Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Spirit of America Management Corp | 11,640 | $1.91M | 0.45% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 11,642 | $1.91M | 0.09% | +2,973+34.3% | Added |
| Essex Financial Services, Inc. | 11,655 | $1.91M | 0.23% | −1,619−12.2% | Reduced |
| Viewpoint Capital Management LLC | 11,738 | $1.93M | 1.90% | −50−0.4% | Reduced |
| Geneos Wealth Management Inc. | 11,750 | $1.93M | 0.13% | −15,708−57.2% | Reduced |
| Arabesque Asset Management Ltd | 11,771 | $1.93M | 0.94% | +11,771 | New |
| First Citizens Bank & Trust Co | 11,799 | $1.94M | 0.06% | +2,850+31.8% | Added |
| IFP Advisors, Inc | 20,973 | $1.95M | 0.06% | +1,428+7.3% | Added |
| Bowen Hanes & Co Inc | 11,939 | $1.96M | 0.08% | 00.0% | Unchanged |
| Goelzer Investment Management, Inc. | 11,959 | $1.96M | 0.20% | −287−2.3% | Reduced |
| Leavell Investment Management, Inc. | 12,009 | $1.97M | 0.16% | +38+0.3% | Added |
| Mission Creek Capital Partners, Inc. | 12,092 | $1.98M | 0.75% | −113−0.9% | Reduced |
| NEIRG Wealth Management, LLC | 12,100 | $1.99M | 0.40% | −840−6.5% | Reduced |
| Lowe Brockenbrough & Co Inc | 12,216 | $2.00M | 0.19% | −30.0% | Reduced |
| Verition Fund Management LLC | 12,263 | $2.01M | 0.03% | −11,361−48.1% | Reduced |
| Park Avenue Securities LLC | 12,267 | $2.01M | 0.04% | −207−1.7% | Reduced |
| Cambridge Advisors Inc. | 12,338 | $2.02M | 0.58% | +164+1.3% | Added |
| Assetmark, Inc | 12,373 | $2.03M | 0.01% | +2,023+19.5% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,419 | $2.04M | 0.52% | 00.0% | Unchanged |
| BLB&B Advisors, LLC | 12,458 | $2.04M | 0.17% | 00.0% | Unchanged |
| Azimuth Capital Investment Management LLC | 12,465 | $2.04M | 0.11% | −16−0.1% | Reduced |
| Barbara Oil Co. | 12,500 | $2.05M | 1.13% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 12,533 | $2.06M | 0.10% | +771+6.6% | Added |
| Vestcor Inc | 12,567 | $2.06M | 0.08% | −7,437−37.2% | Reduced |
| Capula Management Ltd | 12,735 | $2.09M | 0.26% | −59,490−82.4% | Reduced |
| South Dakota Investment Council | 12,755 | $2.09M | 0.05% | +157+1.2% | Added |
| Guyasuta Investment Advisors Inc | 12,783 | $2.10M | 0.18% | 00.0% | Unchanged |
| Richelieu Gestion PLC | 12,842 | $2.11M | 2.51% | 00.0% | Unchanged |
| Rodgers Brothers Inc. | 12,840 | $2.11M | 0.45% | +9,400+273.3% | Added |
| Ameritas Investment Partners, Inc. | 12,891 | $2.11M | 0.09% | +317+2.5% | Added |
| Hodges Capital Management Inc. | 12,910 | $2.12M | 0.35% | −4,579−26.2% | Reduced |
| Brinker Capital Investments, LLC | 12,908 | $2.12M | 0.04% | −246−1.9% | Reduced |
| Savant Capital, LLC | 12,911 | $2.12M | 0.07% | −110−0.8% | Reduced |
| Trust Co of Vermont | 12,905 | $2.12M | 0.17% | +1,275+11.0% | Added |
| Ally Financial Inc. | 13,000 | $2.13M | 0.35% | 00.0% | Unchanged |
| Greenleaf Trust | 13,044 | $2.14M | 0.03% | +46+0.4% | Added |
| FourThought Financial, LLC | 13,095 | $2.15M | 0.32% | +8,888+211.3% | Added |
| Kavar Capital Partners Group, LLC | 13,097 | $2.15M | 0.55% | +9,649+279.8% | Added |
| Empirical Finance, LLC | 13,195 | $2.17M | 0.26% | +2,146+19.4% | Added |
| Pinnacle Holdings, LLC | 13,203 | $2.17M | 1.01% | +128+1.0% | Added |
| Richard Bernstein Advisors LLC | 13,294 | $2.18M | 0.05% | 00.0% | Unchanged |
| Stonnington Group, LLC | 11,845 | $2.18M | 0.62% | −2,020−14.6% | Reduced |
| Waycross Partners, LLC | 13,343 | $2.19M | 1.47% | −12,577−48.5% | Reduced |
| Group One Trading, L.P. | 13,342 | $2.19M | 0.07% | −38−0.3% | Reduced |
| Studio Investment Management LLC | 13,360 | $2.19M | 0.79% | +810+6.5% | Added |
| Logan Capital Management Inc | 13,373 | $2.19M | 0.13% | +208+1.6% | Added |
| Stratos Wealth Partners, LTD. | 13,480 | $2.21M | 0.06% | −1,895−12.3% | Reduced |
| Hennessy Advisors Inc | 13,500 | $2.21M | 0.15% | −200−1.5% | Reduced |
| Schnieders Capital Management LLC | 13,709 | $2.25M | 0.60% | +8,500+163.2% | Added |
| Ellis Investment Partners, LLC | 13,744 | $2.25M | 0.62% | +1,252+10.0% | Added |
| Trustcore Financial Services, LLC | 13,752 | $2.26M | 0.21% | +770+5.9% | Added |
| Blue Edge Capital, LLC | 13,876 | $2.28M | 0.56% | +157+1.1% | Added |
| Wetherby Asset Management Inc | 13,936 | $2.29M | 0.16% | −788−5.4% | Reduced |
| Ascent Wealth Partners, LLC | 13,955 | $2.29M | 0.55% | −3,469−19.9% | Reduced |
| Occudo Quantitative Strategies LP | 14,069 | $2.31M | 0.18% | +14,069 | New |
| Shelton Capital Management | 14,167 | $2.33M | 0.11% | −158−1.1% | Reduced |
| Gould Capital, LLC | 14,259 | $2.34M | 2.02% | +246+1.8% | Added |
| Robertson Stephens Wealth Management, LLC | 14,337 | $2.35M | 0.26% | +9,664+206.8% | Added |
| Steel Peak Wealth Management LLC | 14,391 | $2.36M | 0.18% | −38,330−72.7% | Reduced |
| Plimoth Trust Co LLC | 14,405 | $2.36M | 0.82% | +594+4.3% | Added |
| Arrow Financial Corp | 14,415 | $2.37M | 0.35% | +416+3.0% | Added |
| Ethic Inc. | 14,426 | $2.37M | 0.16% | +2,942+25.6% | Added |
| Investment Management of Virginia LLC | 14,480 | $2.38M | 0.51% | +170+1.2% | Added |
| Brown Brothers Harriman & Co | 14,486 | $2.38M | 0.02% | −307−2.1% | Reduced |
| Valeo Financial Advisors, LLC | 14,500 | $2.38M | 0.15% | +953+7.0% | Added |
| Pflug Koory, LLC | 14,505 | $2.38M | 1.45% | +1,453+11.1% | Added |
| DT Investment Partners, LLC | 14,595 | $2.39M | 0.39% | −1,268−8.0% | Reduced |
| Griffin Asset Management, Inc. | 14,619 | $2.40M | 0.40% | −229−1.5% | Reduced |
| KMG Fiduciary Partners, LLC | 14,619 | $2.40M | 0.46% | +561+4.0% | Added |
| Kinloch Capital, LLC | 14,629 | $2.40M | 1.58% | +419+2.9% | Added |
| CWM, LLC | 14,658 | $2.40M | 0.02% | −1,909−11.5% | Reduced |
| TCI Wealth Advisors, Inc. | 14,734 | $2.42M | 0.39% | −1,122−7.1% | Reduced |
| Webster Bank, N. A. | 14,777 | $2.42M | 0.35% | −120−0.8% | Reduced |
| Financial Sense Advisors, Inc. | 14,790 | $2.43M | 1.03% | +510+3.6% | Added |
| Mitchell Capital Management Co | 14,811 | $2.43M | 0.69% | +272+1.9% | Added |
| KG&L Capital Management,LLC | 14,945 | $2.45M | 1.38% | −282−1.9% | Reduced |
| Ogorek Anthony Joseph | 14,961 | $2.45M | 1.17% | +88+0.6% | Added |
| Tower View Investment Management & Research LLC | 14,984 | $2.46M | 1.89% | +233+1.6% | Added |
| RBF Capital, LLC | 15,000 | $2.46M | 0.21% | 00.0% | Unchanged |
| Hudson Bay Capital Management LP | 15,000 | $2.46M | 0.03% | +15,000 | New |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $2.46M | 0.84% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 15,079 | $2.47M | 0.06% | +51+0.3% | Added |
| Eukles Asset Management | 15,144 | $2.48M | 1.63% | −60.0% | Reduced |
| Clearbridge Investments, LLC | 15,220 | $2.50M | 0.00% | +230+1.5% | Added |
| Iowa State Bank | 15,224 | $2.50M | 0.71% | +61+0.4% | Added |
| Roundview Capital LLC | 15,255 | $2.50M | 0.32% | +205+1.4% | Added |
| Allworth Financial LP | 15,300 | $2.51M | 0.03% | −854−5.3% | Reduced |
| Illinois Municipal Retirement Fund | 15,496 | $2.54M | 0.06% | −15,226−49.6% | Reduced |
| EagleClaw Capital Managment, LLC | 15,500 | $2.54M | 0.71% | +600+4.0% | Added |
| Lake Street Advisors Group, LLC | 15,578 | $2.56M | 0.19% | −578−3.6% | Reduced |
| North Star Investment Management Corp. | 15,605 | $2.56M | 0.25% | +11+0.1% | Added |
| Freestone Capital Holdings, LLC | 15,651 | $2.57M | 0.12% | −997−6.0% | Reduced |
| Parcion Private Wealth LLC | 15,681 | $2.57M | 0.29% | +699+4.7% | Added |
| Hixon Zuercher, LLC | 15,709 | $2.58M | 1.65% | +1,617+11.5% | Added |
| Avidian Wealth Solutions, LLC | 15,717 | $2.58M | 0.19% | +71+0.5% | Added |
| Laurion Capital Management LP | 15,723 | $2.58M | 0.07% | −16,887−51.8% | Reduced |
| Bailard, Inc. | 15,757 | $2.58M | 0.11% | −290−1.8% | Reduced |
| Sandy Spring Bank | 15,764 | $2.59M | 0.16% | −201−1.3% | Reduced |
| Kempner Capital Management Inc. | 15,792 | $2.59M | 1.71% | 00.0% | Unchanged |
| Intact Investment Management Inc. | 15,800 | $2.59M | 0.09% | 00.0% | Unchanged |