Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oregon Public Employees Retirement Fund | 41,816 | $7.47M | 0.11% | −1,869−4.3% | Reduced |
| Atria Investments LLC | 41,940 | $7.50M | 0.16% | −7,726−15.6% | Reduced |
| Appian Way Asset Management LP | 42,200 | $7.54M | 3.08% | +33,400+379.5% | Added |
| Elo Mutual Pension Insurance Co | 42,240 | $7.55M | 0.25% | −304−0.7% | Reduced |
| MUFG Americas Holdings Corp | 42,250 | $7.55M | 0.17% | −4,843−10.3% | Reduced |
| Bokf, NA | 42,582 | $7.61M | 0.15% | +158+0.4% | Added |
| Westpac Banking Corp | 42,708 | $7.63M | 0.10% | −31,216−42.2% | Reduced |
| McRae Capital Management Inc | 42,780 | $7.65M | 2.08% | −190.0% | Reduced |
| Nikko Asset Management Americas, Inc. | 43,586 | $7.72M | 0.10% | +383+0.9% | Added |
| Securian Asset Management, Inc | 43,246 | $7.73M | 0.19% | −766−1.7% | Reduced |
| CBOE Vest Financial, LLC | 43,634 | $7.78M | 1.42% | +4,499+11.5% | Added |
| Great Lakes Advisors, LLC | 43,575 | $7.79M | 0.15% | +19,064+77.8% | Added |
| Hantz Financial Services, Inc. | 43,723 | $7.82M | 0.26% | +1,878+4.5% | Added |
| Steward Partners Investment Advisory, LLC | 43,824 | $7.83M | 0.14% | +461+1.1% | Added |
| Culbertson A N & Co Inc | 43,934 | $7.85M | 1.70% | +150+0.3% | Added |
| Callahan Advisors, LLC | 44,012 | $7.87M | 1.05% | +186+0.4% | Added |
| Snowden Capital Advisors LLC | 44,155 | $7.89M | 0.35% | −50−0.1% | Reduced |
| Jacobs & Co | 44,173 | $7.90M | 1.06% | −2,160−4.7% | Reduced |
| Wharton Business Group, LLC | 44,191 | $7.90M | 0.52% | +25,586+137.5% | Added |
| Mastrapasqua Asset Management Inc | 44,418 | $7.94M | 1.08% | −792−1.8% | Reduced |
| CIBC World Markets Corp | 44,489 | $7.95M | 0.07% | −126,987−74.1% | Reduced |
| Clifford Swan Investment Counsel LLC | 44,924 | $8.03M | 0.35% | +27+0.1% | Added |
| American Assets Investment Management, LLC | 45,000 | $8.04M | 1.00% | 00.0% | Unchanged |
| Philadelphia Trust Co | 46,620 | $8.33M | 0.86% | −5,694−10.9% | Reduced |
| Quilter Plc | 46,956 | $8.39M | 0.28% | +115+0.2% | Added |
| James Investment Research Inc | 47,005 | $8.40M | 1.12% | −2,683−5.4% | Reduced |
| Oppenheimer & Co Inc | 47,019 | $8.40M | 0.18% | −4,912−9.5% | Reduced |
| Becker Capital Management Inc | 47,048 | $8.41M | 0.41% | −5,372−10.2% | Reduced |
| CIBC Private Wealth Group, LLC | 47,134 | $8.43M | 0.02% | +2,242+5.0% | Added |
| Davenport & Co LLC | 47,301 | $8.46M | 0.07% | +848+1.8% | Added |
| Central Trust Co | 47,459 | $8.48M | 0.28% | +280+0.6% | Added |
| Asahi Life Asset Management Co., Ltd. | 47,682 | $8.52M | 2.28% | −48,870−50.6% | Reduced |
| Greenwood Gearhart Inc | 47,739 | $8.53M | 1.36% | +1,113+2.4% | Added |
| First American Trust, FSB | 48,701 | $8.71M | 1.38% | +2,675+5.8% | Added |
| Howe & Rusling Inc | 49,137 | $8.78M | 1.11% | +610+1.3% | Added |
| Texas Capital Bank Wealth Management Services Inc | 49,661 | $8.88M | 1.03% | −11,075−18.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 50,000 | $8.94M | 0.09% | +5,938+13.5% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 50,054 | $8.98M | 0.02% | −601−1.2% | Reduced |
| Jennison Associates LLC | 50,491 | $9.03M | 0.01% | −29,083−36.5% | Reduced |
| Natixis | 50,459 | $9.03M | 0.03% | −393,566−88.6% | Reduced |
| KBC Group NV | 50,648 | $9.05M | 0.05% | −16,522−24.6% | Reduced |
| Scotia Capital Inc. | 50,654 | $9.05M | 0.07% | −2,384−4.5% | Reduced |
| Clear Harbor Asset Management, LLC | 51,039 | $9.12M | 1.22% | +1,169+2.3% | Added |
| Dearborn Partners LLC | 51,208 | $9.15M | 0.39% | +61+0.1% | Added |
| Public Sector Pension Investment Board | 51,304 | $9.17M | 0.08% | −24,597−32.4% | Reduced |
| Cetera Investment Advisers | 51,478 | $9.20M | 0.15% | −747−1.4% | Reduced |
| Candriam Luxembourg S.C.A. | 51,857 | $9.27M | 0.08% | −2,672−4.9% | Reduced |
| Integrated Advisors Network LLC | 51,878 | $9.27M | 0.60% | −13,322−20.4% | Reduced |
| Richard C. Young & CO., LTD. | 52,213 | $9.33M | 1.21% | +2,025+4.0% | Added |
| Steel Peak Wealth Management LLC | 52,721 | $9.42M | 0.68% | +16,254+44.6% | Added |
| O'Shaughnessy Asset Management, LLC | 52,938 | $9.46M | 0.17% | +8,004+17.8% | Added |
| LaFleur & Godfrey LLC | 53,128 | $9.50M | 1.50% | −2,127−3.8% | Reduced |
| Oppenheimer Asset Management Inc. | 53,134 | $9.50M | 0.16% | −633−1.2% | Reduced |
| Hartford Investment Management Co | 53,814 | $9.62M | 0.30% | −59−0.1% | Reduced |
| GWM Advisors LLC | 53,998 | $9.65M | 0.17% | +4,293+8.6% | Added |
| Ossiam | 54,057 | $9.66M | 0.29% | −22,952−29.8% | Reduced |
| Beacon Pointe Advisors, LLC | 53,990 | $9.66M | 0.20% | −3,755−6.5% | Reduced |
| Advisors Capital Management, LLC | 54,387 | $9.72M | 0.30% | +3,721+7.3% | Added |
| D.A. Davidson & Co. | 54,817 | $9.80M | 0.12% | +870+1.6% | Added |
| Aptus Capital Advisors, LLC | 55,134 | $9.86M | 0.33% | +3,447+6.7% | Added |
| Brandywine Global Investment Management, LLC | 55,213 | $9.87M | 0.09% | −628−1.1% | Reduced |
| Advisors Asset Management, Inc. | 55,358 | $9.90M | 0.18% | +55,358 | New |
| American Century Companies Inc | 55,643 | $9.95M | 0.01% | −284−0.5% | Reduced |
| Tufton Capital Management | 55,959 | $10.0M | 1.87% | +120+0.2% | Added |
| Kovitz Investment Group Partners, LLC | 56,662 | $10.1M | 0.22% | −17,711−23.8% | Reduced |
| Charter Trust Co | 56,700 | $10.1M | 0.81% | +16,153+39.8% | Added |
| Norinchukin Bank, The | 57,195 | $10.2M | 0.20% | −17,720−23.7% | Reduced |
| Madison Asset Management, LLC | 57,958 | $10.4M | 0.16% | +48,005+482.3% | Added |
| Capital International Sarl | 57,998 | $10.4M | 0.83% | +13,832+31.3% | Added |
| Birmingham Capital Management Co Inc | 58,095 | $10.4M | 4.14% | −625−1.1% | Reduced |
| Swiss Life Asset Management Ltd | 58,084 | $10.4M | 0.17% | −19,140−24.8% | Reduced |
| Whittier Trust Co | 58,365 | $10.4M | 0.21% | −3,366−5.5% | Reduced |
| Baker Avenue Asset Management, LP | 58,455 | $10.4M | 0.70% | +12,051+26.0% | Added |
| Peapack Gladstone Financial Corp | 58,509 | $10.5M | 0.24% | −930−1.6% | Reduced |
| Nissay Asset Management Corp | 58,968 | $10.5M | 0.10% | −218−0.4% | Reduced |
| Engineers Gate Manager LP | 59,121 | $10.6M | 0.39% | +57,773+4,285.8% | Added |
| Nomura Holdings Inc | 56,543 | $10.6M | 0.09% | +7,870+16.2% | Added |
| Gofen & Glossberg LLC | 59,331 | $10.6M | 0.28% | −42−0.1% | Reduced |
| SG Americas Securities, LLC | 59,898 | $10.7M | 0.14% | +14,754+32.7% | Added |
| Lee Danner & Bass Inc | 59,920 | $10.7M | 1.08% | −1,325−2.2% | Reduced |
| Blackhill Capital Inc | 60,000 | $10.7M | 1.24% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 59,740 | $10.8M | 0.12% | +10,094+20.3% | Added |
| Blue Chip Partners, Inc. | 60,603 | $10.8M | 1.38% | +3,679+6.5% | Added |
| Pinnacle Associates Ltd | 61,454 | $11.0M | 0.24% | −958−1.5% | Reduced |
| Ziegler Capital Management, LLC | 61,555 | $11.0M | 0.45% | −1,172−1.9% | Reduced |
| Meitav Dash Investments Ltd | 62,100 | $11.0M | 0.19% | −9,850−13.7% | Reduced |
| British Columbia Investment Management Corp | 62,213 | $11.1M | 0.11% | −21,396−25.6% | Reduced |
| Virtu Financial LLC | 62,331 | $11.1M | 0.95% | +62,331 | New |
| KCM Investment Advisors LLC | 62,779 | $11.2M | 0.49% | +797+1.3% | Added |
| RiverFront Investment Group, LLC | 63,605 | $11.4M | 0.43% | +12,910+25.5% | Added |
| Badgley Phelps Wealth Managers, LLC | 63,782 | $11.4M | 0.47% | +2,133+3.5% | Added |
| Independent Advisor Alliance | 64,351 | $11.5M | 0.64% | −1,730−2.6% | Reduced |
| Community Bank of Raymore | 64,525 | $11.5M | 3.51% | −100−0.2% | Reduced |
| Fiduciary Trust Co | 65,166 | $11.6M | 0.25% | −209−0.3% | Reduced |
| Delta Asset Management LLC | 65,372 | $11.7M | 1.32% | −1,199−1.8% | Reduced |
| Brown Advisory Inc | 65,846 | $11.8M | 0.02% | +1,540+2.4% | Added |
| Mercer Global Advisors Inc | 67,893 | $12.1M | 0.07% | +7,083+11.6% | Added |
| Grassi Investment Management | 69,004 | $12.3M | 1.64% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 69,171 | $12.4M | 1.87% | +40.0% | Added |
| B. Metzler seel. Sohn & Co. AG | 69,571 | $12.4M | 0.20% | −640,485−90.2% | Reduced |