Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lehman & Derafelo Financial Resources LLC | 1,825 | $407.0K | 0.11% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 1,827 | $407.0K | 0.07% | +78+4.5% | Added |
| Mount Yale Investment Advisors, LLC | 1,837 | $409.0K | 0.04% | +10+0.5% | Added |
| North Point Portfolio Managers Corp | 1,838 | $410.0K | 0.06% | 00.0% | Unchanged |
| Meadow Creek Wealth Advisors LLC | 1,845 | $411.0K | 0.45% | −975−34.6% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,850 | $412.0K | 0.26% | 00.0% | Unchanged |
| AF Advisors, Inc. | 1,860 | $414.0K | 0.28% | −820−30.6% | Reduced |
| Clarus Wealth Advisors | 1,918 | $414.0K | 0.26% | +38+2.0% | Added |
| Aua Capital Management, LLC | 1,870 | $417.0K | 0.22% | +300+19.1% | Added |
| Beck Bode, LLC | 1,872 | $417.0K | 0.09% | +1,872 | New |
| Vise Technologies, Inc. | 1,871 | $417.0K | 0.16% | +1,871 | New |
| Smithfield Trust Co | 1,887 | $418.0K | 0.03% | 00.0% | Unchanged |
| REDW Wealth LLC | 1,878 | $418.0K | 0.12% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 1,881 | $419.0K | 0.11% | +84+4.7% | Added |
| Wealthspire Advisors, LLC | 1,885 | $420.0K | 0.01% | −2,964−61.1% | Reduced |
| Stewart & Patten Co LLC | 1,891 | $421.0K | 0.07% | +73+4.0% | Added |
| Allegheny Financial Group LTD | 1,889 | $421.0K | 0.18% | +70+3.8% | Added |
| Highland Private Wealth Management | 1,894 | $422.0K | 0.06% | +47+2.5% | Added |
| FSB Premier Wealth Management, Inc. | 1,992 | $423.0K | 0.21% | +141+7.6% | Added |
| Concentric Capital Strategies, LP | 1,900 | $423.0K | 0.16% | +1,900 | New |
| MSH Capital Advisors LLC | 1,899 | $423.2K | 0.17% | +142+8.1% | Added |
| Eads & Heald Wealth Management | 1,914 | $426.0K | 0.20% | −30−1.5% | Reduced |
| Intrua Financial, LLC | 1,914 | $426.0K | 0.08% | +25+1.3% | Added |
| Financial Planners of Cleveland, Inc. | 1,917 | $427.0K | 0.18% | −1,574−45.1% | Reduced |
| Capital Advisors Inc | 1,919 | $428.0K | 0.01% | +241+14.4% | Added |
| Corsair Capital Management, L.P. | 1,928 | $430.0K | 0.11% | +1,928 | New |
| Evermay Wealth Management LLC | 1,935 | $431.0K | 0.07% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 1,940 | $432.0K | 0.07% | −3,141−61.8% | Reduced |
| YHB Investment Advisors, Inc. | 1,938 | $432.0K | 0.04% | +202+11.6% | Added |
| Marks Group Wealth Management, Inc | 1,944 | $433.0K | 0.05% | +154+8.6% | Added |
| Appleton Partners Inc | 1,946 | $434.0K | 0.04% | −119−5.8% | Reduced |
| Camarda Financial Advisors, LLC | 1,950 | $434.0K | 0.21% | +1,950 | New |
| First Commonwealth Financial Corp | 1,957 | $436.0K | 0.14% | 00.0% | Unchanged |
| Cooper/Haims Advisors, LLC | 1,959 | $437.0K | 0.28% | +79+4.2% | Added |
| FAI Wealth Management | 1,965 | $437.0K | 0.35% | +1,965 | New |
| Crescent Grove Advisors, LLC | 1,967 | $438.0K | 0.04% | −542−21.6% | Reduced |
| Bluefin Capital Management, LLC | 1,970 | $439.0K | 0.08% | −7,630−79.5% | Reduced |
| Gradient Capital Advisors, LLC | 1,971 | $439.0K | 0.19% | +559+39.6% | Added |
| Sunbelt Securities, Inc. | 1,975 | $440.0K | 0.08% | −598−23.2% | Reduced |
| Fulton Breakefield Broenniman LLC | 1,973 | $440.0K | 0.04% | +920+87.4% | Added |
| BlueSky Wealth Advisors, LLC | 1,990 | $443.0K | 0.09% | +70+3.6% | Added |
| Pendal Group Limited | 1,998 | $445.0K | 0.00% | −872−30.4% | Reduced |
| Ironwood Investment Management LLC | 1,995 | $445.0K | 0.24% | 00.0% | Unchanged |
| Acropolis Investment Management, LLC | 1,995 | $445.0K | 0.04% | +51+2.6% | Added |
| Colonial River Wealth Management, LLC | 1,999 | $445.0K | 0.26% | +193+10.7% | Added |
| West Bancorporation Inc | 1,996 | $445.0K | 0.28% | +628+45.9% | Added |
| Blueprint Investment Partners LLC | 1,997 | $445.0K | 0.11% | +1,997 | New |
| First Community Trust NA | 2,000 | $446.0K | 0.42% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $446.0K | 0.22% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 2,000 | $446.0K | 0.09% | +2,000 | New |
| Quaero Capital S.A. | 2,000 | $446.0K | 0.28% | +2,000 | New |
| SevenOneSeven Capital Management | 2,008 | $447.0K | 0.93% | −28−1.4% | Reduced |
| Bank Hapoalim BM | 2,008 | $447.0K | 0.05% | −10−0.5% | Reduced |
| Private Portfolio Partners LLC | 2,007 | $447.4K | 0.11% | +2,007 | New |
| Trustco Bank Corp N Y | 2,013 | $448.0K | 0.44% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 2,009 | $448.0K | 0.15% | +300+17.6% | Added |
| Burns J W & Co Inc | 2,015 | $449.0K | 0.07% | −50−2.4% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,015 | $449.0K | 0.16% | −10.0% | Reduced |
| Total Investment Management Inc | 2,014 | $449.0K | 0.09% | 00.0% | Unchanged |
| BFT Financial Group, LLC | 2,015 | $449.0K | 0.07% | +2,015 | New |
| Barnett & Company, Inc. | 2,025 | $451.0K | 0.32% | 00.0% | Unchanged |
| Pacitti Group Inc. | 2,025 | $451.0K | 0.30% | +2+0.1% | Added |
| Range Financial Group LLC | 2,024 | $451.0K | 0.29% | +13+0.6% | Added |
| Magnus Financial Group LLC | 2,031 | $452.0K | 0.08% | +152+8.1% | Added |
| Wall Street Access Asset Management, LLC | 2,043 | $455.0K | 0.25% | −21−1.0% | Reduced |
| Woodmont Investment Counsel LLC | 2,045 | $456.0K | 0.05% | −1,125−35.5% | Reduced |
| Mountain Pacific Investment Advisers Inc | 2,048 | $456.0K | 0.03% | +10.0% | Added |
| Garrett Investment Advisors LLC | 2,046 | $456.0K | 0.11% | +139+7.3% | Added |
| Titus Wealth Management | 2,055 | $458.0K | 0.21% | +430+26.5% | Added |
| Jones Financial Companies LLLP | 2,058 | $459.0K | 0.00% | −78−3.7% | Reduced |
| Missouri Trust & Investment Co | 2,064 | $460.0K | 0.27% | −245−10.6% | Reduced |
| GHP Investment Advisors, Inc. | 2,063 | $460.0K | 0.03% | −4−0.2% | Reduced |
| Beach Investment Counsel Inc | 2,066 | $460.0K | 0.05% | +105+5.4% | Added |
| Traverso Chambers Private Wealth Management, LLC | 2,070 | $461.0K | 0.14% | +8+0.4% | Added |
| Arcus Capital Partners, LLC | 2,079 | $463.0K | 0.16% | +16+0.8% | Added |
| Kowal Investment Group, LLC | 2,079 | $463.0K | 0.14% | +413+24.8% | Added |
| Gillespie Robinson & Grimm Inc | 2,082 | $464.0K | 0.04% | −133−6.0% | Reduced |
| Cooper Financial Group | 2,086 | $465.0K | 0.18% | −3−0.1% | Reduced |
| Sterling Investment Advisors, Ltd. | 2,086 | $465.0K | 0.13% | +10.0% | Added |
| Berger Financial Group, Inc | 2,086 | $465.0K | 0.06% | +217+11.6% | Added |
| Game Plan Financial Advisors, LLC | 2,095 | $467.0K | 0.28% | 00.0% | Unchanged |
| Financial Consulate, Inc | 2,100 | $468.0K | 0.18% | 00.0% | Unchanged |
| Townsend Asset Management Corp | 2,107 | $470.0K | 0.23% | 00.0% | Unchanged |
| StrategIQ Financial Group, LLC | 2,108 | $470.0K | 0.05% | +203+10.7% | Added |
| Derbend Asset Management | 2,284 | $472.0K | 0.46% | 00.0% | Unchanged |
| Greenwich Wealth Management LLC | 2,116 | $472.0K | 0.05% | +14+0.7% | Added |
| Childress Capital Advisors, LLC | 2,126 | $473.0K | 0.17% | +574+37.0% | Added |
| Longfellow Investment Management Co LLC | 2,119 | $473.0K | 0.08% | +2,119 | New |
| Ridgecrest Wealth Partners, LLC | 2,127 | $474.0K | 0.30% | −77−3.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 2,135 | $476.0K | 0.27% | +651+43.9% | Added |
| Verus Capital Partners, LLC | 2,191 | $476.0K | 0.07% | +2,191 | New |
| Marcum Wealth, LLC | 2,143 | $478.0K | 0.07% | −243−10.2% | Reduced |
| First Financial Corp | 2,145 | $478.0K | 0.29% | 00.0% | Unchanged |
| LVM Capital Management Ltd | 2,150 | $479.0K | 0.06% | −100−4.4% | Reduced |
| Keel Point, LLC | 2,148 | $479.0K | 0.07% | +183+9.3% | Added |
| Krane Funds Advisors LLC | 2,149 | $479.0K | 0.02% | +613+39.9% | Added |
| Accredited Investors Inc. | 2,154 | $480.0K | 0.04% | +274+14.6% | Added |
| Full Sail Capital, LLC | 2,162 | $482.0K | 0.04% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 2,168 | $483.0K | 0.28% | +5+0.2% | Added |
| Silicon Hills Wealth Management, LLC | 2,171 | $484.0K | 0.31% | −728−25.1% | Reduced |