Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Financial Advocates Investment Management | 7,076 | $1.16M | 0.10% | +2,320+48.8% | Added |
| CAPROCK Group, Inc. | 7,111 | $1.17M | 0.11% | +190+2.7% | Added |
| Gables Capital Management Inc. | 7,120 | $1.17M | 0.94% | +70+1.0% | Added |
| Meeder Asset Management Inc | 7,147 | $1.17M | 0.07% | −1,232−14.7% | Reduced |
| Oarsman Capital, Inc. | 7,146 | $1.17M | 0.63% | +161+2.3% | Added |
| Cross Staff Investments Inc | 7,163 | $1.18M | 1.32% | 00.0% | Unchanged |
| Smith, Moore & Co. | 7,175 | $1.18M | 0.18% | +421+6.2% | Added |
| WR Wealth Planners, LLC | 7,185 | $1.18M | 0.83% | 00.0% | Unchanged |
| RFG Advisory, LLC | 5,162 | $1.19M | 0.07% | +573+12.5% | Added |
| Merit Financial Group, LLC | 7,252 | $1.19M | 0.05% | −13,496−65.0% | Reduced |
| Papp L Roy & Associates | 7,254 | $1.19M | 0.18% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 7,256 | $1.19M | 0.13% | +161+2.3% | Added |
| Osborne Partners Capital Management, LLC | 7,272 | $1.19M | 0.10% | +261+3.7% | Added |
| Inspire Advisors, LLC | 7,314 | $1.20M | 0.33% | +1,208+19.8% | Added |
| Cunning Capital Partners, LP | 7,320 | $1.20M | 0.95% | 00.0% | Unchanged |
| Atlas Brown,Inc. | 7,333 | $1.20M | 0.61% | −306−4.0% | Reduced |
| Credit Agricole S A | 7,379 | $1.21M | 0.04% | +3,553+92.9% | Added |
| Probity Advisors, Inc. | 7,390 | $1.21M | 0.30% | −491−6.2% | Reduced |
| Horizon Kinetics Asset Management LLC | 7,408 | $1.22M | 0.02% | +540+7.9% | Added |
| Focused Wealth Management, Inc | 7,435 | $1.22M | 0.26% | +42+0.6% | Added |
| Horizon Investments, LLC | 7,501 | $1.22M | 0.04% | −6,650−47.0% | Reduced |
| Acadian Asset Management LLC | 7,487 | $1.23M | 0.01% | −16,600−68.9% | Reduced |
| Moneta Group Investment Advisors LLC | 7,484 | $1.23M | 0.05% | −2,211−22.8% | Reduced |
| RSM US Wealth Management LLC | 7,493 | $1.23M | 0.07% | −853−10.2% | Reduced |
| Cambridge Trust Co | 7,523 | $1.23M | 0.06% | +55+0.7% | Added |
| Fluent Financial, LLC | 7,530 | $1.24M | 0.68% | +964+14.7% | Added |
| D. Scott Neal, Inc. | 7,561 | $1.24M | 0.52% | 00.0% | Unchanged |
| MidWestOne Financial Group, Inc. | 7,572 | $1.24M | 0.32% | +25+0.3% | Added |
| Stone Point Wealth LLC | 7,580 | $1.24M | 0.76% | +170+2.3% | Added |
| Winton Group Ltd | 7,585 | $1.25M | 0.08% | −83,625−91.7% | Reduced |
| Quest Investment Management LLC | 7,588 | $1.25M | 0.15% | 00.0% | Unchanged |
| Affinity Investment Advisors, LLC | 7,591 | $1.25M | 0.65% | 00.0% | Unchanged |
| AMG National Trust Bank | 7,597 | $1.25M | 0.05% | +1,500+24.6% | Added |
| Boenning & Scattergood, Inc. | 7,638 | $1.25M | 0.26% | −95−1.2% | Reduced |
| Columbia Trust Co 01012016 | 7,666 | $1.26M | 0.71% | +293+4.0% | Added |
| Core Wealth Advisors, Inc. | 7,693 | $1.26M | 0.74% | +918+13.5% | Added |
| Intellectus Partners, LLC | 7,735 | $1.27M | 0.45% | −536−6.5% | Reduced |
| First Dallas Securities Inc. | 7,757 | $1.27M | 0.88% | +301+4.0% | Added |
| Gifford Fong Associates | 7,800 | $1.28M | 0.32% | 00.0% | Unchanged |
| American Portfolios Advisors | 7,821 | $1.28M | 0.05% | −262−3.2% | Reduced |
| Hamel Associates, Inc. | 7,850 | $1.29M | 0.51% | −175−2.2% | Reduced |
| Inscription Capital, LLC | 7,859 | $1.29M | 0.36% | −1,350−14.7% | Reduced |
| Spreng Capital Management, Inc. | 7,890 | $1.29M | 1.15% | −290−3.5% | Reduced |
| Ropes Wealth Advisors LLC | 7,904 | $1.30M | 0.27% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 7,912 | $1.30M | 0.26% | −2,856−26.5% | Reduced |
| Level Four Advisory Services, LLC | 7,912 | $1.30M | 0.13% | −171−2.1% | Reduced |
| Metis Global Partners, LLC | 7,923 | $1.30M | 0.21% | +18+0.2% | Added |
| Capstone Investment Advisors, LLC | 7,932 | $1.30M | 0.03% | +4,815+154.5% | Added |
| TD Private Client Wealth LLC | 7,934 | $1.30M | 0.07% | +382+5.1% | Added |
| Tokio Marine Asset Management Co Ltd | 7,955 | $1.30M | 0.11% | +832+11.7% | Added |
| HBK Sorce Advisory LLC | 7,965 | $1.31M | 0.09% | +793+11.1% | Added |
| Signaturefd, LLC | 7,989 | $1.31M | 0.04% | −1,149−12.6% | Reduced |
| Investors Asset Management of Georgia Inc | 7,995 | $1.31M | 0.68% | +860+12.1% | Added |
| Cohen Klingenstein LLC | 8,000 | $1.31M | 0.07% | 00.0% | Unchanged |
| United Community Bank | 8,007 | $1.31M | 1.37% | +185+2.4% | Added |
| Townsend Asset Management Corp | 8,010 | $1.31M | 0.74% | +10.0% | Added |
| Weatherly Asset Management L. P. | 8,102 | $1.33M | 0.19% | +10.0% | Added |
| ARGI Investment Services, LLC | 8,106 | $1.33M | 0.05% | −184−2.2% | Reduced |
| Trust Investment Advisors | 8,111 | $1.33M | 1.39% | −42−0.5% | Reduced |
| Argent Trust Co | 8,118 | $1.33M | 0.10% | −1,412−14.8% | Reduced |
| Fruth Investment Management | 8,143 | $1.34M | 0.44% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 8,175 | $1.34M | 0.10% | +3,379+70.5% | Added |
| BTG Pactual Global Asset Management Ltd | 8,187 | $1.34M | 2.05% | +8,187 | New |
| Sheaff Brock Investment Advisors, LLC | 8,247 | $1.35M | 0.16% | +214+2.7% | Added |
| DFPG Investments, LLC | 7,121 | $1.35M | 0.58% | +191+2.8% | Added |
| Triangle Securities Wealth Management | 8,290 | $1.36M | 0.56% | −251−2.9% | Reduced |
| Tradewinds, LLC. | 8,302 | $1.36M | 0.99% | −85−1.0% | Reduced |
| SeaCrest Wealth Management, LLC | 8,314 | $1.36M | 0.21% | −291−3.4% | Reduced |
| Global Trust Asset Management, LLC | 8,347 | $1.37M | 0.71% | −752−8.3% | Reduced |
| Dorsey & Whitney Trust CO LLC | 8,344 | $1.37M | 0.14% | −150−1.8% | Reduced |
| AdvisorNet Financial, Inc | 8,357 | $1.37M | 0.14% | −472−5.3% | Reduced |
| Continuum Advisory, LLC | 8,401 | $1.38M | 0.24% | +3,484+70.9% | Added |
| Burleson & Company, LLC | 8,420 | $1.38M | 0.30% | +980+13.2% | Added |
| Equitable Holdings, Inc. | 8,434 | $1.38M | 0.03% | +300+3.7% | Added |
| DHJJ Financial Advisors, Ltd. | 8,444 | $1.39M | 0.81% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 8,468 | $1.39M | 0.34% | −306−3.5% | Reduced |
| Boltwood Capital Management | 8,507 | $1.40M | 0.64% | −2,451−22.4% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 8,517 | $1.40M | 0.68% | +75+0.9% | Added |
| Park National Corp | 8,573 | $1.41M | 0.07% | +88+1.0% | Added |
| Court Place Advisors, LLC | 8,599 | $1.41M | 0.57% | −100−1.1% | Reduced |
| Capital Asset Advisory Services LLC | 8,665 | $1.42M | 0.18% | −1,211−12.3% | Reduced |
| Boston Private Wealth LLC | 8,682 | $1.43M | 0.02% | +2,360+37.3% | Added |
| Smith, Salley & Associates | 8,694 | $1.43M | 0.13% | +92+1.1% | Added |
| Axxcess Wealth Management, LLC | 8,744 | $1.43M | 0.14% | −2,184−20.0% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 8,741 | $1.43M | 0.07% | −45−0.5% | Reduced |
| Westwood Holdings Group Inc. | 8,788 | $1.44M | 0.02% | −518−5.6% | Reduced |
| Oxbow Advisors, LLC | 8,792 | $1.44M | 0.23% | 00.0% | Unchanged |
| AGF Investments LLC | 8,804 | $1.45M | 0.13% | +4,015+83.8% | Added |
| Wealthcare Advisory Partners LLC | 8,889 | $1.46M | 0.08% | +296+3.4% | Added |
| Princeton Capital Management LLC | 8,897 | $1.46M | 0.64% | −364−3.9% | Reduced |
| Venture Visionary Partners LLC | 8,907 | $1.46M | 0.12% | +63+0.7% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,917 | $1.46M | 1.02% | −300−3.3% | Reduced |
| United Asset Strategies, Inc. | 8,917 | $1.46M | 0.22% | +451+5.3% | Added |
| Hanson & Doremus Investment Management | 8,956 | $1.47M | 0.38% | −232−2.5% | Reduced |
| Bryn Mawr Trust Co | 8,964 | $1.47M | 0.07% | −750−7.7% | Reduced |
| Finer Wealth Management, Inc. | 8,998 | $1.48M | 1.45% | +324+3.7% | Added |
| Ignite Planners, LLC | 8,643 | $1.48M | 1.18% | +117+1.4% | Added |
| Pure Financial Advisors, Inc. | 9,035 | $1.48M | 0.09% | +138+1.6% | Added |
| RB Capital Management, LLC | 9,056 | $1.49M | 0.57% | +363+4.2% | Added |
| Anchor Investment Management, LLC | 9,092 | $1.49M | 0.23% | −1,384−13.2% | Reduced |