Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TRUE Private Wealth Advisors | 4,392 | $720.0K | 0.11% | −226−4.9% | Reduced |
| Biltmore Family Office, LLC | 4,412 | $724.0K | 0.17% | 00.0% | Unchanged |
| High Falls Advisors, Inc | 4,413 | $724.0K | 0.24% | +4+0.1% | Added |
| AlphaStar Capital Management, LLC | 4,419 | $725.0K | 0.08% | −3,598−44.9% | Reduced |
| Heck Capital Advisors, LLC | 4,440 | $728.5K | 0.15% | +42+1.0% | Added |
| Old Mission Investment Co LLC | 4,443 | $728.9K | 0.34% | +119+2.8% | Added |
| Forum Financial Management, LP | 4,441 | $729.0K | 0.04% | −591−11.7% | Reduced |
| Braun Stacey Associates Inc | 4,450 | $730.0K | 0.04% | −2,310−34.2% | Reduced |
| Old West Investment Management, LLC | 4,458 | $731.0K | 0.52% | −200−4.3% | Reduced |
| Choate Investment Advisors | 4,472 | $734.0K | 0.05% | 00.0% | Unchanged |
| Am Investment Strategies LLC | 4,488 | $736.0K | 0.27% | +10.0% | Added |
| Vigilant Capital Management, LLC | 4,495 | $738.0K | 0.07% | +30+0.7% | Added |
| BancorpSouth Bank | 4,495 | $738.0K | 0.08% | +600+15.4% | Added |
| Wealth Management Partners, LLC | 4,000 | $738.0K | 0.65% | 00.0% | Unchanged |
| Davis R M Inc | 4,503 | $739.0K | 0.02% | −307−6.4% | Reduced |
| JFS Wealth Advisors, LLC | 4,505 | $739.0K | 0.08% | +28+0.6% | Added |
| Transcend Wealth Collective, LLC | 4,518 | $741.0K | 0.08% | +950+26.6% | Added |
| Westhampton Capital, LLC | 4,525 | $742.0K | 0.56% | 00.0% | Unchanged |
| Optimum Investment Advisors | 4,520 | $742.0K | 0.40% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 4,553 | $747.0K | 0.10% | −219−4.6% | Reduced |
| Sutton Wealth Advisors Inc. | 4,555 | $747.4K | 0.30% | +318+7.5% | Added |
| World Equity Group, Inc. | 4,568 | $749.5K | 0.19% | −789−14.7% | Reduced |
| Arete Wealth Advisors, LLC | 4,585 | $752.0K | 0.07% | +1,325+40.6% | Added |
| Gladstone Institutional Advisory LLC | 4,592 | $753.0K | 0.06% | +724+18.7% | Added |
| Widmann Financial Services, Inc. | 4,589 | $753.1K | 0.83% | +80+1.8% | Added |
| Bessemer Securities LLC | 4,603 | $755.0K | 0.27% | 00.0% | Unchanged |
| City State Bank | 4,605 | $756.0K | 0.53% | +61+1.3% | Added |
| 55I, LLC | 4,649 | $763.0K | 0.02% | +2,437+110.2% | Added |
| Windsor Group LTD | 4,300 | $764.0K | 0.19% | +3+0.1% | Added |
| Allen Capital Group, LLC | 4,673 | $767.0K | 0.18% | −102−2.1% | Reduced |
| Eldridge Investment Advisors, Inc. | 4,712 | $773.0K | 0.30% | 00.0% | Unchanged |
| Transform Wealth, LLC | 4,730 | $776.0K | 0.10% | −33,263−87.6% | Reduced |
| South State Corp. | 4,735 | $776.0K | 0.08% | +1,076+29.4% | Added |
| Farmers Trust Co | 4,740 | $778.0K | 0.19% | 00.0% | Unchanged |
| Virtu Financial LLC | 4,772 | $783.0K | 0.07% | −57,559−92.3% | Reduced |
| Fort Pitt Capital Group, LLC | 4,790 | $786.0K | 0.04% | −1,891−28.3% | Reduced |
| Diamant Asset Management, Inc. | 4,807 | $789.0K | 0.77% | −2,068−30.1% | Reduced |
| Garde Capital, Inc. | 4,811 | $789.0K | 0.10% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 4,815 | $790.0K | 0.28% | −135−2.7% | Reduced |
| Ingalls & Snyder LLC | 4,817 | $790.0K | 0.04% | −10−0.2% | Reduced |
| FinTrust Capital Advisors, LLC | 4,302 | $790.0K | 0.20% | −128−2.9% | Reduced |
| Epoch Investment Partners, Inc. | 4,823 | $791.0K | 0.01% | −1,959−28.9% | Reduced |
| Wright Investors Service Inc | 4,824 | $792.0K | 0.25% | −10,528−68.6% | Reduced |
| Charles Schwab Trust Co | 4,827 | $792.0K | 0.13% | +1,027+27.0% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 4,847 | $795.0K | 0.05% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 4,881 | $801.0K | 0.12% | +32+0.7% | Added |
| Duality Advisers, LP | 4,897 | $803.0K | 0.09% | +4,897 | New |
| CoreCap Advisors, LLC | 4,897 | $804.0K | 0.07% | −6,567−57.3% | Reduced |
| Diligent Investors, LLC | 4,939 | $810.0K | 0.29% | +1,906+62.8% | Added |
| Woodmont Investment Counsel LLC | 4,948 | $812.0K | 0.10% | +2,939+146.3% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 4,955 | $813.0K | 0.04% | −2,593−34.4% | Reduced |
| Good Life Advisors, LLC | 4,973 | $816.0K | 0.12% | +46+0.9% | Added |
| K.J. Harrison & Partners Inc | 5,000 | $820.0K | 0.29% | −1,000−16.7% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 5,000 | $820.0K | 0.04% | +1,210+31.9% | Added |
| Gamble Jones Investment Counsel | 5,018 | $823.0K | 0.07% | −150−2.9% | Reduced |
| Parkside Financial Bank & Trust | 5,054 | $829.0K | 0.26% | −91−1.8% | Reduced |
| Wipfli Financial Advisors LLC, | 5,050 | $829.0K | 0.06% | +5,050 | New |
| Fund Management at Engine No. 1 LLC | 5,076 | $833.0K | 0.25% | −15,043−74.8% | Reduced |
| Laffer Tengler Investments | 5,077 | $833.0K | 0.31% | +109+2.2% | Added |
| Ariose Capital Management Ltd | 5,100 | $837.0K | 0.84% | +5,100 | New |
| Howland Capital Management LLC | 5,128 | $841.0K | 0.05% | −177−3.3% | Reduced |
| Shepherd Financial Partners LLC | 5,136 | $843.0K | 0.16% | −2,383−31.7% | Reduced |
| WD Rutherford LLC | 5,169 | $848.0K | 0.68% | −95−1.8% | Reduced |
| HM Payson & Co | 5,172 | $849.0K | 0.02% | −83−1.6% | Reduced |
| Ballentine Partners, LLC | 5,183 | $850.0K | 0.03% | +707+15.8% | Added |
| Wintrust Investments LLC | 5,217 | $856.0K | 0.11% | −1,350−20.6% | Reduced |
| Sonora Investment Management Group, LLC | 4,797 | $857.0K | 0.11% | 00.0% | Unchanged |
| First Foundation Advisors | 5,231 | $858.0K | 0.04% | +102+2.0% | Added |
| PSI Advisors, LLC | 5,236 | $859.0K | 0.45% | −52−1.0% | Reduced |
| Schechter Investment Advisors, LLC | 5,250 | $861.0K | 0.08% | −1,242−19.1% | Reduced |
| CoreFirst Bank & Trust | 5,259 | $863.0K | 0.74% | +69+1.3% | Added |
| Institute for Wealth Management, LLC. | 5,276 | $866.0K | 0.19% | −7−0.1% | Reduced |
| Granite Investment Partners, LLC | 5,277 | $866.0K | 0.04% | +1,777+50.8% | Added |
| SOL Capital Management CO | 5,287 | $867.0K | 0.18% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 5,298 | $869.0K | 0.64% | +281+5.6% | Added |
| Wolff Financial Management LLC | 5,335 | $875.0K | 0.40% | −28−0.5% | Reduced |
| Proequities, Inc. | 5,339 | $876.0K | 0.08% | −75−1.4% | Reduced |
| SevenBridge Financial Group, LLC | 5,343 | $877.0K | 0.30% | +449+9.2% | Added |
| Garrison Point Advisors, LLC | 5,370 | $881.0K | 0.79% | 00.0% | Unchanged |
| Gilbert & Cook, Inc. | 4,118 | $884.0K | 0.20% | +49+1.2% | Added |
| Dynamic Advisor Solutions LLC | 5,431 | $891.0K | 0.07% | +236+4.5% | Added |
| RNC Capital Management LLC | 5,436 | $892.0K | 0.06% | −859−13.6% | Reduced |
| Eastern Bank | 5,453 | $894.0K | 0.05% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 5,456 | $895.0K | 0.69% | +135+2.5% | Added |
| Comerica Securities,inc. | 5,460 | $896.0K | 0.07% | −146−2.6% | Reduced |
| Qtron Investments LLC | 5,463 | $896.0K | 0.22% | 00.0% | Unchanged |
| Arbor Trust Wealth Advisors, LLC | 5,500 | $897.0K | 0.68% | −275−4.8% | Reduced |
| HighTower Trust Services, LTA | 5,465 | $897.0K | 0.10% | +5,465 | New |
| Next Century Growth Investors LLC | 5,482 | $899.0K | 0.11% | +36+0.7% | Added |
| Cladis Investment Advisory, LLC | 5,483 | $899.7K | 0.97% | +150+2.8% | Added |
| Van Strum & Towne Inc. | 5,492 | $901.0K | 0.42% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 5,499 | $902.0K | 0.10% | +48+0.9% | Added |
| Aureus Asset Management, LLC | 5,508 | $904.0K | 0.08% | +3+0.1% | Added |
| Nations Financial Group Inc, | 5,517 | $905.0K | 0.13% | −34−0.6% | Reduced |
| Barber Financial Group, Inc. | 5,538 | $909.0K | 0.26% | +5+0.1% | Added |
| CFM Wealth Partners LLC | 5,542 | $909.0K | 0.29% | +100+1.8% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $914.0K | 0.07% | 00.0% | Unchanged |
| Penobscot Investment Management Company, Inc. | 5,605 | $920.0K | 0.17% | 00.0% | Unchanged |
| CPWM, LLC | 5,608 | $920.0K | 0.09% | +195+3.6% | Added |
| Apollon Wealth Management, LLC | 5,614 | $921.0K | 0.08% | +147+2.7% | Added |