Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| EverSource Wealth Advisors, LLC | 1,686 | $278.0K | 0.06% | +333+24.6% | Added |
| Thomas Story & Son LLC | 1,700 | $279.0K | 0.15% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 1,698 | $279.0K | 0.19% | +277+19.5% | Added |
| Trinity Financial Advisors LLC | 1,700 | $279.0K | 0.20% | +1,700 | New |
| Beach Investment Counsel Inc | 1,713 | $281.0K | 0.04% | −353−17.1% | Reduced |
| Highland Private Wealth Management | 1,713 | $281.0K | 0.05% | −205−10.7% | Reduced |
| Waters Parkerson & Co., LLC | 1,713 | $281.0K | 0.02% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 1,710 | $281.0K | 0.14% | 00.0% | Unchanged |
| Intrua Financial, LLC | 1,710 | $281.0K | 0.07% | +62+3.8% | Added |
| Drive Wealth Management, LLC | 1,716 | $281.0K | 0.27% | +406+31.0% | Added |
| Stephens Consulting, LLC | 1,716 | $281.5K | 0.25% | 00.0% | Unchanged |
| Trust Co of Virginia | 1,713 | $282.0K | 0.04% | −180−9.5% | Reduced |
| Check Capital Management Inc | 1,717 | $282.0K | 0.03% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 1,726 | $283.0K | 0.12% | −45−2.5% | Reduced |
| Proficio Capital Partners LLC | 1,787 | $285.0K | 0.05% | −366−17.0% | Reduced |
| TrinityPoint Wealth, LLC | 1,741 | $286.0K | 0.07% | −42−2.4% | Reduced |
| YHB Investment Advisors, Inc. | 1,741 | $286.0K | 0.03% | +2+0.1% | Added |
| WealthShield Partners, LLC | 1,746 | $286.0K | 0.06% | +74+4.4% | Added |
| Marks Group Wealth Management, Inc | 1,748 | $287.0K | 0.04% | −247−12.4% | Reduced |
| Grove Bank & Trust | 1,752 | $287.0K | 0.07% | 00.0% | Unchanged |
| Gradient Capital Advisors, LLC | 1,755 | $288.0K | 0.14% | −217−11.0% | Reduced |
| Trustco Bank Corp N Y | 1,753 | $288.0K | 0.35% | −200−10.2% | Reduced |
| Kaydan Wealth Management, Inc. | 1,761 | $288.9K | 0.16% | 00.0% | Unchanged |
| Alan B. Lancz & Associates, Inc. | 1,772 | $291.0K | 0.35% | 00.0% | Unchanged |
| Lakeside Advisors, INC. | 1,776 | $291.0K | 0.26% | +101+6.0% | Added |
| Montz Harcus Wealth Management LLC | 1,774 | $291.0K | 0.32% | +152+9.4% | Added |
| Sanders Morris Harris LLC | 1,775 | $292.0K | 0.07% | 00.0% | Unchanged |
| Benchmark Wealth Management, LLC | 1,779 | $292.0K | 0.23% | +2+0.1% | Added |
| Range Financial Group LLC | 1,781 | $292.0K | 0.23% | +10+0.6% | Added |
| Crescent Grove Advisors, LLC | 1,782 | $292.0K | 0.03% | +321+22.0% | Added |
| Journey Strategic Wealth LLC | 1,778 | $293.0K | 0.04% | +1,778 | New |
| Blueshift Asset Management, LLC | 1,789 | $294.0K | 0.06% | −6,001−77.0% | Reduced |
| Stewart & Patten Co LLC | 1,791 | $294.0K | 0.06% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 1,798 | $295.0K | 0.02% | −169−8.6% | Reduced |
| Summit X, LLC | 1,749 | $295.0K | 0.09% | +273+18.5% | Added |
| MBA Advisors LLC | 1,805 | $296.0K | 0.21% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $296.0K | 0.13% | 00.0% | Unchanged |
| Marietta Investment Partners LLC | 1,300 | $296.0K | 0.09% | 00.0% | Unchanged |
| Jeppson Wealth Management, LLC | 1,810 | $297.0K | 0.13% | −91−4.8% | Reduced |
| Asset Allocation & Management Company, LLC | 1,811 | $297.0K | 0.13% | 00.0% | Unchanged |
| Advisory Resource Group | 1,811 | $297.0K | 0.10% | +25+1.4% | Added |
| Walter & Keenan Financial Consulting Co | 1,814 | $298.0K | 0.13% | −4−0.2% | Reduced |
| Shoker Investment Counsel, Inc. | 1,820 | $298.0K | 0.16% | +11+0.6% | Added |
| Altus Wealth Group LLC | 1,552 | $298.0K | 0.30% | 00.0% | Unchanged |
| Horst & Graben Wealth Management LLC | 1,823 | $299.0K | 0.08% | +11+0.6% | Added |
| Wells Trecaso Financial Group, LLC | 1,830 | $300.0K | 0.16% | 00.0% | Unchanged |
| Peregrine Asset Advisers, Inc. | 1,840 | $302.0K | 0.36% | −68−3.6% | Reduced |
| North Point Portfolio Managers Corp | 1,838 | $302.0K | 0.06% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 1,839 | $302.0K | 0.05% | +284+18.3% | Added |
| Boston Common Asset Management, LLC | 1,847 | $303.0K | 0.02% | −3−0.2% | Reduced |
| Archford Capital Strategies, LLC | 1,849 | $303.0K | 0.08% | 00.0% | Unchanged |
| Meadow Creek Wealth Advisors LLC | 1,845 | $303.0K | 0.40% | 00.0% | Unchanged |
| Patten Group, Inc. | 1,707 | $303.0K | 0.10% | +207+13.8% | Added |
| Laidlaw Wealth Management LLC | 1,850 | $304.0K | 0.07% | +176+10.5% | Added |
| Eads & Heald Wealth Management | 1,859 | $305.0K | 0.17% | −20−1.1% | Reduced |
| American Money Management, LLC | 1,856 | $305.0K | 0.09% | +170+10.1% | Added |
| MCF Advisors LLC | 1,867 | $306.0K | 0.03% | +1+0.1% | Added |
| Evermay Wealth Management LLC | 1,865 | $306.0K | 0.06% | 00.0% | Unchanged |
| Elgethun Capital Management | 1,870 | $307.0K | 0.12% | +1,003+115.7% | Added |
| American Trust | 1,867 | $307.0K | 0.03% | +1,867 | New |
| First Western Trust Bank | 1,880 | $308.0K | 0.02% | −843−31.0% | Reduced |
| REDW Wealth LLC | 1,878 | $308.0K | 0.12% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 1,876 | $308.0K | 0.04% | +17+0.9% | Added |
| WealthBridge Capital Management, LLC | 1,721 | $308.0K | 0.13% | 00.0% | Unchanged |
| Alera Investment Advisors, LLC | 1,877 | $308.0K | 0.09% | +540+40.4% | Added |
| SevenOneSeven Capital Management | 1,891 | $310.0K | 0.73% | −128−6.3% | Reduced |
| Appleton Partners Inc | 1,895 | $311.0K | 0.03% | −46−2.4% | Reduced |
| GraniteShares Advisors LLC | 1,902 | $312.0K | 0.25% | −191−9.1% | Reduced |
| Constitution Capital LLC | 1,900 | $312.0K | 0.21% | +1,900 | New |
| FAI Wealth Management | 1,910 | $313.0K | 0.31% | 00.0% | Unchanged |
| Winthrop Advisory Group LLC | 1,907 | $313.0K | 0.07% | +2+0.1% | Added |
| L2 Asset Management, LLC | 1,909 | $313.0K | 0.23% | +376+24.5% | Added |
| Smith Anglin Financial, LLC | 1,912 | $314.0K | 0.07% | −83−4.2% | Reduced |
| Fundamentun, LLC | 1,920 | $315.0K | 0.06% | −322−14.4% | Reduced |
| Greenwich Wealth Management LLC | 1,921 | $315.0K | 0.03% | −85−4.2% | Reduced |
| Planning Center, Inc. | 1,753 | $315.0K | 0.25% | 00.0% | Unchanged |
| Guardian Wealth Advisors, LLC | 1,931 | $317.0K | 0.06% | +455+30.8% | Added |
| FSB Premier Wealth Management, Inc. | 1,941 | $318.0K | 0.19% | +1+0.1% | Added |
| Verus Capital Partners, LLC | 1,948 | $320.0K | 0.06% | −31−1.6% | Reduced |
| David Loasby | 1,791 | $320.0K | 0.05% | −33−1.8% | Reduced |
| Newbridge Financial Services Group, Inc. | 1,950 | $320.0K | 0.19% | +1,107+131.3% | Added |
| MSH Capital Advisors LLC | 1,951 | $320.1K | 0.16% | +51+2.7% | Added |
| Private Portfolio Partners LLC | 1,953 | $320.5K | 0.09% | +200+11.4% | Added |
| Latitude Advisors, LLC | 1,958 | $321.0K | 0.27% | +117+6.4% | Added |
| Astoria Portfolio Advisors LLC. | 1,954 | $321.0K | 0.22% | +568+41.0% | Added |
| Hartline Investment Corp | 1,958 | $321.0K | 0.27% | +1,958 | New |
| Aft, Forsyth & Company, Inc. | 1,960 | $322.0K | 0.29% | 00.0% | Unchanged |
| DSC Advisors, L.P. | 1,973 | $324.0K | 0.35% | −499−20.2% | Reduced |
| Smithfield Trust Co | 1,987 | $326.0K | 0.02% | 00.0% | Unchanged |
| First Commonwealth Financial Corp | 1,998 | $327.0K | 0.14% | +41+2.1% | Added |
| Clear Street Markets LLC | 2,000 | $328.0K | 0.06% | −4,298−68.2% | Reduced |
| Cooper/Haims Advisors, LLC | 1,997 | $328.0K | 0.27% | −80−3.9% | Reduced |
| Bienville Capital Management, LLC | 2,000 | $328.0K | 0.13% | 00.0% | Unchanged |
| Quattro Financial Advisors LLC | 2,000 | $328.0K | 0.13% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $328.0K | 0.19% | 00.0% | Unchanged |
| Quaero Capital S.A. | 2,000 | $328.0K | 0.26% | 00.0% | Unchanged |
| Total Investment Management Inc | 2,014 | $330.0K | 0.07% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 2,000 | $330.0K | 0.07% | 00.0% | Unchanged |
| Aaron Wealth Advisors | 2,020 | $331.0K | 0.06% | −121−5.7% | Reduced |
| Burns J W & Co Inc | 2,015 | $331.0K | 0.06% | 00.0% | Unchanged |