Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First PREMIER Bank | 1,036 | $170.0K | 0.06% | +936+936.0% | Added |
| Paloma Partners Management Co | 1,044 | $171.0K | 0.03% | −1,510−59.1% | Reduced |
| Quent Capital, LLC | 1,050 | $172.0K | 0.04% | +150+16.7% | Added |
| Riverview Trust Co | 1,067 | $175.0K | 0.17% | −49−4.4% | Reduced |
| Silvant Capital Management LLC | 1,076 | $177.0K | 0.01% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 1,076 | $177.0K | 0.00% | +227+26.7% | Added |
| Miller Wealth Advisors, LLC | 1,000 | $179.0K | 0.15% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 1,095 | $180.0K | 0.13% | −4,204−79.3% | Reduced |
| Institutional & Family Asset Management, LLC | 1,101 | $181.0K | 0.03% | +6+0.5% | Added |
| Aua Capital Management, LLC | 1,133 | $186.0K | 0.12% | −737−39.4% | Reduced |
| Oakworth Capital, Inc. | 1,153 | $189.0K | 0.02% | +18+1.6% | Added |
| QVR LLC | 1,203 | $197.0K | 0.18% | −585−32.7% | Reduced |
| New England Asset Management Inc | 1,221 | $200.0K | 0.00% | +1,221 | New |
| Eclectic Associates Inc | 1,226 | $201.0K | 0.13% | 00.0% | Unchanged |
| Resource Consulting Group Inc | 1,223 | $201.0K | 0.06% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 1,228 | $201.5K | 0.22% | +37+3.1% | Added |
| Birchcreek Wealth Management, LLC | 1,232 | $202.0K | 0.19% | −59−4.6% | Reduced |
| Stelac Advisory Services LLC | 1,230 | $202.0K | 0.09% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 1,232 | $202.0K | 0.04% | +1,127+1,073.3% | Added |
| Beacon Financial Advisory LLC | 1,237 | $203.0K | 0.14% | −284−18.7% | Reduced |
| BSW Wealth Partners | 1,239 | $203.0K | 0.05% | −48−3.7% | Reduced |
| Cordatus Wealth Management LLC | 1,235 | $203.0K | 0.21% | 00.0% | Unchanged |
| Sandy Cove Advisors, LLC | 1,235 | $203.0K | 0.18% | +2+0.2% | Added |
| Diversified, LLC | 1,235 | $203.0K | 0.10% | +1,235 | New |
| Martin Capital Advisors, LLP | 1,245 | $204.0K | 0.30% | −1,600−56.2% | Reduced |
| Calamos Wealth Management LLC | 1,244 | $204.0K | 0.02% | +1,244 | New |
| Oliver Luxxe Assets LLC | 1,250 | $205.0K | 0.06% | −28−2.2% | Reduced |
| Cornerstone Advisory, LLC | 1,258 | $207.0K | 0.05% | +3+0.2% | Added |
| Selective Wealth Management, Inc. | 1,259 | $207.0K | 0.09% | +9+0.7% | Added |
| Avestar Capital, LLC | 1,269 | $208.0K | 0.06% | −742−36.9% | Reduced |
| Northern Oak Wealth Management Inc | 1,270 | $208.0K | 0.03% | −194−13.3% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 1,267 | $208.0K | 0.03% | +1+0.1% | Added |
| Lumature Wealth Partners, LLC | 1,266 | $208.0K | 0.11% | +72+6.0% | Added |
| Dentgroup LLC | 1,157 | $208.0K | 0.21% | +1,157 | New |
| Ascent Group, LLC | 960 | $208.0K | 0.03% | +960 | New |
| Eudaimonia Advisors LLC | 1,274 | $209.0K | 0.15% | −76−5.6% | Reduced |
| Grimes & Company, Inc. | 1,274 | $209.0K | 0.01% | −17−1.3% | Reduced |
| Warren Street Wealth Advisors, LLC | 1,276 | $209.0K | 0.21% | +99+8.4% | Added |
| Gilman Hill Asset Management, LLC | 1,280 | $210.0K | 0.05% | +1,280 | New |
| Balboa Wealth Partners | 1,281 | $210.0K | 0.09% | +1,281 | New |
| Benedict Financial Advisors Inc | 1,286 | $211.0K | 0.07% | −414−24.4% | Reduced |
| Monterey Private Wealth, Inc. | 1,273 | $211.0K | 0.13% | −126−9.0% | Reduced |
| Herold Advisors, Inc. | 1,288 | $211.0K | 0.10% | +1+0.1% | Added |
| Chesley Taft & Associates LLC | 1,295 | $212.0K | 0.02% | +70+5.7% | Added |
| Northwest Bancshares, Inc. | 1,300 | $213.0K | 0.05% | −752−36.6% | Reduced |
| Marotta Asset Management | 1,303 | $213.8K | 0.06% | −34−2.5% | Reduced |
| Means Investment Co., Inc. | 1,304 | $214.0K | 0.05% | +17+1.3% | Added |
| Sepio Capital, LP | 1,305 | $214.0K | 0.02% | +37+2.9% | Added |
| Lake Street Financial LLC | 1,311 | $215.0K | 0.05% | −400−23.4% | Reduced |
| Beaumont Financial Partners, LLC | 1,311 | $215.0K | 0.02% | +53+4.2% | Added |
| Westshore Wealth, LLC | 1,310 | $215.0K | 0.15% | +176+15.5% | Added |
| SJS Investment Consulting Inc. | 1,312 | $215.0K | 0.07% | +1,312 | New |
| Bangor Savings Bank | 1,317 | $216.0K | 0.02% | −14−1.1% | Reduced |
| Monarch Capital Management Inc | 1,317 | $216.0K | 0.07% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 1,320 | $217.0K | 0.22% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 1,330 | $218.0K | 0.11% | 00.0% | Unchanged |
| Next Level Private LLC | 1,220 | $218.0K | 0.19% | +1,220 | New |
| ProVise Management Group, LLC | 1,333 | $219.0K | 0.02% | −132−9.0% | Reduced |
| Jag Capital Management, LLC | 1,337 | $219.0K | 0.03% | −50−3.6% | Reduced |
| Barr E S & Co | 1,338 | $220.0K | 0.02% | −47−3.4% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $220.0K | 0.15% | 00.0% | Unchanged |
| YorkBridge Wealth Partners, LLC | 1,341 | $220.0K | 0.06% | 00.0% | Unchanged |
| Integrated Investment Consultants, LLC | 1,348 | $221.0K | 0.09% | −77−5.4% | Reduced |
| Winslow Asset Management Inc | 1,345 | $221.0K | 0.06% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 1,347 | $221.0K | 0.25% | +7+0.5% | Added |
| MUFG Securities EMEA plc | 1,344 | $221.0K | 0.00% | +370+38.0% | Added |
| Enterprise Financial Services Corp | 1,354 | $222.0K | 0.17% | −10−0.7% | Reduced |
| Householder Group Estate & Retirement Specialist, LLC | 1,364 | $223.0K | 0.09% | +138+11.3% | Added |
| Nadler Financial Group, Inc. | 1,365 | $224.0K | 0.04% | 00.0% | Unchanged |
| JGP Wealth Management, LLC | 1,267 | $225.0K | 0.05% | +1,267 | New |
| Blankinship & Foster, LLC | 1,377 | $226.0K | 0.11% | 00.0% | Unchanged |
| apricus wealth, LLC | 1,375 | $226.0K | 0.22% | 00.0% | Unchanged |
| Premier Asset Management LLC | 1,375 | $226.0K | 0.23% | +1,375 | New |
| L.M. Kohn & Company | 1,379 | $227.0K | 0.11% | −179−11.5% | Reduced |
| Alesco Advisors LLC | 1,384 | $227.0K | 0.01% | +1,384 | New |
| Financial Partners Group, Inc | 1,388 | $228.0K | 0.06% | −54−3.7% | Reduced |
| Cortland Associates Inc | 1,387 | $228.0K | 0.04% | 00.0% | Unchanged |
| Exencial Wealth Advisors, LLC | 1,388 | $228.0K | 0.01% | +17+1.2% | Added |
| Compass Financial Advisors LLC | 1,398 | $229.0K | 0.34% | +51+3.8% | Added |
| First National Corp | 1,401 | $230.0K | 0.06% | −9−0.6% | Reduced |
| New Jersey Better Educational Savings Trust | 1,400 | $230.0K | 0.77% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 1,400 | $230.0K | 0.05% | 00.0% | Unchanged |
| ERTS Wealth Advisors, LLC | 1,400 | $230.0K | 0.06% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $230.0K | 0.14% | +1,400 | New |
| Frisch Financial Group, Inc. | 1,406 | $231.0K | 0.10% | +8+0.6% | Added |
| Regatta Capital Group, LLC | 1,295 | $231.0K | 0.09% | 00.0% | Unchanged |
| LVW Advisors, LLC | 1,416 | $232.0K | 0.05% | +73+5.4% | Added |
| WestHill Financial Advisors, Inc. | 1,411 | $232.0K | 0.08% | +72+5.4% | Added |
| Abacus Wealth Partners, LLC | 1,416 | $232.3K | 0.12% | −171−10.8% | Reduced |
| Asset Management Corp | 1,421 | $233.0K | 0.19% | +6+0.4% | Added |
| Gerber Kawasaki Wealth & Investment Management | 1,422 | $233.0K | 0.02% | +145+11.4% | Added |
| PFS Investments Inc. | 1,420 | $233.0K | 0.01% | +159+12.6% | Added |
| Acima Private Wealth, LLC | 1,421 | $233.2K | 0.12% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 1,308 | $234.0K | 0.27% | 00.0% | Unchanged |
| TFG Advisers LLC | 1,426 | $234.0K | 0.13% | +14+1.0% | Added |
| Rosenberg Matthew Hamilton | 1,425 | $234.0K | 0.09% | +63+4.6% | Added |
| Buck Wealth Strategies, LLC | 858 | $234.2K | 0.11% | +858 | New |
| One Capital Management, LLC | 1,433 | $235.0K | 0.01% | −364−20.3% | Reduced |
| Glassman Wealth Services | 1,435 | $235.0K | 0.05% | −275−16.1% | Reduced |
| Zullo Investment Group, Inc. | 1,430 | $235.0K | 0.15% | +100+7.5% | Added |