Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sargent Bickham Lagudis LLC | 16,482 | $2.95M | 0.25% | +380+2.4% | Added |
| Exchange Traded Concepts, LLC | 16,390 | $2.93M | 0.09% | +16,274+14,029.3% | Added |
| Malaga Cove Capital, LLC | 16,461 | $2.93M | 1.63% | −55−0.3% | Reduced |
| Lake Street Advisors Group, LLC | 16,156 | $2.89M | 0.21% | +770+5.0% | Added |
| Allworth Financial LP | 16,154 | $2.89M | 0.04% | +5,650+53.8% | Added |
| Bailard, Inc. | 16,047 | $2.87M | 0.11% | +3,411+27.0% | Added |
| Sandy Spring Bank | 15,965 | $2.85M | 0.17% | +199+1.3% | Added |
| DT Investment Partners, LLC | 15,863 | $2.83M | 0.42% | −859−5.1% | Reduced |
| ExodusPoint Capital Management, LP | 15,858 | $2.83M | 0.04% | +15,858 | New |
| TCI Wealth Advisors, Inc. | 15,856 | $2.83M | 0.43% | −103−0.6% | Reduced |
| Monument Capital Management | 15,803 | $2.83M | 1.07% | −88−0.6% | Reduced |
| Intact Investment Management Inc. | 15,800 | $2.82M | 0.09% | −800−4.8% | Reduced |
| Kempner Capital Management Inc. | 15,792 | $2.82M | 1.72% | 00.0% | Unchanged |
| Avitas Wealth Management LLC | 15,771 | $2.82M | 0.62% | +2,785+21.4% | Added |
| Lido Advisors, LLC | 15,704 | $2.81M | 0.06% | +524+3.5% | Added |
| Vestmark Advisory Solutions, Inc. | 15,657 | $2.80M | 0.16% | +7,041+81.7% | Added |
| Avidian Wealth Solutions, LLC | 15,646 | $2.80M | 0.20% | +199+1.3% | Added |
| North Star Investment Management Corp. | 15,594 | $2.79M | 0.25% | +1,701+12.2% | Added |
| Stratos Wealth Partners, LTD. | 15,375 | $2.75M | 0.07% | −235−1.5% | Reduced |
| Stoneridge Investment Partners LLC | 15,358 | $2.75M | 1.51% | 00.0% | Unchanged |
| Wright Investors Service Inc | 15,352 | $2.74M | 0.78% | +2,572+20.1% | Added |
| Pallas Capital Advisors LLC | 15,241 | $2.72M | 0.37% | −749−4.7% | Reduced |
| KG&L Capital Management,LLC | 15,227 | $2.72M | 1.47% | +1,373+9.9% | Added |
| Stamos Capital Partners, L.P. | 15,200 | $2.72M | 0.82% | 00.0% | Unchanged |
| Iowa State Bank | 15,163 | $2.71M | 0.72% | +192+1.3% | Added |
| Eukles Asset Management | 15,150 | $2.71M | 1.71% | +40+0.3% | Added |
| Karp Capital Management Corp | 15,112 | $2.70M | 0.48% | +135+0.9% | Added |
| Roundview Capital LLC | 15,050 | $2.69M | 0.32% | −111−0.7% | Reduced |
| Country Club Bank | 14,654 | $2.69M | 0.25% | −349−2.3% | Reduced |
| Cullen/Frost Bankers, Inc. | 15,028 | $2.69M | 0.06% | +419+2.9% | Added |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $2.68M | 0.88% | 00.0% | Unchanged |
| Clearbridge Investments, LLC | 14,990 | $2.68M | 0.00% | 00.0% | Unchanged |
| Parcion Private Wealth LLC | 14,982 | $2.68M | 0.27% | +12,028+407.2% | Added |
| EagleClaw Capital Managment, LLC | 14,900 | $2.66M | 0.72% | +50+0.3% | Added |
| Webster Bank, N. A. | 14,897 | $2.66M | 0.36% | −205−1.4% | Reduced |
| Ogorek Anthony Joseph | 14,873 | $2.66M | 1.22% | +338+2.3% | Added |
| Griffin Asset Management, Inc. | 14,848 | $2.65M | 0.42% | −94−0.6% | Reduced |
| Brown Brothers Harriman & Co | 14,793 | $2.64M | 0.02% | −162−1.1% | Reduced |
| Tower View Investment Management & Research LLC | 14,751 | $2.64M | 1.95% | +14,751 | New |
| Wetherby Asset Management Inc | 14,724 | $2.63M | 0.18% | +942+6.8% | Added |
| Mitchell Capital Management Co | 14,539 | $2.60M | 0.73% | +554+4.0% | Added |
| Shelton Capital Management | 14,325 | $2.56M | 0.12% | +482+3.5% | Added |
| Investment Management of Virginia LLC | 14,310 | $2.56M | 0.53% | −193−1.3% | Reduced |
| Financial Sense Advisors, Inc. | 14,280 | $2.55M | 0.95% | +14,280 | New |
| Kinloch Capital, LLC | 14,210 | $2.54M | 1.64% | +421+3.1% | Added |
| Hixon Zuercher, LLC | 14,092 | $2.52M | 1.63% | +393+2.9% | Added |
| KMG Fiduciary Partners, LLC | 14,058 | $2.51M | 0.47% | +649+4.8% | Added |
| Horizon Investments, LLC | 14,151 | $2.51M | 0.08% | +2,796+24.6% | Added |
| Gould Capital, LLC | 14,013 | $2.50M | 2.02% | −19−0.1% | Reduced |
| Arrow Financial Corp | 13,999 | $2.50M | 0.34% | +277+2.0% | Added |
| Stonnington Group, LLC | 13,865 | $2.50M | 0.67% | −3,680−21.0% | Reduced |
| HC Financial Advisors Inc | 13,946 | $2.49M | 1.67% | 00.0% | Unchanged |
| Plimoth Trust Co LLC | 13,811 | $2.47M | 0.78% | +2,732+24.7% | Added |
| Blue Edge Capital, LLC | 13,719 | $2.45M | 0.57% | −118−0.9% | Reduced |
| Hennessy Advisors Inc | 13,700 | $2.45M | 0.15% | −300−2.1% | Reduced |
| Pearl River Capital, LLC | 13,674 | $2.44M | 0.57% | +13,674 | New |
| Valeo Financial Advisors, LLC | 13,547 | $2.42M | 0.15% | −12,378−47.7% | Reduced |
| Pathstone Family Office, LLC | 13,478 | $2.41M | 0.05% | +7,493+125.2% | Added |
| Group One Trading, L.P. | 13,380 | $2.39M | 0.07% | −135,858−91.0% | Reduced |
| Richard Bernstein Advisors LLC | 13,294 | $2.38M | 0.05% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 13,274 | $2.37M | 0.26% | −929−6.5% | Reduced |
| Strategic Capital Advisers, Inc. | 13,230 | $2.37M | 1.95% | +1,649+14.2% | Added |
| Redpoint Investment Management Pty Ltd | 13,182 | $2.36M | 0.28% | +427+3.3% | Added |
| Logan Capital Management Inc | 13,165 | $2.35M | 0.14% | −75−0.6% | Reduced |
| Brinker Capital Investments, LLC | 13,154 | $2.35M | 0.04% | +56+0.4% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 13,125 | $2.35M | 0.02% | −2,715−17.1% | Reduced |
| Cornerstone Wealth Group, LLC | 13,089 | $2.34M | 0.49% | +1,061+8.8% | Added |
| Pinnacle Holdings, LLC | 13,075 | $2.34M | 1.07% | +141+1.1% | Added |
| Los Angeles Capital Management LLC | 13,058 | $2.33M | 0.01% | +3,219+32.7% | Added |
| Pflug Koory, LLC | 13,052 | $2.33M | 1.35% | +542+4.3% | Added |
| Meiji Yasuda Life Insurance Co | 13,030 | $2.33M | 0.04% | +2,400+22.6% | Added |
| Savant Capital, LLC | 13,021 | $2.33M | 0.07% | +394+3.1% | Added |
| Trust Co of Toledo NA | 13,019 | $2.33M | 0.41% | 00.0% | Unchanged |
| Greenleaf Trust | 12,998 | $2.32M | 0.04% | −306−2.3% | Reduced |
| Ally Financial Inc. | 13,000 | $2.32M | 0.32% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 12,982 | $2.32M | 0.22% | +102+0.8% | Added |
| NEIRG Wealth Management, LLC | 12,940 | $2.31M | 0.51% | −306−2.3% | Reduced |
| Richelieu Gestion PLC | 12,842 | $2.30M | 2.60% | +1,067+9.1% | Added |
| Guyasuta Investment Advisors Inc | 12,783 | $2.29M | 0.18% | +50+0.4% | Added |
| Veriti Management LLC | 12,784 | $2.29M | 0.32% | +808+6.7% | Added |
| Eudaimonia Partners, LLC | 12,763 | $2.28M | 0.42% | +244+1.9% | Added |
| South Dakota Investment Council | 12,598 | $2.25M | 0.05% | +4,823+62.0% | Added |
| Ameritas Investment Partners, Inc. | 12,574 | $2.25M | 0.10% | −189−1.5% | Reduced |
| Studio Investment Management LLC | 12,550 | $2.24M | 0.78% | +125+1.0% | Added |
| Barbara Oil Co. | 12,500 | $2.23M | 1.16% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 15,426 | $2.23M | 0.03% | −3,978−20.5% | Reduced |
| Ellis Investment Partners, LLC | 12,492 | $2.23M | 0.60% | +531+4.4% | Added |
| Azimuth Capital Investment Management LLC | 12,481 | $2.23M | 0.11% | +12,481 | New |
| Park Avenue Securities LLC | 12,474 | $2.23M | 0.04% | +1,727+16.1% | Added |
| BLB&B Advisors, LLC | 12,458 | $2.23M | 0.18% | −140−1.1% | Reduced |
| J.P. Marvel Investment Advisors, LLC | 12,419 | $2.22M | 0.53% | 00.0% | Unchanged |
| Goelzer Investment Management, Inc. | 12,246 | $2.19M | 0.21% | +1,036+9.2% | Added |
| Lowe Brockenbrough & Co Inc | 12,219 | $2.18M | 0.19% | −105−0.9% | Reduced |
| Mission Creek Capital Partners, Inc. | 12,205 | $2.18M | 0.73% | 00.0% | Unchanged |
| Cambridge Advisors Inc. | 12,174 | $2.18M | 0.59% | −193−1.6% | Reduced |
| Spire Wealth Management | 12,151 | $2.17M | 0.09% | −3,203−20.9% | Reduced |
| Buckley Wealth Management, LLC | 11,972 | $2.14M | 0.69% | −35−0.3% | Reduced |
| Leavell Investment Management, Inc. | 11,971 | $2.14M | 0.16% | +66+0.6% | Added |
| Bowen Hanes & Co Inc | 11,939 | $2.13M | 0.08% | 00.0% | Unchanged |
| Viewpoint Capital Management LLC | 11,788 | $2.11M | 1.98% | +150+1.3% | Added |