.0K | 0.22% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 2,067 | $339.0K | 0.24% | +5+0.2% | Added |
| Capital Planning Advisors, LLC | 2,074 | $340.0K | 0.09% | −284−12.0% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 2,070 | $340.0K | 0.10% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 2,070 | $340.0K | 0.09% | +162+8.5% | Added |
| KLCM Advisors, Inc. | 2,081 | $341.0K | 0.08% | 00.0% | Unchanged |
| Edge Capital Group, LLC | 2,085 | $342.0K | 0.03% | −7,878−79.1% | Reduced |
| Arcus Capital Partners, LLC | 2,084 | $342.0K | 0.14% | +3+0.1% | Added |
| Brightworth | 2,086 | $342.0K | 0.04% | +139+7.1% | Added |
| Sterling Investment Advisors, Ltd. | 2,089 | $343.0K | 0.13% | +10.0% | Added |
| Larson Financial Group LLC | 2,092 | $343.0K | 0.05% | +1,307+166.5% | Added |
| Sompo Asset Management Co., Ltd. | 2,100 | $344.0K | 0.09% | −6,880−76.6% | Reduced |
| Bank of Nova Scotia Trust Co | 2,100 | $345.0K | 0.04% | 00.0% | Unchanged |
| Ramsay, Stattman, Vela & Price, Inc. | 2,100 | $345.0K | 0.09% | 00.0% | Unchanged |
| Financial Consulate, Inc | 2,100 | $345.0K | 0.15% | 00.0% | Unchanged |
| Maryland Capital Management | 2,108 | $346.0K | 0.03% | −1,065−33.6% | Reduced |
| Home Federal Bank of Tennessee | 2,109 | $346.0K | 0.14% | 00.0% | Unchanged |
| Cahaba Wealth Management, Inc. | 2,116 | $347.0K | 0.05% | −141−6.2% | Reduced |
| Boston Financial Mangement LLC | 2,116 | $347.0K | 0.02% | +151+7.7% | Added |
| Magnus Financial Group LLC | 2,126 | $349.0K | 0.07% | +85+4.2% | Added |
| Bensler, LLC | 2,137 | $350.6K | 0.08% | 00.0% | Unchanged |
| McBroom & Associates, LLC | 2,141 | $351.0K | 0.40% | +2,141 | New |
| Sunbelt Securities, Inc. | 2,152 | $353.0K | 0.07% | 00.0% | Unchanged |
| Goepper Burkhardt LLC | 2,160 | $354.0K | 0.26% | −100−4.4% | Reduced |
| First Financial Corp | 2,157 | $354.0K | 0.24% | +12+0.6% | Added |
| Berger Financial Group, Inc | 2,179 | $357.0K | 0.05% | −94−4.1% | Reduced |
| Bluefin Capital Management, LLC | 2,180 | $358.0K | 0.04% | 00.0% | Unchanged |
| Derbend Asset Management | 2,184 | $358.0K | 0.29% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 2,179 | $358.0K | 0.26% | +6+0.3% | Added |
| RMR Wealth Builders | 2,188 | $359.0K | 0.09% | +502+29.8% | Added |
| Tolleson Wealth Management, Inc. | 2,200 | $361.0K | 0.11% | 00.0% | Unchanged |
| CWM Advisors, LLC | 2,198 | $361.0K | 0.05% | +142+6.9% | Added |
| NCM Capital Management, LLC | 2,205 | $362.0K | 0.27% | 00.0% | Unchanged |
| StrategIQ Financial Group, LLC | 2,208 | $362.0K | 0.05% | +40+1.8% | Added |
| Riverwater Partners LLC | 2,214 | $363.0K | 0.36% | +4+0.2% | Added |
| Engineers Gate Manager LP | 2,218 | $364.0K | 0.02% | −56,903−96.2% | Reduced |
| Rollins Financial | 2,221 | $364.0K | 0.14% | −158−6.6% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,227 | $365.0K | 0.30% | 00.0% | Unchanged |
| Novare Capital Management LLC | 2,222 | $365.0K | 0.05% | +406+22.4% | Added |
| Evanson Asset Management, LLC | 2,229 | $366.0K | 0.04% | −177−7.4% | Reduced |
| Colony Family Offices, LLC | 2,231 | $366.0K | 0.16% | −24−1.1% | Reduced |
| Marion Wealth Management | 2,244 | $368.0K | 0.19% | +11+0.5% | Added |
| Marcum Wealth, LLC | 2,258 | $371.0K | 0.06% | +86+4.0% | Added |
| Aberdeen Wealth Management LLC | 2,266 | $372.0K | 0.33% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 2,266 | $372.0K | 0.03% | +97+4.5% | Added |
| Accredited Investors Inc. | 2,265 | $372.0K | 0.04% | +118+5.5% | Added |
| Independent Solutions Wealth Management, LLC | 2,270 | $372.5K | 0.12% | +2,270 | New |
| Heron Financial Group, LLC | 2,272 | $373.0K | 0.23% | +70+3.2% | Added |
| Prestige Wealth Management Group LLC | 2,275 | $373.0K | 0.10% | +166+7.9% | Added |
| Summit Financial Strategies, Inc. | 2,284 | $375.0K | 0.09% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 2,288 | $375.0K | 0.07% | +652+39.9% | Added |
| Mechanics Financial Corp | 2,300 | $377.0K | 0.25% | 00.0% | Unchanged |
| Day & Ennis, LLC | 2,305 | $378.0K | 0.16% | +12+0.5% | Added |
| Athena Investment Management | 2,306 | $378.0K | 0.32% | +70+3.1% | Added |
| Summit Financial, LLC | 2,304 | $378.0K | 0.04% | +325+16.4% | Added |
| Bath Savings Trust Co | 2,317 | $380.0K | 0.05% | −584−20.1% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 2,300 | $382.0K | 0.01% | 00.0% | Unchanged |
| Nomura Holdings Inc | 2,241 | $383.0K | 0.00% | −54,302−96.0% | Reduced |
| Pitcairn Co | 2,349 | $385.0K | 0.04% | −2,590−52.4% | Reduced |
| Fort Sheridan Advisors LLC | 2,345 | $385.0K | 0.13% | 00.0% | Unchanged |
| Taylor Hoffman Wealth Management | 2,346 | $385.0K | 0.20% | 00.0% | Unchanged |
| Garner Asset Management Corp | 2,359 | $387.0K | 0.21% | −300−11.3% | Reduced |
| Advisors Management Group Inc | 2,361 | $387.0K | 0.15% | +23+1.0% | Added |
| OPSEU Pension Plan Trust Fund | 2,254 | $387.0K | 0.10% | +70+3.2% | Added |
| First American Bank | 2,365 | $388.0K | 0.04% | +956+67.8% | Added |
| Hotaling Investment Management, LLC | 2,371 | $389.0K | 0.19% | +56+2.4% | Added |
| Regent Investment Management LLC | 2,400 | $394.0K | 0.11% | 00.0% | Unchanged |
| Ocean Capital Management, LLC | 2,400 | $394.0K | 0.22% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 2,400 | $394.0K | 0.11% | +30+1.3% | Added |
| Hunter Associates Investment Management LLC | 2,398 | $394.0K | 0.10% | +321+15.5% | Added |
| Clarus Group, Inc. | 2,408 | $395.0K | 0.36% | +3+0.1% | Added |
| Clarus Wealth Advisors | 2,211 | $395.0K | 0.28% | +205+10.2% | Added |
| Buckingham Strategic Partners | 2,419 | $397.0K | 0.02% | +284+13.3% | Added |
| Joel Isaacson & Co., LLC | 2,422 | $397.0K | 0.03% | +1,251+106.8% | Added |
| Old Second National Bank of Aurora | 2,425 | $398.0K | 0.12% | 00.0% | Unchanged |
| First Citizens Financial Corp | 2,435 | $400.0K | 0.39% | −19−0.8% | Reduced |
| Avalon Investment & Advisory | 2,453 | $402.0K | 0.01% | −288−10.5% | Reduced |
| Reynders McVeigh Capital Management, LLC | 2,459 | $403.0K | 0.03% | −50−2.0% | Reduced |
| Keel Point, LLC | 2,457 | $403.0K | 0.07% | +187+8.2% | Added |
| Trillium Asset Management, LLC | 2,460 | $404.0K | 0.01% | 00.0% | Unchanged |
| Wayfinding Financial, LLC | 2,463 | $404.0K | 0.38% | +36+1.5% | Added |
| Benjamin Edwards Inc | 2,466 | $405.0K | 0.12% | +105+4.4% | Added |
| Wealthspire Advisors, LLC | 2,467 | $405.0K | 0.01% | +455+22.6% | Added |
| Sabal Trust CO | 2,471 | $406.0K | 0.03% | −188−7.1% | Reduced |
| Claris Advisors, LLC | 2,479 | $407.0K | 0.47% | 00.0% | Unchanged |
| Full Sail Capital, LLC | 2,487 | $408.0K | 0.04% | +371+17.5% | Added |