Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CVA Family Office, LLC | 1,560 | $348.0K | 0.08% | +735+89.1% | Added |
| Wealth Management Associates, Inc. | 1,568 | $349.4K | 0.20% | −1,810−53.6% | Reduced |
| Planning Center, Inc. | 1,569 | $350.0K | 1.01% | −25−1.6% | Reduced |
| Sanford Advisory Services, LLC | 1,569 | $350.0K | 0.10% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,571 | $350.0K | 0.19% | +47+3.1% | Added |
| Lakeside Advisors, INC. | 1,575 | $351.0K | 0.26% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 1,580 | $352.0K | 0.19% | −35−2.2% | Reduced |
| Cypress Capital Management LLC | 1,578 | $352.0K | 0.04% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,579 | $352.0K | 0.15% | +9+0.6% | Added |
| Smith Shellnut Wilson LLC | 1,580 | $352.0K | 0.18% | +44+2.9% | Added |
| Tennessee Valley Asset Management Partners | 1,580 | $352.0K | 0.12% | +57+3.7% | Added |
| Affinity Capital Advisors, LLC | 1,584 | $353.0K | 0.11% | −98−5.8% | Reduced |
| Atalanta Sosnoff Capital, LLC | 1,584 | $353.0K | 0.01% | +453+40.1% | Added |
| Plancorp, LLC | 1,593 | $355.0K | 0.02% | −431−21.3% | Reduced |
| WealthTrust Axiom LLC | 1,600 | $356.0K | 0.11% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $356.0K | 0.10% | 00.0% | Unchanged |
| Ssi Investment Management LLC | 1,596 | $356.0K | 0.02% | +1,596 | New |
| IMS Capital Management | 1,600 | $357.0K | 0.19% | 00.0% | Unchanged |
| Krilogy Financial LLC | 1,610 | $358.0K | 0.04% | −17−1.0% | Reduced |
| Vishria Bird Financial Group, LLC | 1,606 | $358.0K | 0.20% | 00.0% | Unchanged |
| One Capital Management, LLC | 1,609 | $358.0K | 0.02% | +232+16.8% | Added |
| Glassman Wealth Services | 1,606 | $358.0K | 0.07% | +506+46.0% | Added |
| Camden National Bank | 1,612 | $359.0K | 0.07% | +87+5.7% | Added |
| Sovereign Financial Group, Inc. | 1,613 | $359.0K | 0.13% | +244+17.8% | Added |
| Montz Harcus Wealth Management LLC | 1,613 | $359.0K | 0.32% | +533+49.4% | Added |
| Bremer Bank National Association | 1,617 | $360.0K | 0.06% | 00.0% | Unchanged |
| Fairfield, Bush & Co. | 1,620 | $361.0K | 0.18% | 00.0% | Unchanged |
| Blodgett Wealth Advisors, LLC | 1,640 | $365.0K | 0.30% | +50+3.1% | Added |
| Gould Asset Management LLC | 1,640 | $365.0K | 0.10% | +200+13.9% | Added |
| Regent Peak Wealth Advisors LLC | 1,644 | $366.0K | 0.10% | +57+3.6% | Added |
| Lake Street Financial LLC | 1,647 | $367.0K | 0.07% | −203−11.0% | Reduced |
| Schulhoff & Co Inc | 1,650 | $367.0K | 0.15% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 1,648 | $367.0K | 0.04% | +98+6.3% | Added |
| Atlas Private Wealth Management | 1,654 | $369.0K | 0.21% | −11−0.7% | Reduced |
| Financial Advisors Network, Inc. | 1,656 | $369.0K | 0.09% | +1,656 | New |
| Annex Advisory Services, LLC | 1,661 | $370.0K | 0.03% | +1+0.1% | Added |
| Sunburst Financial Group, LLC | 1,667 | $371.0K | 0.18% | 00.0% | Unchanged |
| Ategra Capital Management, LLC | 1,672 | $372.7K | 0.17% | −464−21.7% | Reduced |
| First American Bank | 1,673 | $372.8K | 0.03% | 00.0% | Unchanged |
| LifeSteps Financial, Inc. | 1,674 | $373.0K | 0.28% | +90+5.7% | Added |
| Bender Robert & Associates | 1,672 | $373.0K | 0.11% | −25−1.5% | Reduced |
| Almanack Investment Partners, LLC. | 1,681 | $374.0K | 0.03% | −330−16.4% | Reduced |
| Smith Chas P & Associates Pa Cpas | 1,678 | $374.0K | 0.03% | 00.0% | Unchanged |
| Wendell David Associates Inc | 1,682 | $375.0K | 0.04% | 00.0% | Unchanged |
| American Money Management, LLC | 1,683 | $375.0K | 0.10% | +4+0.2% | Added |
| GYL Financial Synergies, LLC | 1,689 | $376.0K | 0.09% | +27+1.6% | Added |
| Abacus Wealth Partners, LLC | 1,690 | $376.5K | 0.17% | −182−9.7% | Reduced |
| Boston Common Asset Management, LLC | 1,697 | $378.0K | 0.02% | −202−10.6% | Reduced |
| Addison Capital Co | 1,698 | $378.0K | 0.18% | −10−0.6% | Reduced |
| Polaris Wealth Advisory Group, LLC | 1,752 | $378.0K | 0.03% | +189+12.1% | Added |
| FDx Advisors, Inc. | 1,697 | $378.0K | 0.01% | +468+38.1% | Added |
| Thomas Story & Son LLC | 1,700 | $379.0K | 0.15% | −8,400−83.2% | Reduced |
| Ramsay, Stattman, Vela & Price, Inc. | 1,700 | $379.0K | 0.07% | −50−2.9% | Reduced |
| Trinity Financial Advisors LLC | 1,700 | $379.0K | 0.24% | 00.0% | Unchanged |
| American Research & Management Co. | 1,706 | $380.0K | 0.08% | +6+0.4% | Added |
| North Star Asset Management Inc | 1,705 | $380.0K | 0.02% | +62+3.8% | Added |
| BigSur Wealth Management LLC | 1,710 | $381.0K | 0.15% | 00.0% | Unchanged |
| Guardian Wealth Advisors, LLC | 1,713 | $382.0K | 0.16% | +1,713 | New |
| Centiva Capital, LP | 1,717 | $383.0K | 0.02% | −6,544−79.2% | Reduced |
| Check Capital Management Inc | 1,717 | $383.0K | 0.03% | −33−1.9% | Reduced |
| WealthBridge Capital Management, LLC | 1,721 | $383.0K | 0.14% | +1+0.1% | Added |
| Hutchinson Capital Management | 1,726 | $385.0K | 0.09% | +10+0.6% | Added |
| Integrated Investment Consultants, LLC | 1,727 | $385.0K | 0.11% | +176+11.3% | Added |
| Dixon Hughes Goodman Wealth Advisors LLC | 1,738 | $387.0K | 0.11% | +907+109.1% | Added |
| Trust Co of Virginia | 1,742 | $388.0K | 0.04% | −500−22.3% | Reduced |
| Stokes Family Office, LLC | 1,742 | $388.0K | 0.05% | −172−9.0% | Reduced |
| Mark Stevens | 1,741 | $388.0K | 0.04% | −136−7.2% | Reduced |
| WMG Financial Advisors, LLC | 1,735 | $388.0K | 0.29% | +1,735 | New |
| Verity Asset Management, Inc. | 1,739 | $389.0K | 0.25% | −1,034−37.3% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,746 | $389.0K | 0.07% | −656−27.3% | Reduced |
| Landmark Financial Advisors, LLC | 1,801 | $390.0K | 0.19% | +92+5.4% | Added |
| MCF Advisors LLC | 1,755 | $391.0K | 0.04% | +1,755 | New |
| Archford Capital Strategies, LLC | 1,817 | $393.0K | 0.09% | −443−19.6% | Reduced |
| Marion Wealth Management | 1,764 | $393.0K | 0.19% | +9+0.5% | Added |
| Prestige Wealth Management Group LLC | 1,765 | $393.0K | 0.10% | +63+3.7% | Added |
| Raab & Moskowitz Asset Management LLC | 1,769 | $394.0K | 0.14% | +95+5.7% | Added |
| Sanders Morris Harris LLC | 1,775 | $395.0K | 0.08% | +200+12.7% | Added |
| Benchmark Wealth Management, LLC | 1,776 | $396.0K | 0.27% | +1+0.1% | Added |
| Forte Capital LLC | 1,919 | $397.0K | 0.05% | 00.0% | Unchanged |
| Benedict Financial Advisors Inc | 1,784 | $397.0K | 0.11% | −56−3.0% | Reduced |
| Wells Trecaso Financial Group, LLC | 1,780 | $397.0K | 0.18% | +235+15.2% | Added |
| RMR Wealth Builders | 1,781 | $397.0K | 0.09% | +369+26.1% | Added |
| Kaydan Wealth Management, Inc. | 1,786 | $398.0K | 0.18% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,787 | $398.0K | 0.04% | −70−3.8% | Reduced |
| David Loasby | 1,835 | $398.0K | 0.05% | −15−0.8% | Reduced |
| Novare Capital Management LLC | 1,792 | $399.0K | 0.04% | −50−2.7% | Reduced |
| Davidson Investment Advisors | 1,790 | $399.0K | 0.03% | 00.0% | Unchanged |
| Shoker Investment Counsel, Inc. | 1,799 | $400.0K | 0.20% | +11+0.6% | Added |
| Clear Street Markets LLC | 1,799 | $401.0K | 0.12% | −400−18.2% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,801 | $401.0K | 0.14% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $401.0K | 0.19% | 00.0% | Unchanged |
| MBA Advisors LLC | 1,805 | $402.0K | 0.25% | −29−1.6% | Reduced |
| Horst & Graben Wealth Management LLC | 1,802 | $402.0K | 0.10% | +10+0.6% | Added |
| Grove Bank & Trust | 1,805 | $402.0K | 0.08% | +104+6.1% | Added |
| Pinnacle Financial Group, LLC | 1,818 | $405.0K | 0.33% | +102+5.9% | Added |
| Dakota Wealth Management | 1,819 | $405.0K | 0.03% | +1,819 | New |
| Advisory Resource Group | 1,823 | $406.0K | 0.13% | 00.0% | Unchanged |
| Avestar Capital, LLC | 1,820 | $406.0K | 0.08% | +458+33.6% | Added |
| Vigilare Wealth Management | 1,825 | $407.0K | 0.33% | −87−4.6% | Reduced |
| Brightworth | 1,828 | $407.0K | 0.04% | −39−2.1% | Reduced |