Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| KCM Investment Advisors LLC | 61,332 | $10.1M | 0.47% | −1,447−2.3% | Reduced |
| Czech National Bank | 61,330 | $10.1M | 0.29% | +61,330 | New |
| Blue Chip Partners, Inc. | 62,448 | $10.2M | 1.40% | +1,845+3.0% | Added |
| Beacon Pointe Advisors, LLC | 62,859 | $10.3M | 0.23% | +8,869+16.4% | Added |
| TD Waterhouse Canada Inc. | 60,301 | $10.5M | 0.12% | +561+0.9% | Added |
| Community Bank of Raymore | 64,525 | $10.6M | 3.64% | 00.0% | Unchanged |
| Delta Asset Management LLC | 64,669 | $10.6M | 1.29% | −703−1.1% | Reduced |
| Fiduciary Trust Co | 64,673 | $10.6M | 0.23% | −493−0.8% | Reduced |
| Independent Advisor Alliance | 65,308 | $10.7M | 0.62% | +957+1.5% | Added |
| Susquehanna Fundamental Investments, LLC | 65,363 | $10.7M | 0.18% | +65,363 | New |
| Badgley Phelps Wealth Managers, LLC | 65,459 | $10.7M | 0.46% | +1,677+2.6% | Added |
| Capital International Inc | 65,529 | $10.8M | 0.24% | −15,057−18.7% | Reduced |
| Brown Advisory Inc | 67,957 | $11.2M | 0.02% | +2,111+3.2% | Added |
| Peapack Gladstone Financial Corp | 68,064 | $11.2M | 0.23% | +9,555+16.3% | Added |
| Chartwell Investment Partners, LLC | 68,106 | $11.2M | 0.47% | −22,729−25.0% | Reduced |
| Ausdal Financial Partners, Inc. | 68,998 | $11.3M | 1.79% | −173−0.3% | Reduced |
| Grassi Investment Management | 69,004 | $11.3M | 1.66% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 69,542 | $11.4M | 0.27% | +22,523+47.9% | Added |
| Baker Avenue Asset Management, LP | 70,254 | $11.5M | 0.76% | +11,799+20.2% | Added |
| RiverFront Investment Group, LLC | 57,402 | $11.6M | 0.43% | −6,203−9.8% | Reduced |
| Kovitz Investment Group Partners, LLC | 70,885 | $11.6M | 0.27% | +14,223+25.1% | Added |
| Handelsbanken Fonder AB | 71,284 | $11.7M | 0.08% | −626−0.9% | Reduced |
| Stephens Inc | 72,632 | $11.9M | 0.25% | −201−0.3% | Reduced |
| SEI Investments Co | 72,640 | $11.9M | 0.03% | −3,783−5.0% | Reduced |
| Private Advisor Group, LLC | 72,843 | $12.0M | 0.14% | −10,281−12.4% | Reduced |
| Capital International Sarl | 72,984 | $12.0M | 0.97% | +14,986+25.8% | Added |
| NorthCrest Asset Manangement, LLC | 73,712 | $12.1M | 0.65% | +1,463+2.0% | Added |
| CCM Investment Advisers LLC | 74,117 | $12.2M | 2.07% | +623+0.8% | Added |
| Pinebridge Investments, L.P. | 74,218 | $12.2M | 0.16% | +55,695+300.7% | Added |
| Texas Permanent School Fund | 74,696 | $12.3M | 0.20% | +4,246+6.0% | Added |
| Marco Investment Management LLC | 74,773 | $12.3M | 1.56% | +2,140+2.9% | Added |
| B. Metzler seel. Sohn & Co. AG | 74,970 | $12.3M | 0.22% | +5,399+7.8% | Added |
| CIBC Asset Management Inc | 75,045 | $12.3M | 0.06% | +5,210+7.5% | Added |
| Meitav Dash Investments Ltd | 74,600 | $12.4M | 0.22% | +12,500+20.1% | Added |
| First National Trust Co | 75,350 | $12.4M | 0.72% | +1,302+1.8% | Added |
| Janney Capital Management LLC | 75,787 | $12.4M | 1.01% | +1,312+1.8% | Added |
| Banco Santander, S.A. | 76,376 | $12.5M | 0.17% | −1,309−1.7% | Reduced |
| FineMark National Bank & Trust | 77,005 | $12.6M | 0.63% | +1,012+1.3% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 77,217 | $12.7M | 0.13% | −442−0.6% | Reduced |
| Mutual of America Capital Management LLC | 77,488 | $12.7M | 0.17% | +395+0.5% | Added |
| Westchester Capital Management, Inc. | 78,160 | $12.8M | 4.14% | +259+0.3% | Added |
| Tower Research Capital LLC (TRC) | 78,976 | $13.0M | 0.21% | −18,447−18.9% | Reduced |
| Mercer Global Advisors Inc | 79,152 | $13.0M | 0.08% | +11,259+16.6% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 81,567 | $13.4M | 0.21% | −104,654−56.2% | Reduced |
| Virginia Retirement Systems Et Al | 83,200 | $13.7M | 0.15% | +83,200 | New |
| Cutler Investment Counsel LLC | 83,384 | $13.7M | 2.27% | −487−0.6% | Reduced |
| United Services Automobile Association | 84,054 | $13.8M | 0.38% | −38,863−31.6% | Reduced |
| Natixis | 84,125 | $13.8M | 0.07% | +33,666+66.7% | Added |
| Jennison Associates LLC | 85,471 | $14.0M | 0.01% | +34,980+69.3% | Added |
| Thrivent Financial for Lutherans | 85,388 | $14.1M | 0.04% | +294+0.3% | Added |
| Kestra Advisory Services, LLC | 86,299 | $14.2M | 0.15% | −8,618−9.1% | Reduced |
| Gulf International Bank (UK) Ltd | 87,073 | $14.3M | 0.27% | −527−0.6% | Reduced |
| USS Investment Management Ltd | 87,313 | $14.3M | 0.22% | −40,019−31.4% | Reduced |
| Advisors Capital Management, LLC | 60,668 | $14.3M | 0.38% | +6,281+11.5% | Added |
| Madison Asset Management, LLC | 87,581 | $14.4M | 0.24% | +29,623+51.1% | Added |
| Ashfield Capital Partners, LLC | 87,769 | $14.4M | 1.21% | −477−0.5% | Reduced |
| New York Life Investment Management LLC | 89,020 | $14.6M | 0.18% | −1,228−1.4% | Reduced |
| Busey Wealth Management | 91,336 | $15.0M | 0.74% | −4,027−4.2% | Reduced |
| Old National Bancorp | 91,452 | $15.0M | 0.51% | +1,945+2.2% | Added |
| Assenagon Asset Management S.A. | 91,690 | $15.0M | 0.06% | +85,691+1,428.4% | Added |
| Edmond de Rothschild Holding S.A. | 91,805 | $15.1M | 0.40% | −5,780−5.9% | Reduced |
| Front Barnett Associates LLC | 91,880 | $15.1M | 1.99% | −573−0.6% | Reduced |
| Stock Yards Bank & Trust Co | 91,938 | $15.1M | 0.64% | +699+0.8% | Added |
| Public Employees Retirement Association of Colorado | 92,044 | $15.1M | 0.09% | +3,531+4.0% | Added |
| IFM Investors Pty Ltd | 92,061 | $15.1M | 0.27% | +1,736+1.9% | Added |
| Levin Capital Strategies, L.P. | 92,444 | $15.2M | 2.07% | +5,945+6.9% | Added |
| Daiwa Securities Group Inc. | 92,953 | $15.3M | 0.13% | +3,700+4.1% | Added |
| Employees Retirement System of Texas | 93,000 | $15.3M | 0.23% | +1,000+1.1% | Added |
| Chilton Capital Management LLC | 93,649 | $15.4M | 1.02% | −1,996−2.1% | Reduced |
| AE Wealth Management LLC | 94,464 | $15.5M | 0.12% | +8,933+10.4% | Added |
| Utah Retirement Systems | 94,558 | $15.5M | 0.26% | −600−0.6% | Reduced |
| American Century Companies Inc | 94,865 | $15.6M | 0.01% | +39,222+70.5% | Added |
| Regions Financial Corp | 95,768 | $15.7M | 0.16% | +1,023+1.1% | Added |
| Xponance, Inc. | 95,825 | $15.7M | 0.30% | +913+1.0% | Added |
| Aviva PLC | 95,831 | $15.7M | 0.09% | −37,692−28.2% | Reduced |
| Cetera Advisor Networks LLC | 95,842 | $15.7M | 0.20% | +22,001+29.8% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 95,987 | $15.8M | 0.68% | +1,336+1.4% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 96,189 | $15.8M | 0.11% | −6,940−6.7% | Reduced |
| Glenmede Trust Co NA | 96,691 | $15.9M | 0.10% | −3,625−3.6% | Reduced |
| Comerica Bank | 83,393 | $16.0M | 0.13% | +1,808+2.2% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 98,189 | $16.1M | 0.13% | −1,365−1.4% | Reduced |
| Congress Wealth Management LLC | 98,797 | $16.2M | 0.44% | +5,032+5.4% | Added |
| Associated Banc-Corp | 99,178 | $16.3M | 0.75% | −387−0.4% | Reduced |
| Paralel Advisors LLC | 100,000 | $16.4M | 1.15% | 00.0% | Unchanged |
| Colony Group LLC | 100,639 | $16.5M | 0.29% | −950−0.9% | Reduced |
| Citadel Advisors LLC | 101,393 | $16.6M | 0.02% | +61,418+153.6% | Added |
| Millennium Management LLC | 101,737 | $16.7M | 0.02% | −185,725−64.6% | Reduced |
| State of Alaska, Department of Revenue | 103,816 | $17.0M | 0.23% | −7,055−6.4% | Reduced |
| Bradley Foster & Sargent Inc | 108,033 | $17.7M | 0.49% | −525−0.5% | Reduced |
| Capital International Ltd | 108,732 | $17.8M | 1.24% | +23,106+27.0% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 108,956 | $17.9M | 0.07% | +8,204+8.1% | Added |
| Erste Asset Management GmbH | 108,308 | $18.0M | 0.40% | −6,848−5.9% | Reduced |
| Nichols & Pratt Advisers LLP | 110,186 | $18.1M | 1.61% | −60−0.1% | Reduced |
| Bridgewater Associates, LP | 110,621 | $18.2M | 0.09% | −125,101−53.1% | Reduced |
| National Bank of Canada | 110,330 | $18.3M | 0.11% | −24,253−18.0% | Reduced |
| Vaughan David Investments LLC | 113,050 | $18.5M | 0.62% | +3,894+3.6% | Added |
| Ilmarinen Mutual Pension Insurance Co | 114,000 | $18.7M | 0.31% | 00.0% | Unchanged |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 105,969 | $18.9M | 0.24% | 00.0% | Unchanged |
| Commerce Bank | 117,452 | $19.3M | 0.17% | −35,237−23.1% | Reduced |
| Janus Henderson Group PLC | 117,689 | $19.3M | 0.01% | −3,774−3.1% | Reduced |