Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Captrust Financial Advisors | 118,016 | $19.4M | 0.11% | +31,974+37.2% | Added |
| Wesleyan Assurance Society | 118,550 | $19.5M | 2.99% | 00.0% | Unchanged |
| S&CO Inc | 120,465 | $19.8M | 1.78% | +123+0.1% | Added |
| Yousif Capital Management, LLC | 120,705 | $19.8M | 0.28% | +2,057+1.7% | Added |
| MML Investors Services, LLC | 121,035 | $19.9M | 0.15% | +5,648+4.9% | Added |
| Tredje AP-fonden | 122,293 | $20.1M | 0.42% | +26,181+27.2% | Added |
| Gabelli Funds LLC | 123,490 | $20.3M | 0.17% | −775−0.6% | Reduced |
| Teacher Retirement System of Texas | 123,607 | $20.3M | 0.15% | −1,488−1.2% | Reduced |
| Walleye Capital LLC | 123,811 | $20.3M | 0.46% | +114,861+1,283.4% | Added |
| CIBC World Markets Inc. | 124,272 | $20.4M | 0.09% | +26,898+27.6% | Added |
| Blair William & Co | 124,898 | $20.5M | 0.09% | −42,146−25.2% | Reduced |
| DnB Asset Management AS | 126,377 | $20.7M | 0.16% | −11,836−8.6% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 131,779 | $21.6M | 0.06% | −289,880−68.7% | Reduced |
| Rathbone Brothers plc | 131,890 | $21.6M | 0.27% | +9,994+8.2% | Added |
| Foundry Partners, LLC | 133,257 | $21.9M | 1.38% | +925+0.7% | Added |
| Parallax Volatility Advisers, L.P. | 134,868 | $22.1M | 0.44% | +134,868 | New |
| Willis Investment Counsel | 136,392 | $22.4M | 1.62% | −9,018−6.2% | Reduced |
| Forsta Ap-Fonden | 140,300 | $23.0M | 0.28% | +36,300+34.9% | Added |
| Robeco Institutional Asset Management B.V. | 141,473 | $23.2M | 0.08% | −17,038−10.7% | Reduced |
| Meyer Handelman Co | 141,816 | $23.3M | 1.08% | 00.0% | Unchanged |
| State of Michigan Retirement System | 142,872 | $23.4M | 0.17% | −1,000−0.7% | Reduced |
| Amalgamated Bank | 142,957 | $23.5M | 0.23% | +1,960+1.4% | Added |
| Manning & Napier Group, LLC | 144,447 | $23.7M | 0.31% | −2,267−1.5% | Reduced |
| Arizona State Retirement System | 144,985 | $23.8M | 0.25% | −2,034−1.4% | Reduced |
| Quadrature Capital Ltd | 146,643 | $24.1M | 0.78% | +146,643 | New |
| Russell Investments Group, Ltd. | 146,748 | $24.2M | 0.05% | −11,096−7.0% | Reduced |
| Intech Investment Management LLC | 148,375 | $24.3M | 0.18% | −52,777−26.2% | Reduced |
| Creative Planning | 149,887 | $24.6M | 0.04% | +1,686+1.1% | Added |
| Mariner, LLC | 150,864 | $24.8M | 0.10% | +15,915+11.8% | Added |
| Keybank National Association | 151,051 | $24.8M | 0.13% | −2,053−1.3% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 153,865 | $25.2M | 4.21% | −2,966−1.9% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 155,086 | $25.4M | 0.57% | +155,000+180,232.6% | Added |
| Clark Capital Management Group, Inc. | 155,581 | $25.5M | 0.33% | +4,959+3.3% | Added |
| MetLife Investment Management | 159,222 | $26.1M | 0.22% | −3,510−2.2% | Reduced |
| Hyman Charles D | 160,296 | $26.3M | 2.02% | +1,689+1.1% | Added |
| Glenview Trust Co | 161,492 | $26.5M | 1.00% | +4,725+3.0% | Added |
| Umb Bank N A | 163,725 | $26.9M | 0.45% | +635+0.4% | Added |
| Heritage Investors Management Corp | 166,057 | $27.2M | 1.37% | +1,425+0.9% | Added |
| American International Group, Inc. | 166,767 | $27.4M | 0.20% | −4,838−2.8% | Reduced |
| United Capital Financial Advisers, LLC | 168,135 | $27.6M | 0.16% | +126+0.1% | Added |
| Nisa Investment Advisors, LLC | 172,423 | $28.5M | 0.24% | −9,070−5.0% | Reduced |
| InterOcean Capital Group, LLC | 176,093 | $28.9M | 1.19% | +19,780+12.7% | Added |
| Adage Capital Partners GP, L.L.C. | 176,754 | $29.0M | 0.07% | −165,663−48.4% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 180,987 | $29.7M | 0.68% | +22,050+13.9% | Added |
| AXA S.A. | 185,463 | $30.4M | 0.12% | −8,816−4.5% | Reduced |
| Financial Counselors Inc | 188,265 | $30.9M | 0.76% | −1,047−0.6% | Reduced |
| Franklin Resources Inc | 188,924 | $31.0M | 0.02% | −3,274−1.7% | Reduced |
| Vontobel Holding Ltd. | 189,939 | $31.2M | 0.36% | −36,745−16.2% | Reduced |
| AMF Pensionsforsakring AB | 190,541 | $31.3M | 0.37% | −16,528−8.0% | Reduced |
| Royal London Asset Management Ltd | 193,198 | $31.7M | 0.16% | −7,363−3.7% | Reduced |
| Factory Mutual Insurance Co | 194,500 | $31.9M | 0.52% | −30,700−13.6% | Reduced |
| Bollard Group LLC | 197,588 | $32.4M | 1.36% | +1,028+0.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 198,897 | $32.6M | 0.18% | −1,937−1.0% | Reduced |
| Conning Inc. | 200,767 | $32.9M | 1.17% | −5,472−2.7% | Reduced |
| Rockefeller Capital Management L.P. | 205,183 | $33.7M | 0.17% | +15,664+8.3% | Added |
| Gateway Investment Advisers LLC | 205,669 | $33.7M | 0.42% | −5,639−2.7% | Reduced |
| Calamos Advisors LLC | 206,850 | $33.9M | 0.16% | −610.0% | Reduced |
| Allianz Asset Management GmbH | 209,745 | $34.4M | 0.08% | +2,517+1.2% | Added |
| Country Trust Bank | 214,334 | $35.2M | 1.10% | +23,199+12.1% | Added |
| Bluestein R H & Co | 215,589 | $35.4M | 2.20% | −5,579−2.5% | Reduced |
| Canada Pension Plan Investment Board | 219,847 | $36.1M | 0.06% | +458+0.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 220,681 | $36.2M | 0.21% | −20,313−8.4% | Reduced |
| Tocqueville Asset Management L.P. | 221,653 | $36.4M | 0.74% | −15,432−6.5% | Reduced |
| D. E. Shaw & Co., Inc. | 224,359 | $36.8M | 0.06% | +123,101+121.6% | Added |
| Truist Financial Corp | 225,751 | $37.0M | 0.07% | +10,949+5.1% | Added |
| Nomura Asset Management Co Ltd | 233,283 | $38.3M | 0.24% | −100,077−30.0% | Reduced |
| Treasurer of the State of North Carolina | 234,730 | $38.5M | 0.25% | −1,290−0.5% | Reduced |
| Jane Street Group, LLC | 237,337 | $38.9M | 0.07% | +75,523+46.7% | Added |
| M&T Bank Corp | 237,636 | $39.0M | 0.17% | +10,723+4.7% | Added |
| Storebrand Asset Management AS | 246,580 | $40.5M | 0.24% | +1,368+0.6% | Added |
| Voya Investment Management LLC | 253,983 | $41.7M | 0.05% | +1,295+0.5% | Added |
| AQR Capital Management LLC | 256,151 | $42.0M | 0.10% | +40,799+18.9% | Added |
| Man Group plc | 256,818 | $42.1M | 0.20% | – | – |
| Pictet Asset Management SA | 259,665 | $42.6M | 0.06% | −882−0.3% | Reduced |
| Fort Washington Investment Advisors Inc | 265,140 | $43.5M | 0.36% | +5,571+2.1% | Added |
| Macquarie Group Ltd | 266,178 | $43.7M | 0.05% | −297,927−52.8% | Reduced |
| Janney Montgomery Scott LLC | 268,257 | $44.0M | 0.19% | +2,559+1.0% | Added |
| Northwestern Mutual Wealth Management Co | 271,178 | $44.5M | 0.08% | +10,926+4.2% | Added |
| Susquehanna International Group, LLP | 273,203 | $44.8M | 0.09% | −30,087−9.9% | Reduced |
| Victory Capital Management Inc | 279,905 | $45.9M | 0.05% | −39,380−12.3% | Reduced |
| BNP Paribas Arbitrage, SA | 282,029 | $46.3M | 0.12% | +49,429+21.3% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $47.2M | 0.70% | 00.0% | Unchanged |
| Swedbank AB | 290,153 | $47.6M | 0.11% | +722+0.2% | Added |
| Standard Life Aberdeen plc | 290,547 | $47.7M | 0.14% | +103,707+55.5% | Added |
| Asset Management One Co.,Ltd. | 296,286 | $48.6M | 0.25% | +790.0% | Added |
| Mn Services Vermogensbeheer B.V. | 297,428 | $48.8M | 0.51% | −16,300−5.2% | Reduced |
| Nordea Investment Management AB | 304,352 | $50.8M | 0.08% | +6,309+2.1% | Added |
| Advisor Group Holdings, Inc. | 310,373 | $51.0M | 0.12% | +5,923+1.9% | Added |
| Huntington National Bank | 313,258 | $51.4M | 0.59% | −609−0.2% | Reduced |
| Brandywine Global Investment Management, LLC | 314,235 | $51.6M | 0.48% | +259,022+469.1% | Added |
| Qube Research & Technologies Ltd | 314,252 | $51.6M | 0.33% | −101,711−24.5% | Reduced |
| State of New Jersey Common Pension Fund D | 314,428 | $51.6M | 0.21% | +948+0.3% | Added |
| Public Employees Retirement System of Ohio | 317,923 | $52.2M | 0.24% | −1,550−0.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 318,975 | $52.3M | 0.09% | −21,834−6.4% | Reduced |
| Toronto Dominion Bank | 319,466 | $52.4M | 0.09% | +38,230+13.6% | Added |
| Voloridge Investment Management, LLC | 319,357 | $52.4M | 0.28% | +168,793+112.1% | Added |
| Ensign Peak Advisors, Inc | 326,150 | $53.5M | 0.13% | +58,056+21.7% | Added |
| Chevy Chase Trust Holdings, Inc. | 331,955 | $54.5M | 0.23% | +2,941+0.9% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 332,215 | $54.5M | 0.15% | +7,465+2.3% | Added |
| State of Wisconsin Investment Board | 337,517 | $55.4M | 0.18% | −77,265−18.6% | Reduced |