Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Profund Advisors LLC | 9,100 | $1.49M | 0.11% | −261−2.8% | Reduced |
| Waldron Private Wealth LLC | 9,120 | $1.50M | 0.09% | −249−2.7% | Reduced |
| Resources Investment Advisors, LLC. | 9,115 | $1.50M | 0.06% | +229+2.6% | Added |
| Wesbanco Bank Inc | 9,124 | $1.50M | 0.10% | −13,848−60.3% | Reduced |
| Truvestments Capital LLC | 9,130 | $1.50M | 0.94% | −231−2.5% | Reduced |
| Johnson Investment Counsel Inc | 9,127 | $1.50M | 0.02% | +632+7.4% | Added |
| Spire Wealth Management | 9,156 | $1.50M | 0.09% | −2,995−24.6% | Reduced |
| First Hawaiian Bank | 9,217 | $1.51M | 0.06% | −14−0.2% | Reduced |
| Resources Management Corp | 9,225 | $1.51M | 0.26% | −740−7.4% | Reduced |
| Prime Capital Investment Advisors, LLC | 9,224 | $1.51M | 0.09% | +815+9.7% | Added |
| Triad Financial Advisors, Inc. | 9,232 | $1.51M | 0.82% | −20−0.2% | Reduced |
| Adell Harriman & Carpenter Inc | 9,240 | $1.52M | 0.18% | −610−6.2% | Reduced |
| Ti-Trust, Inc | 9,247 | $1.52M | 1.64% | +200+2.2% | Added |
| Investment Partners, Ltd. | 9,254 | $1.52M | 0.45% | +4,484+94.0% | Added |
| McKinley Carter Wealth Services, Inc. | 9,256 | $1.52M | 0.14% | +72+0.8% | Added |
| Procyon Private Wealth Partners, LLC | 9,287 | $1.52M | 0.37% | −1,502−13.9% | Reduced |
| MAI Capital Management | 9,312 | $1.53M | 0.03% | −724−7.2% | Reduced |
| Lifeworks Advisors, LLC | 7,059 | $1.53M | 0.87% | +198+2.9% | Added |
| Sequoia Financial Advisors, LLC | 9,276 | $1.53M | 0.05% | −935−9.2% | Reduced |
| Heritage Trust Co | 9,318 | $1.53M | 0.27% | −8−0.1% | Reduced |
| Hoey Investments, Inc | 9,322 | $1.53M | 0.64% | +6,100+189.3% | Added |
| Baldwin Investment Management, LLC | 9,343 | $1.53M | 0.59% | +500+5.7% | Added |
| BCM Advisors, LLC | 7,000 | $1.53M | 0.45% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 9,372 | $1.54M | 0.09% | +283+3.1% | Added |
| Wellington Shields & Co., LLC | 9,400 | $1.54M | 0.67% | 00.0% | Unchanged |
| Emfo, LLC | 9,403 | $1.54M | 1.47% | +8,893+1,743.7% | Added |
| Naples Global Advisors, LLC | 9,488 | $1.56M | 0.21% | +605+6.8% | Added |
| Brookfield Asset Management Inc. | 9,517 | $1.56M | 0.01% | +9,517 | New |
| G&S Capital LLC | 9,535 | $1.56M | 0.83% | +225+2.4% | Added |
| Gouws Capital LLC | 9,554 | $1.57M | 1.56% | +5,866+159.1% | Added |
| First National Bank & Trust Co of Newtown | 9,577 | $1.57M | 0.38% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 9,666 | $1.59M | 0.36% | +16+0.2% | Added |
| Quantinno Capital Management LP | 9,675 | $1.59M | 0.20% | +2,101+27.7% | Added |
| 1st Source Bank | 9,707 | $1.59M | 0.12% | +72+0.7% | Added |
| Palisade Asset Management, LLC | 9,707 | $1.59M | 0.22% | +100+1.0% | Added |
| Ci Investments Inc. | 9,710 | $1.59M | 0.01% | +487+5.3% | Added |
| Holderness Investments Co | 9,720 | $1.59M | 0.72% | −69−0.7% | Reduced |
| Private Trust Co NA | 9,734 | $1.60M | 0.26% | +963+11.0% | Added |
| Kames Capital plc | 9,750 | $1.60M | 0.03% | −604−5.8% | Reduced |
| Old Port Advisors | 8,975 | $1.60M | 0.64% | −71−0.8% | Reduced |
| Alpha Cubed Investments, LLC | 9,778 | $1.60M | 0.13% | −1,292−11.7% | Reduced |
| Tower Bridge Advisors | 9,842 | $1.61M | 0.14% | 00.0% | Unchanged |
| Cumberland Advisors Inc | 9,850 | $1.62M | 0.64% | 00.0% | Unchanged |
| Slow Capital, Inc. | 9,857 | $1.62M | 0.35% | −100−1.0% | Reduced |
| Econ Financial Services Corp | 9,854 | $1.62M | 1.33% | +9,854 | New |
| Members Capital Advisors Inc | 9,900 | $1.62M | 1.28% | 00.0% | Unchanged |
| Sumitomo Life Insurance Co | 9,908 | $1.63M | 0.07% | −1,193−10.7% | Reduced |
| Mill Capital Management, LLC | 9,999 | $1.64M | 0.19% | 00.0% | Unchanged |
| Hoylecohen, LLC | 10,020 | $1.64M | 0.18% | +30.0% | Added |
| WealthPlan Investment Management, LLC | 7,197 | $1.65M | 0.12% | +7,197 | New |
| Adirondack Trust Co | 10,067 | $1.65M | 0.92% | +552+5.8% | Added |
| Hudock, Inc. | 10,074 | $1.65M | 0.56% | +411+4.3% | Added |
| B&D White Capital Company, LLC | 10,100 | $1.66M | 0.62% | +6,900+215.6% | Added |
| Ergoteles LLC | 10,110 | $1.66M | 0.06% | +10,110 | New |
| Western Wealth Management, LLC | 9,411 | $1.66M | 0.10% | +695+8.0% | Added |
| FLC Capital Advisors | 10,157 | $1.67M | 0.58% | 00.0% | Unchanged |
| Cutler Group LP | 10,183 | $1.67M | 0.20% | +9,130+867.0% | Added |
| Cary Street Partner Investment Advisory LLC | 10,313 | $1.69M | 0.14% | +359+3.6% | Added |
| Radnor Capital Management, LLC | 10,326 | $1.69M | 0.49% | 00.0% | Unchanged |
| Perfromance Wealth Partners, LLC | 10,323 | $1.69M | 0.10% | +820+8.6% | Added |
| Modus Advisors, LLC | 10,337 | $1.70M | 0.89% | +37+0.4% | Added |
| Loudon Investment Management, LLC | 10,353 | $1.70M | 1.35% | 00.0% | Unchanged |
| Berkshire Bank | 10,362 | $1.70M | 0.52% | +56+0.5% | Added |
| Moody National Bank Trust Division | 10,362 | $1.70M | 0.18% | +107+1.0% | Added |
| Whalerock Point Partners, LLC | 10,370 | $1.70M | 0.75% | 00.0% | Unchanged |
| Meiji Yasuda Life Insurance Co | 10,403 | $1.71M | 0.04% | −2,627−20.2% | Reduced |
| Financial Advisory Service, Inc. | 10,466 | $1.72M | 0.19% | +1,477+16.4% | Added |
| Buckley Wealth Management, LLC | 10,472 | $1.72M | 0.63% | −1,500−12.5% | Reduced |
| Douglass Winthrop Advisors, LLC | 10,495 | $1.72M | 0.05% | −1,000−8.7% | Reduced |
| Trust Co of Toledo NA | 10,519 | $1.73M | 0.33% | −2,500−19.2% | Reduced |
| Traynor Capital Management, Inc. | 10,520 | $1.73M | 0.31% | −1,249−10.6% | Reduced |
| Evercore Wealth Management, LLC | 10,525 | $1.73M | 0.04% | −65−0.6% | Reduced |
| PFG Advisors | 10,586 | $1.74M | 0.20% | +112+1.1% | Added |
| Cascade Investment Advisors, Inc. | 8,030 | $1.74M | 1.49% | −45−0.6% | Reduced |
| Capital Investment Counsel, Inc | 10,617 | $1.74M | 0.51% | −28−0.3% | Reduced |
| Mystic Asset Management, Inc. | 10,635 | $1.74M | 1.12% | −50.0% | Reduced |
| Alps Advisors Inc | 10,664 | $1.75M | 0.02% | +10,664 | New |
| Liberty One Investment Management, LLC | 10,679 | $1.75M | 0.29% | +1,717+19.2% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,680 | $1.75M | 0.67% | −34−0.3% | Reduced |
| Asset Management Group, Inc. | 10,687 | $1.75M | 0.44% | +57+0.5% | Added |
| Beck Capital Management, LLC | 10,701 | $1.76M | 0.75% | −236−2.2% | Reduced |
| Costello Asset Management, INC | 10,743 | $1.76M | 1.66% | −685−6.0% | Reduced |
| McGuire Investment Group, LLC | 10,748 | $1.76M | 0.40% | +1,052+10.8% | Added |
| McMillion Capital Management Inc | 10,764 | $1.77M | 1.63% | −665−5.8% | Reduced |
| Boyd Watterson Asset Management LLC | 10,808 | $1.77M | 0.81% | −19−0.2% | Reduced |
| MEMBERS Trust Co | 10,921 | $1.79M | 0.06% | −369−3.3% | Reduced |
| Focus Financial Network, Inc. | 10,947 | $1.80M | 0.16% | +920+9.2% | Added |
| Strategic Advisors LLC | 10,992 | $1.80M | 0.40% | −7−0.1% | Reduced |
| Foster & Motley Inc | 11,029 | $1.81M | 0.17% | −495−4.3% | Reduced |
| Corient Capital Partners, LLC | 10,126 | $1.81M | 0.14% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 11,191 | $1.84M | 0.21% | +116+1.0% | Added |
| LGT Group Foundation | 11,205 | $1.84M | 0.07% | +2,235+24.9% | Added |
| Cresset Asset Management, LLC | 11,247 | $1.84M | 0.02% | −4,179−27.1% | Reduced |
| Jacobi Capital Management LLC | 11,256 | $1.85M | 0.25% | +30.0% | Added |
| Donaldson Capital Management, LLC | 11,370 | $1.87M | 0.10% | +1,500+15.2% | Added |
| MV Capital Management, Inc. | 11,403 | $1.87M | 0.32% | +374+3.4% | Added |
| Veriti Management LLC | 11,456 | $1.88M | 0.27% | −1,328−10.4% | Reduced |
| Redpoint Investment Management Pty Ltd | 11,528 | $1.89M | 0.28% | −1,654−12.5% | Reduced |
| Nicholas Hoffman & Company, LLC. | 11,564 | $1.90M | 0.09% | +820+7.6% | Added |
| Whitener Capital Management, Inc. | 11,635 | $1.91M | 0.90% | +150+1.3% | Added |