Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Woodstock Corp | 3,325 | $594.0K | 0.08% | −150−4.3% | Reduced |
| Sawgrass Asset Management LLC | 3,325 | $594.0K | 0.08% | −20−0.6% | Reduced |
| Washington Trust Advisors, Inc. | 3,332 | $595.0K | 0.05% | −41−1.2% | Reduced |
| Ballast, Inc. | 3,333 | $595.0K | 0.28% | +453+15.7% | Added |
| Rehmann Capital Advisory Group | 3,331 | $595.5K | 0.07% | −371−10.0% | Reduced |
| Morris Retirement Advisors, LLC | 3,335 | $596.0K | 0.52% | −225−6.3% | Reduced |
| Flagship Harbor Advisors, LLC | 3,336 | $596.0K | 0.07% | +540+19.3% | Added |
| Retirement Planning Co of New England, Inc. | 3,342 | $597.0K | 0.41% | −108−3.1% | Reduced |
| Fukoku Mutual Life Insurance Co | 3,350 | $599.0K | 0.05% | −310−8.5% | Reduced |
| First Heartland Consultants, Inc. | 3,356 | $599.0K | 0.09% | +263+8.5% | Added |
| Lion Street Advisors, LLC | 2,929 | $599.0K | 0.31% | +3+0.1% | Added |
| Marble Harbor Investment Counsel, LLC | 3,354 | $600.0K | 0.09% | 00.0% | Unchanged |
| Advisor Resource Council | 3,352 | $600.0K | 0.06% | +2,231+199.0% | Added |
| TD Ameritrade Investment Management, LLC | 3,364 | $601.0K | 0.01% | −1,159−25.6% | Reduced |
| Stonebridge Capital Advisors LLC | 3,376 | $604.0K | 0.07% | −60−1.7% | Reduced |
| Brighton Jones LLC | 3,383 | $605.0K | 0.04% | −10−0.3% | Reduced |
| Tompkins Financial Corp | 3,404 | $608.0K | 0.10% | −585−14.7% | Reduced |
| Laird Norton Trust Company, LLC | 3,404 | $608.0K | 0.08% | −268−7.3% | Reduced |
| E&G Advisors, LP | 3,400 | $608.0K | 0.21% | 00.0% | Unchanged |
| Charter Research & Investment Group, Inc. | 3,400 | $608.0K | 0.55% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 3,406 | $609.0K | 0.05% | −33−1.0% | Reduced |
| Carnegie Capital Asset Management, LLC | 3,414 | $610.0K | 0.03% | +33+1.0% | Added |
| Ballast Advisors LLC | 3,430 | $613.0K | 0.28% | 00.0% | Unchanged |
| 44 Wealth Management LLC | 3,434 | $614.0K | 0.24% | −409−10.6% | Reduced |
| Rodgers Brothers Inc. | 3,440 | $615.0K | 0.12% | 00.0% | Unchanged |
| Kavar Capital Partners Group, LLC | 3,448 | $616.0K | 0.14% | +400+13.1% | Added |
| IPG Investment Advisors LLC | 3,451 | $617.0K | 0.15% | −91−2.6% | Reduced |
| Texas Yale Capital Corp. | 3,458 | $618.0K | 0.04% | +90+2.7% | Added |
| Balentine LLC | 3,466 | $620.0K | 0.02% | +349+11.2% | Added |
| Quadrant Capital Group LLC | 3,468 | $620.0K | 0.08% | +439+14.5% | Added |
| Monticello Wealth Management, LLC | 3,480 | $622.0K | 0.07% | −225−6.1% | Reduced |
| Indiana Trust & Investment Management CO | 3,478 | $622.0K | 0.35% | +182+5.5% | Added |
| GPS Wealth Strategies Group, LLC | 3,488 | $624.0K | 0.16% | −246−6.6% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 3,489 | $624.0K | 0.36% | +1,354+63.4% | Added |
| Fernwood Investment Management, LLC | 3,497 | $625.0K | 0.27% | 00.0% | Unchanged |
| AXS Investments LLC | 3,503 | $626.0K | 0.22% | −1,833−34.4% | Reduced |
| Granite Investment Partners, LLC | 3,500 | $626.0K | 0.03% | +3,500 | New |
| XML Financial, LLC | 3,505 | $627.0K | 0.14% | +256+7.9% | Added |
| First Manhattan Co | 3,515 | $628.0K | 0.00% | +3+0.1% | Added |
| SignalPoint Asset Management, LLC | 3,526 | $630.0K | 0.23% | −94−2.6% | Reduced |
| Kaizen Financial Strategies | 3,535 | $632.0K | 0.63% | −96−2.6% | Reduced |
| Cooper Financial Group | 3,537 | $632.0K | 0.23% | +1,451+69.6% | Added |
| Auxier Asset Management | 3,540 | $633.0K | 0.11% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $633.0K | 0.21% | 00.0% | Unchanged |
| Wealth Management Partners, LLC | 4,000 | $634.0K | 0.56% | +1,000+33.3% | Added |
| Taurus Asset Management, LLC | 3,558 | $636.0K | 0.08% | 00.0% | Unchanged |
| Wealth Architects, LLC | 3,557 | $636.0K | 0.12% | +15+0.4% | Added |
| Gleason Group, Inc. | 3,558 | $636.0K | 0.22% | +19+0.5% | Added |
| White Lighthouse Investment Management Inc. | 3,571 | $638.0K | 0.18% | −3−0.1% | Reduced |
| Thomasville National Bank | 3,569 | $638.0K | 0.07% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 3,568 | $638.0K | 0.07% | +166+4.9% | Added |
| Modera Wealth Management, LLC | 3,573 | $639.0K | 0.03% | −31−0.9% | Reduced |
| Mizuho Securities USA LLC | 3,584 | $641.0K | 0.10% | 00.0% | Unchanged |
| Cynosure Management, LLC | 3,600 | $644.0K | 0.63% | 00.0% | Unchanged |
| Dumont & Blake Investment Advisors LLC | 3,608 | $645.0K | 0.21% | +30+0.8% | Added |
| Vident Investment Advisory, LLC | 3,591 | $646.0K | 0.02% | −565−13.6% | Reduced |
| Nwam LLC | 3,677 | $648.0K | 0.06% | −159−4.1% | Reduced |
| SS&H Financial Advisors, Inc. | 3,625 | $648.0K | 0.30% | −15−0.4% | Reduced |
| Federated Hermes, Inc. | 3,628 | $649.0K | 0.00% | −1,157−24.2% | Reduced |
| Delta Investment Management, LLC | 3,633 | $649.0K | 0.30% | +10.0% | Added |
| Pacific Wealth Strategies Group, Inc. | 3,637 | $650.0K | 0.84% | −7,740−68.0% | Reduced |
| Patton Albertson Miller Group, LLC | 3,638 | $650.0K | 0.13% | −85−2.3% | Reduced |
| J. W. Coons Advisors, LLC | 3,630 | $651.0K | 0.23% | −50−1.4% | Reduced |
| Sawtooth Solutions, LLC | 3,660 | $654.0K | 0.08% | +1,009+38.1% | Added |
| South State Corp. | 3,659 | $655.0K | 0.06% | −117−3.1% | Reduced |
| Strategic Blueprint, LLC | 3,662 | $655.0K | 0.08% | +335+10.1% | Added |
| Curated Wealth Partners LLC | 3,659 | $655.0K | 0.19% | +2,206+151.8% | Added |
| Gouws Capital LLC | 3,688 | $659.0K | 0.63% | +3,688 | New |
| Sentry Investment Management LLC | 3,695 | $661.0K | 0.30% | −596−13.9% | Reduced |
| Concentric Wealth Management, LLC | 3,700 | $661.0K | 0.22% | +300+8.8% | Added |
| Circle Wealth Management, LLC | 3,701 | $662.0K | 0.11% | +28+0.8% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,701 | $662.0K | 0.11% | +348+10.4% | Added |
| Roman Butler Fullerton & Co | 3,831 | $664.0K | 0.37% | +149+4.0% | Added |
| Crawford Investment Counsel Inc | 3,718 | $665.0K | 0.01% | −211−5.4% | Reduced |
| Stiles Financial Services Inc | 3,719 | $665.0K | 0.40% | +13+0.4% | Added |
| Source Financial Advisors LLC | 3,761 | $672.0K | 0.26% | −26−0.7% | Reduced |
| Menard Financial Group LLC | 3,769 | $674.0K | 1.10% | −109−2.8% | Reduced |
| Morse Asset Management, Inc | 3,769 | $674.0K | 0.22% | +795+26.7% | Added |
| Montecito Bank & Trust | 3,776 | $675.0K | 0.16% | +35+0.9% | Added |
| Ancora Advisors, LLC | 3,784 | $677.0K | 0.02% | +50+1.3% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,417 | $677.0K | 0.17% | +83+2.5% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 3,790 | $678.0K | 0.04% | +345+10.0% | Added |
| Charles Schwab Trust Co | 3,800 | $679.0K | 0.14% | 00.0% | Unchanged |
| Aire Advisors, LLC | 3,780 | $679.0K | 0.24% | +2,833+299.2% | Added |
| US Asset Management LLC | 3,802 | $680.0K | 0.75% | 00.0% | Unchanged |
| Courier Capital LLC | 3,811 | $681.0K | 0.08% | +10.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 3,807 | $681.0K | 0.04% | +256+7.2% | Added |
| Horizon Wealth Management, LLC | 3,816 | $682.0K | 0.28% | +15+0.4% | Added |
| Change Path, LLC | 3,835 | $685.0K | 0.04% | −3,338−46.5% | Reduced |
| CRA Financial Services, LLC | 3,832 | $685.0K | 0.23% | −600−13.5% | Reduced |
| Credit Agricole S A | 3,826 | $685.0K | 0.03% | −346−8.3% | Reduced |
| Hancock Whitney Corp | 3,835 | $686.0K | 0.03% | −126−3.2% | Reduced |
| Xcel Wealth Management, LLC | 3,835 | $686.0K | 0.25% | +10.0% | Added |
| DMG Group, LLC | 3,856 | $688.0K | 0.81% | +601+18.5% | Added |
| Grandview Asset Management LLC | 3,855 | $689.0K | 0.39% | −783−16.9% | Reduced |
| Hudson Valley Investment Advisors Inc | 3,856 | $689.0K | 0.11% | −100−2.5% | Reduced |
| ZWJ Investment Counsel Inc | 3,861 | $690.0K | 0.04% | +2,330+152.2% | Added |
| SNS Financial Group, LLC | 3,865 | $691.0K | 0.09% | +23+0.6% | Added |
| Gladstone Institutional Advisory LLC | 3,868 | $691.0K | 0.05% | +144+3.9% | Added |
| Lantz Financial LLC | 3,878 | $693.0K | 0.31% | −299−7.2% | Reduced |