Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Biechele Royce Advisors | 24,256 | $4.34M | 1.93% | −180−0.7% | Reduced |
| Beacon Investment Advisory Services, Inc. | 24,659 | $4.41M | 0.23% | +1,025+4.3% | Added |
| Creative Financial Designs Inc | 24,893 | $4.45M | 0.73% | +616+2.5% | Added |
| Prudential PLC | 24,891 | $4.45M | 0.08% | +695+2.9% | Added |
| Essex Investment Management Co LLC | 25,047 | $4.48M | 0.72% | −1,792−6.7% | Reduced |
| HB Wealth Management, LLC | 25,085 | $4.48M | 0.09% | +1,827+7.9% | Added |
| Monte Financial Group, LLC | 25,237 | $4.51M | 2.63% | +311+1.2% | Added |
| National Asset Management, Inc. | 25,284 | $4.52M | 0.19% | +1,372+5.7% | Added |
| Achmea Investment Management B.V. | 25,458 | $4.55M | 0.15% | 00.0% | Unchanged |
| Aull & Monroe Investment Management Corp | 25,475 | $4.55M | 2.31% | −74−0.3% | Reduced |
| Northwest Investment Counselors, LLC | 25,646 | $4.58M | 1.41% | −323−1.2% | Reduced |
| American National Bank | 25,806 | $4.61M | 1.10% | −150−0.6% | Reduced |
| Waycross Partners, LLC | 25,920 | $4.63M | 3.08% | −37−0.1% | Reduced |
| ARS Wealth Advisors Group, LLC | 25,929 | $4.63M | 0.64% | +24,829+2,257.2% | Added |
| Independent Wealth Network Inc. | 26,338 | $4.71M | 3.39% | +40.0% | Added |
| Y-Intercept (Hong Kong) Ltd | 26,451 | $4.73M | 0.62% | +26,451 | New |
| Knights of Columbus Asset Advisors LLC | 26,467 | $4.73M | 0.47% | −5,429−17.0% | Reduced |
| Signet Financial Management, LLC | 26,632 | $4.76M | 0.91% | +446+1.7% | Added |
| Miracle Mile Advisors, LLC | 26,638 | $4.76M | 0.22% | +769+3.0% | Added |
| Crossmark Global Holdings, Inc. | 26,657 | $4.76M | 0.12% | +809+3.1% | Added |
| Silver Oak Securities, Inc | 26,707 | $4.77M | 1.07% | −374−1.4% | Reduced |
| Avantax Advisory Services, Inc. | 26,692 | $4.77M | 0.07% | −351−1.3% | Reduced |
| Koshinski Asset Management, Inc. | 27,339 | $4.89M | 0.49% | −328−1.2% | Reduced |
| Geneos Wealth Management Inc. | 27,458 | $4.89M | 0.24% | −205−0.7% | Reduced |
| Welch & Forbes LLC | 27,548 | $4.92M | 0.09% | −2,206−7.4% | Reduced |
| Farmers & Merchants Investments Inc | 27,602 | $4.93M | 0.21% | +209+0.8% | Added |
| Ferguson Wellman Capital Management, Inc | 27,696 | $4.95M | 0.18% | −1,628−5.6% | Reduced |
| Spinnaker Trust | 27,724 | $4.96M | 0.38% | 00.0% | Unchanged |
| Permanens Capital L.P. | 27,783 | $4.97M | 1.00% | 00.0% | Unchanged |
| Sigma Investment Counselors Inc | 28,019 | $5.01M | 0.41% | +340+1.2% | Added |
| Federation des caisses Desjardins du Quebec | 28,022 | $5.01M | 0.06% | +166+0.6% | Added |
| Coldstream Capital Management Inc | 28,033 | $5.01M | 0.20% | +2,728+10.8% | Added |
| Andra AP-fonden | 28,100 | $5.02M | 0.14% | +28,100 | New |
| Kinneret Advisory, LLC | 28,333 | $5.07M | 0.66% | +600+2.2% | Added |
| Sandbar Asset Management LLP | 29,414 | $5.09M | 2.33% | +10,133+52.6% | Added |
| Gluskin Sheff & Assoc Inc | 28,597 | $5.11M | 0.28% | −6,622−18.8% | Reduced |
| First Financial Bank - Trust Division | 28,613 | $5.12M | 0.62% | +668+2.4% | Added |
| Kestra Private Wealth Services, LLC | 28,760 | $5.14M | 0.29% | +165+0.6% | Added |
| Regentatlantic Capital LLC | 28,950 | $5.17M | 0.17% | +715+2.5% | Added |
| Consolidated Planning Corp | 28,963 | $5.18M | 1.62% | +28,963 | New |
| Eagle Global Advisors LLC | 29,337 | $5.24M | 0.39% | −310−1.0% | Reduced |
| Guggenheim Capital LLC | 29,511 | $5.28M | 0.04% | −6,026−17.0% | Reduced |
| Squarepoint Ops LLC | 29,686 | $5.31M | 0.05% | +1,787+6.4% | Added |
| Saba Capital Management, L.P. | 29,783 | $5.32M | 0.07% | +29,783 | New |
| Kanawha Capital Management LLC | 29,828 | $5.33M | 0.54% | +314+1.1% | Added |
| Cullinan Associates Inc | 29,907 | $5.35M | 0.33% | +314+1.1% | Added |
| New Mexico Educational Retirement Board | 30,002 | $5.36M | 0.26% | −1,500−4.8% | Reduced |
| Segall Bryant & Hamill, LLC | 30,083 | $5.39M | 0.06% | +1,528+5.4% | Added |
| Banque Cantonale Vaudoise | 30,249 | $5.41M | 0.28% | −2,647−8.0% | Reduced |
| First Horizon Advisors, Inc. | 30,431 | $5.44M | 0.19% | −12,228−28.7% | Reduced |
| Cannell Peter B & Co Inc | 30,682 | $5.49M | 0.20% | −1,062−3.3% | Reduced |
| Illinois Municipal Retirement Fund | 30,722 | $5.49M | 0.13% | −39,685−56.4% | Reduced |
| Consolidated Capital Management, LLC | 30,991 | $5.54M | 3.32% | −279−0.9% | Reduced |
| Dodge & Cox | 31,437 | $5.62M | 0.00% | −70−0.2% | Reduced |
| Metropolitan Life Insurance Co | 32,127 | $5.74M | 0.25% | −1,256−3.8% | Reduced |
| Welch Group, LLC | 32,151 | $5.75M | 0.35% | +739+2.4% | Added |
| Laurion Capital Management LP | 32,610 | $5.83M | 0.24% | +19,963+157.8% | Added |
| Sigma Planning Corp | 32,627 | $5.83M | 0.21% | −575−1.7% | Reduced |
| Advisory Services Network, LLC | 32,772 | $5.86M | 0.20% | +2,842+9.5% | Added |
| Anderson Hoagland & Co | 33,348 | $6.01M | 0.90% | −380−1.1% | Reduced |
| Simmons Bank | 33,690 | $6.02M | 0.53% | +4,574+15.7% | Added |
| Louisiana State Employees Retirement System | 33,800 | $6.07M | 0.16% | −300−0.9% | Reduced |
| Whittier Trust Co of Nevada Inc | 34,027 | $6.08M | 0.25% | +1,935+6.0% | Added |
| HighPoint Advisor Group LLC | 35,433 | $6.11M | 0.67% | +35,433 | New |
| Capitolis Advisors LLC | 34,191 | $6.11M | 0.32% | 00.0% | Unchanged |
| Shelter Mutual Insurance Co | 34,200 | $6.11M | 1.85% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 34,624 | $6.19M | 0.32% | −2,357−6.4% | Reduced |
| Salem Investment Counselors Inc | 34,784 | $6.22M | 0.28% | +339+1.0% | Added |
| Fayez Sarofim & Co | 34,788 | $6.22M | 0.02% | +4,961+16.6% | Added |
| Oak Harvest Investment Services | 34,804 | $6.22M | 1.68% | +1,797+5.4% | Added |
| Cornerstone Advisors, LLC | 35,000 | $6.26M | 0.33% | +35,000 | New |
| Synovus Financial Corp | 35,017 | $6.26M | 0.07% | +4,643+15.3% | Added |
| Parsons Capital Management Inc | 35,495 | $6.34M | 0.57% | +70+0.2% | Added |
| Panagora Asset Management Inc | 35,503 | $6.35M | 0.04% | +21,196+148.2% | Added |
| Cerity Partners LLC | 35,769 | $6.39M | 0.08% | +20,418+133.0% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,307 | $6.49M | 0.85% | −210−0.6% | Reduced |
| Pinnacle Financial Partners Inc | 36,409 | $6.51M | 0.23% | +11,339+45.2% | Added |
| TRH Financial, LLC | 36,439 | $6.51M | 2.19% | +6,721+22.6% | Added |
| AlphaCrest Capital Management LLC | 36,604 | $6.54M | 0.32% | +21,330+139.6% | Added |
| Wealthfront Advisers LLC | 36,941 | $6.60M | 0.03% | −160.0% | Reduced |
| Churchill Management Corp | 37,963 | $6.79M | 0.17% | −287−0.8% | Reduced |
| Transform Wealth, LLC | 37,993 | $6.79M | 1.01% | −13,035−25.5% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 38,029 | $6.80M | 0.04% | +38,029 | New |
| Brookstone Capital Management | 38,144 | $6.83M | 0.15% | +5,096+15.4% | Added |
| Dowling & Yahnke LLC | 38,729 | $6.92M | 0.33% | +269+0.7% | Added |
| LS Investment Advisors, LLC | 38,742 | $6.93M | 1.29% | +2,340+6.4% | Added |
| Pittenger & Anderson Inc | 39,010 | $6.97M | 0.41% | −130−0.3% | Reduced |
| Bourgeon Capital Management LLC | 39,399 | $7.04M | 1.86% | +20,049+103.6% | Added |
| Kentucky Retirement Systems | 39,586 | $7.08M | 0.30% | +5,106+14.8% | Added |
| Atwater Malick LLC | 39,638 | $7.09M | 3.73% | +688+1.8% | Added |
| Citadel Advisors LLC | 39,975 | $7.15M | 0.01% | −63,127−61.2% | Reduced |
| Noesis Capital Mangement Corp | 40,223 | $7.19M | 2.13% | −929−2.3% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 40,297 | $7.20M | 1.84% | +2,578+6.8% | Added |
| Prio Wealth Limited Partnership | 40,657 | $7.27M | 0.29% | −238−0.6% | Reduced |
| Leonteq Securities AG | 40,828 | $7.30M | 0.35% | +12,615+44.7% | Added |
| Capital Investment Advisors, LLC | 40,915 | $7.31M | 0.24% | −402−1.0% | Reduced |
| Maryland State Retirement & Pension System | 41,095 | $7.35M | 0.24% | −704−1.7% | Reduced |
| Allied Investment Advisors, LLC | 41,370 | $7.39M | 2.65% | +890+2.2% | Added |
| Bogart Wealth, LLC | 41,732 | $7.46M | 0.65% | +6,758+19.3% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 41,790 | $7.47M | 0.17% | −3,314−7.3% | Reduced |