Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gotham Asset Management, LLC | 16,118 | $2.65M | 0.08% | −6,184−27.7% | Reduced |
| Country Club Bank | 16,085 | $2.67M | 0.26% | +1,431+9.8% | Added |
| Malaga Cove Capital, LLC | 16,298 | $2.67M | 1.52% | −163−1.0% | Reduced |
| Lido Advisors, LLC | 16,327 | $2.68M | 0.05% | +623+4.0% | Added |
| Silvercrest Asset Management Group LLC | 16,487 | $2.71M | 0.02% | 00.0% | Unchanged |
| Stoneridge Investment Partners LLC | 16,483 | $2.71M | 1.59% | +1,125+7.3% | Added |
| Abbrea Capital, LLC | 16,596 | $2.72M | 0.51% | −110−0.7% | Reduced |
| Providence Wealth Advisors, LLC | 11,921 | $2.73M | 2.04% | −286−2.3% | Reduced |
| Canandaigua National Corp | 16,628 | $2.73M | 0.48% | −180−1.1% | Reduced |
| Advocate Group LLC | 16,633 | $2.73M | 0.67% | −380−2.2% | Reduced |
| Marketfield Asset Management LLC | 16,719 | $2.74M | 3.18% | −1,861−10.0% | Reduced |
| Beacon Investment Advisory Services, Inc. | 16,773 | $2.75M | 0.15% | −7,886−32.0% | Reduced |
| Mutual Advisors, LLC | 16,785 | $2.75M | 0.14% | +125+0.8% | Added |
| AAFMAA Wealth Management & Trust LLC | 16,827 | $2.76M | 2.03% | −2,036−10.8% | Reduced |
| Rafferty Asset Management, LLC | 16,826 | $2.76M | 0.03% | +14,127+523.4% | Added |
| Shell Asset Management Co | 16,883 | $2.77M | 0.11% | −4,267−20.2% | Reduced |
| Siemens Fonds Invest GmbH | 16,987 | $2.79M | 0.32% | −630−3.6% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,031 | $2.79M | 0.05% | −29−0.2% | Reduced |
| Hayek Kallen Investment Management | 17,118 | $2.81M | 1.32% | −73−0.4% | Reduced |
| Ieq Capital, LLC | 17,175 | $2.82M | 0.08% | −4,333−20.1% | Reduced |
| Stillwater Investment Management, LLC | 17,244 | $2.83M | 0.87% | +80+0.5% | Added |
| LeJeune Puetz Investment Counsel LLC | 17,291 | $2.84M | 1.17% | +250+1.5% | Added |
| ICA Group Wealth Management, LLC | 17,381 | $2.85M | 0.61% | +748+4.5% | Added |
| Compagnie Lombard Odier SCmA | 17,392 | $2.85M | 0.08% | −1,000−5.4% | Reduced |
| FRG Family Wealth Advisors LLC | 17,440 | $2.86M | 0.71% | −85−0.5% | Reduced |
| First Horizon Advisors, Inc. | 17,487 | $2.87M | 0.11% | −12,944−42.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 17,487 | $2.87M | 0.29% | −8,964−33.9% | Reduced |
| Monument Capital Management | 17,533 | $2.88M | 1.08% | +1,730+10.9% | Added |
| Permanens Capital L.P. | 17,620 | $2.89M | 0.65% | −10,163−36.6% | Reduced |
| Altrius Capital Management Inc | 17,652 | $2.90M | 1.10% | −4,401−20.0% | Reduced |
| Drexel Morgan & Co. | 17,746 | $2.91M | 0.70% | +224+1.3% | Added |
| Oak Harbor Wealth Partners, LLC | 17,812 | $2.92M | 1.15% | +40.0% | Added |
| Monetary Management Group Inc | 17,817 | $2.92M | 0.96% | +25+0.1% | Added |
| Terry L. Blaker | 17,883 | $2.93M | 0.29% | +80.0% | Added |
| Montgomery Investment Management Inc | 17,894 | $2.94M | 1.20% | −65−0.4% | Reduced |
| Beese Fulmer Investment Management, Inc. | 17,951 | $2.94M | 0.40% | −382−2.1% | Reduced |
| PGGM Investments | 18,005 | $2.95M | 0.05% | +18,005 | New |
| Stonebridge Capital Management Inc | 18,009 | $2.96M | 1.53% | −264−1.4% | Reduced |
| Buckingham Strategic Wealth, LLC | 18,033 | $2.96M | 0.06% | −177−1.0% | Reduced |
| Mairs & Power Inc | 18,095 | $2.97M | 0.04% | +10,800+148.0% | Added |
| Ameritas Advisory Services, LLC | 18,134 | $2.98M | 0.18% | −530−2.8% | Reduced |
| Mathes Company, Inc. | 18,168 | $2.98M | 1.66% | −350−1.9% | Reduced |
| Physicians Financial Services, Inc. | 18,291 | $3.00M | 1.45% | −149−0.8% | Reduced |
| Bank of the West | 18,476 | $3.03M | 0.39% | +901+5.1% | Added |
| Ronald Blue Trust, Inc. | 17,047 | $3.05M | 0.05% | +193+1.1% | Added |
| Los Angeles Capital Management LLC | 18,789 | $3.08M | 0.02% | +5,731+43.9% | Added |
| AlphaCrest Capital Management LLC | 18,816 | $3.09M | 0.19% | −17,788−48.6% | Reduced |
| Family Legacy, Inc. | 18,917 | $3.10M | 1.56% | −202−1.1% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 18,919 | $3.10M | 0.29% | +696+3.8% | Added |
| Summitry LLC | 18,919 | $3.10M | 0.23% | +1,754+10.2% | Added |
| Asset Dedication, LLC | 18,894 | $3.11M | 0.34% | +18,894 | New |
| Colonial Trust Advisors | 19,212 | $3.15M | 0.43% | +224+1.2% | Added |
| Achmea Investment Management B.V. | 19,219 | $3.15M | 0.11% | −6,239−24.5% | Reduced |
| Pathstone Family Office, LLC | 19,183 | $3.16M | 0.06% | +5,705+42.3% | Added |
| Raymond James Trust N.A. | 19,289 | $3.17M | 0.12% | +2,658+16.0% | Added |
| Allstate Corp | 19,303 | $3.17M | 0.09% | +109+0.6% | Added |
| FIL Ltd | 19,312 | $3.17M | 0.00% | +2,829+17.2% | Added |
| Ipswich Investment Management Co., Inc. | 19,317 | $3.17M | 1.01% | −1,070−5.2% | Reduced |
| Equitable Trust Co | 19,318 | $3.17M | 0.26% | −800−4.0% | Reduced |
| Crestwood Advisors Group LLC | 19,398 | $3.18M | 0.11% | −11−0.1% | Reduced |
| Central Bank & Trust Co | 19,476 | $3.20M | 0.69% | +1,781+10.1% | Added |
| Northwestern Mutual Investment Management Company, LLC | 19,608 | $3.22M | 0.08% | −4,306−18.0% | Reduced |
| Argyle Capital Management Inc. | 19,698 | $3.23M | 1.26% | −34−0.2% | Reduced |
| Beech Hill Advisors, Inc. | 19,705 | $3.23M | 1.85% | −100−0.5% | Reduced |
| Reliant Investment Management, LLC | 19,725 | $3.24M | 2.30% | +45+0.2% | Added |
| Advisor Partners II, LLC | 19,797 | $3.25M | 0.25% | +19,797 | New |
| Bridge Creek Capital Management LLC | 19,813 | $3.25M | 1.40% | +37+0.2% | Added |
| BKD Wealth Advisors, LLC | 19,833 | $3.25M | 0.13% | −760−3.7% | Reduced |
| Kiley Juergens Wealth Management, LLC | 19,878 | $3.26M | 1.53% | −182−0.9% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 19,965 | $3.28M | 0.02% | +6,840+52.1% | Added |
| Icon Advisers Inc | 20,025 | $3.29M | 0.90% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 20,024 | $3.29M | 0.29% | +3,542+21.5% | Added |
| Caldwell Trust Co | 20,108 | $3.30M | 0.49% | −98−0.5% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $3.30M | 3.75% | 00.0% | Unchanged |
| Retirement Group, LLC | 20,138 | $3.30M | 2.65% | +54+0.3% | Added |
| Lincoln National Corp | 20,138 | $3.30M | 0.08% | +602+3.1% | Added |
| Essex Investment Management Co LLC | 20,155 | $3.31M | 0.53% | −4,892−19.5% | Reduced |
| Trinity Legacy Partners, LLC | 20,171 | $3.31M | 1.42% | −938−4.4% | Reduced |
| Columbia Asset Management | 20,237 | $3.32M | 0.88% | −1,199−5.6% | Reduced |
| Ellsworth Advisors, LLC | 20,301 | $3.33M | 1.43% | +709+3.6% | Added |
| Romano Brothers and Company | 20,308 | $3.33M | 0.54% | +20,308 | New |
| King Luther Capital Management Corp | 20,330 | $3.34M | 0.02% | +1,355+7.1% | Added |
| Boit C F David | 20,400 | $3.35M | 2.72% | +20,400 | New |
| Robbins Farley LLC | 20,403 | $3.35M | 2.75% | −514−2.5% | Reduced |
| Lyell Wealth Management, LP | 20,435 | $3.35M | 0.57% | +237+1.2% | Added |
| Dakota Wealth Management | 20,493 | $3.36M | 0.27% | +18,099+756.0% | Added |
| Twin Capital Management Inc | 20,571 | $3.38M | 0.46% | −223−1.1% | Reduced |
| Ambassador Advisors, LLC | 20,647 | $3.39M | 0.80% | +1,535+8.0% | Added |
| Northeast Investment Management | 20,757 | $3.41M | 0.23% | +532+2.6% | Added |
| Community Bank, N.A. | 20,883 | $3.43M | 0.52% | +210+1.0% | Added |
| Pallas Capital Advisors LLC | 15,711 | $3.44M | 0.38% | +470+3.1% | Added |
| Pinnacle Financial Partners Inc | 21,013 | $3.45M | 0.12% | −15,396−42.3% | Reduced |
| Searle & Co. | 21,064 | $3.46M | 1.33% | 00.0% | Unchanged |
| Highland Capital Management, LLC | 21,141 | $3.47M | 0.27% | −30−0.1% | Reduced |
| Neville Rodie & Shaw Inc | 21,169 | $3.47M | 0.34% | −2,690−11.3% | Reduced |
| Putnam Investments LLC | 21,471 | $3.52M | 0.01% | +3,559+19.9% | Added |
| Knuff & Co LLC | 21,486 | $3.52M | 1.67% | −19−0.1% | Reduced |
| Vestmark Advisory Solutions, Inc. | 21,744 | $3.57M | 0.20% | +6,087+38.9% | Added |
| B & T Capital Management DBA Alpha Capital Management | 21,804 | $3.58M | 0.95% | +1,230+6.0% | Added |
| Moors & Cabot, Inc. | 21,834 | $3.58M | 0.27% | −1,267−5.5% | Reduced |