Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adams Diversified Equity Fund, Inc. | 0 | $0 | 0.00% | −115,100−100.0% | Sold out |
| Gladius Capital Management LP | 0 | $0 | 0.00% | −97,224−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −90,268−100.0% | Sold out |
| Moore Capital Management, LP | 0 | $0 | 0.00% | −87,040−100.0% | Sold out |
| Varma Mutual Pension Insurance Co | 0 | $0 | 0.00% | −86,000−100.0% | Sold out |
| Appian Way Asset Management LP | 0 | $0 | 0.00% | −42,200−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −38,029−100.0% | Sold out |
| Capitolis Advisors LLC | 0 | $0 | 0.00% | −34,191−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −29,686−100.0% | Sold out |
| Sandbar Asset Management LLP | 0 | $0 | 0.00% | −29,414−100.0% | Sold out |
| Silverleafe Capital Partners, LLC | 0 | $0 | 0.00% | −20,953−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −20,445−100.0% | Sold out |
| Pendal Group Limited | 0 | $0 | 0.00% | −17,035−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −15,858−100.0% | Sold out |
| Karp Capital Management Corp | 0 | $0 | 0.00% | −15,112−100.0% | Sold out |
| Cornerstone Wealth Group, LLC | 0 | $0 | 0.00% | −13,089−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −11,748−100.0% | Sold out |
| Mizuho Markets Cayman LP | 0 | $0 | 0.00% | −10,858−100.0% | Sold out |
| CX Institutional | 0 | $0 | 0.00% | −10,469−100.0% | Sold out |
| Interval Partners, LP | 0 | $0 | 0.00% | −10,030−100.0% | Sold out |
| Concentric Capital Strategies, LP | 0 | $0 | 0.00% | −9,900−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −9,134−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −9,100−100.0% | Sold out |
| Claraphi Advisory Network, LLC | 0 | $0 | 0.00% | −8,705−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −7,556−100.0% | Sold out |
| De Burlo Group Inc | 0 | $0 | 0.00% | −6,737−100.0% | Sold out |
| Maltin Wealth Management, Inc. | 0 | $0 | 0.00% | −6,498−100.0% | Sold out |
| Arjuna Capital | 0 | $0 | 0.00% | −5,985−100.0% | Sold out |
| EP Wealth Advisors, LLC | 0 | $0 | 0.00% | −5,802−100.0% | Sold out |
| River & Mercantile Asset Management LLP | 0 | $0 | 0.00% | −4,790−100.0% | Sold out |
| Echo Street Capital Management LLC | 0 | $0 | 0.00% | −4,655−100.0% | Sold out |
| Cookson Peirce & Co Inc | 0 | $0 | 0.00% | −4,220−100.0% | Sold out |
| Meridian Financial Partners LLC | 0 | $0 | 0.00% | −3,990−100.0% | Sold out |
| WealthTrust Asset Management, LLC | 0 | $0 | 0.00% | −3,932−100.0% | Sold out |
| Mizuho Securities USA LLC | 0 | $0 | 0.00% | −3,584−100.0% | Sold out |
| Laird Norton Trust Company, LLC | 0 | $0 | 0.00% | −3,404−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −3,352−100.0% | Sold out |
| Sunflower Bank, N.A. | 0 | $0 | 0.00% | −3,195−100.0% | Sold out |
| Willow Creek Wealth Management Inc. | 0 | $0 | 0.00% | −3,142−100.0% | Sold out |
| Delphia (USA) Inc. | 0 | $0 | 0.00% | −2,555−100.0% | Sold out |
| WESPAC Advisors SoCal, LLC | 0 | $0 | 0.00% | −2,496−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −2,442−100.0% | Sold out |
| Childress Capital Advisors, LLC | 0 | $0 | 0.00% | −2,247−100.0% | Sold out |
| Game Plan Financial Advisors, LLC | 0 | $0 | 0.00% | −2,045−100.0% | Sold out |
| Blueprint Investment Partners LLC | 0 | $0 | 0.00% | −1,970−100.0% | Sold out |
| Barnett & Company, Inc. | 0 | $0 | 0.00% | −1,925−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −1,897−100.0% | Sold out |
| Corton Capital Inc. | 0 | $0 | 0.00% | −1,860−100.0% | Sold out |
| Warther Private Wealth, LLC | 0 | $0 | 0.00% | −1,829−100.0% | Sold out |
| Oak Thistle LLC | 0 | $0 | 0.00% | −1,795−100.0% | Sold out |
| Financial Advisors Network, Inc. | 0 | $0 | 0.00% | −1,706−100.0% | Sold out |
| Ategra Capital Management, LLC | 0 | $0 | 0.00% | −1,672−100.0% | Sold out |
| Krilogy Financial LLC | 0 | $0 | 0.00% | −1,631−100.0% | Sold out |
| Empirical Asset Management, LLC | 0 | $0 | 0.00% | −1,591−100.0% | Sold out |
| West Michigan Advisors, LLC | 0 | $0 | 0.00% | −2,042−100.0% | Sold out |
| Bremer Bank National Association | 0 | $0 | 0.00% | −1,567−100.0% | Sold out |
| Destination Wealth Management | 0 | $0 | 0.00% | −1,542−100.0% | Sold out |
| WNY Asset Management, LLC | 0 | $0 | 0.00% | −1,540−100.0% | Sold out |
| Cadinha & Co LLC | 0 | $0 | 0.00% | −1,510−100.0% | Sold out |
| Independent Family Office, LLC | 0 | $0 | 0.00% | −1,492−100.0% | Sold out |
| Vigilare Wealth Management | 0 | $0 | 0.00% | −1,475−100.0% | Sold out |
| BCS Wealth Management | 0 | $0 | 0.00% | −1,476−100.0% | Sold out |
| West Bancorporation Inc | 0 | $0 | 0.00% | −1,470−100.0% | Sold out |
| BBR Partners, LLC | 0 | $0 | 0.00% | −1,464−100.0% | Sold out |
| FDx Advisors, Inc. | 0 | $0 | 0.00% | −1,432−100.0% | Sold out |
| Everhart Financial Group, Inc. | 0 | $0 | 0.00% | −1,428−100.0% | Sold out |
| Old Point Trust & Financial Services N A | 0 | $0 | 0.00% | −1,420−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −1,410−100.0% | Sold out |
| Bank Hapoalim BM | 0 | $0 | 0.00% | −1,412−100.0% | Sold out |
| Thompson Davis & Co., Inc. | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −1,294−100.0% | Sold out |
| Susquehanna International Group Ltd. | 0 | $0 | 0.00% | −1,288−100.0% | Sold out |
| Canal Capital Management, LLC | 0 | $0 | 0.00% | −1,275−100.0% | Sold out |
| Relyea Zuckerberg Hanson LLC | 0 | $0 | 0.00% | −1,271−100.0% | Sold out |
| Bristlecone Advisors, LLC | 0 | $0 | 0.00% | −1,239−100.0% | Sold out |
| Alerus Financial NA | 0 | $0 | 0.00% | −1,229−100.0% | Sold out |
| Chelsea Counsel Co | 0 | $0 | 0.00% | −1,217−100.0% | Sold out |
| Paulson Wealth Management Inc. | 0 | $0 | 0.00% | −1,215−100.0% | Sold out |
| OneAscent Wealth Management LLC | 0 | $0 | 0.00% | −1,215−100.0% | Sold out |
| Fca Corp | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Greenline Partners, LLC | 0 | $0 | 0.00% | −1,205−100.0% | Sold out |
| Meridian Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,202−100.0% | Sold out |
| Pinnacle Wealth Management Group, Inc. | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Acorn Financial Advisory Services Inc | 0 | $0 | 0.00% | −1,193−100.0% | Sold out |
| TruWealth Advisors, LLC | 0 | $0 | 0.00% | −1,198−100.0% | Sold out |
| First Nebraska Trust Co | 0 | $0 | 0.00% | −1,192−100.0% | Sold out |
| CJM Wealth Advisers, Ltd. | 0 | $0 | 0.00% | −1,191−100.0% | Sold out |
| Pacific Global Investment Management CO | 0 | $0 | 0.00% | −1,183−100.0% | Sold out |
| Executive Wealth Management, LLC | 0 | $0 | 0.00% | −1,184−100.0% | Sold out |
| Mount Vernon Associates Inc | 0 | $0 | 0.00% | −1,176−100.0% | Sold out |
| CapWealth Advisors, LLC | 0 | $0 | 0.00% | −1,176−100.0% | Sold out |
| Beacon Financial Group | 0 | $0 | 0.00% | −1,137−100.0% | Sold out |
| F3Logic, LLC | 0 | $0 | 0.00% | −1,170−100.0% | Sold out |
| Legacy Wealth Planning, LLC | 0 | $0 | 0.00% | −1,168−100.0% | Sold out |
| C2C Wealth Management, LLC | 0 | $0 | 0.00% | −1,165−100.0% | Sold out |
| GSB Wealth Management, LLC | 0 | $0 | 0.00% | −1,165−100.0% | Sold out |
| Firethorn Wealth Partners, LLC | 0 | $0 | 0.00% | −1,061−100.0% | Sold out |
| Royal Capital Wealth Management, LLC | 0 | $0 | 0.00% | −1,158−100.0% | Sold out |
| Bennicas & Associates, Inc. | 0 | $0 | 0.00% | −1,150−100.0% | Sold out |
| Baxter Bros Inc | 0 | $0 | 0.00% | −1,155−100.0% | Sold out |