Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First International Bank & Trust | 1,100 | $245.0K | 0.08% | −1,186−51.9% | Reduced |
| Yorktown Management & Research Co Inc | 1,101 | $245.0K | 0.21% | −99−8.3% | Reduced |
| Constitution Capital LLC | 1,100 | $245.0K | 0.13% | −100−8.3% | Reduced |
| ARS Wealth Advisors Group, LLC | 1,100 | $245.0K | 0.04% | −5−0.5% | Reduced |
| Vienna Asset Management LLC | 1,100 | $245.0K | 0.34% | +1,100 | New |
| West Family Investments, Inc. | 1,106 | $246.0K | 0.07% | −217−16.4% | Reduced |
| Exchange Capital Management, Inc. | 1,103 | $246.0K | 0.05% | −182−14.2% | Reduced |
| Bigelow Investment Advisors, LLC | 1,105 | $246.0K | 0.11% | +1,105 | New |
| SkyOak Wealth, LLC | 1,109 | $247.0K | 0.07% | 00.0% | Unchanged |
| Isthmus Partners, LLC | 1,112 | $248.0K | 0.04% | +5+0.5% | Added |
| Astoria Portfolio Advisors LLC. | 1,116 | $249.0K | 0.19% | +1,116 | New |
| Advisor Resource Council | 1,121 | $250.0K | 0.08% | −3,056−73.2% | Reduced |
| Kessler Investment Group, LLC | 1,119 | $250.0K | 0.15% | −24−2.1% | Reduced |
| Spring Capital Management, LLC | 1,120 | $250.0K | 0.20% | 00.0% | Unchanged |
| Symphony Financial, Ltd. Co. | 2,093 | $250.0K | 0.06% | +2,093 | New |
| Chesley Taft & Associates LLC | 1,160 | $251.0K | 0.01% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 1,125 | $251.0K | 0.15% | +2+0.2% | Added |
| McDaniel Terry & Co | 1,125 | $251.0K | 0.03% | +1,125 | New |
| Minot Wealth Management LLC | 1,129 | $252.0K | 0.05% | −500−30.7% | Reduced |
| Cheviot Value Management, LLC | 1,133 | $252.0K | 0.05% | 00.0% | Unchanged |
| Van Hulzen Asset Management, LLC | 1,135 | $253.0K | 0.03% | −17−1.5% | Reduced |
| Oakworth Capital, Inc. | 1,135 | $253.0K | 0.02% | 00.0% | Unchanged |
| MBL Wealth, LLC | 1,134 | $253.0K | 0.06% | +1,134 | New |
| Bennicas & Associates, Inc. | 1,150 | $256.0K | 0.13% | 00.0% | Unchanged |
| Baxter Bros Inc | 1,155 | $257.0K | 0.04% | 00.0% | Unchanged |
| NFP Retirement, Inc. | 1,155 | $257.6K | 0.06% | +143+14.1% | Added |
| Royal Capital Wealth Management, LLC | 1,158 | $258.0K | 0.25% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 1,157 | $258.0K | 0.03% | +1,157 | New |
| GSB Wealth Management, LLC | 1,164 | $259.0K | 0.08% | −249−17.6% | Reduced |
| Secure Asset Management, LLC | 1,161 | $259.0K | 0.12% | −12−1.0% | Reduced |
| Access Financial Services, Inc. | 1,164 | $259.0K | 0.12% | +1,164 | New |
| Basepoint Wealth LLC | 1,165 | $259.6K | 0.24% | +13+1.1% | Added |
| Executive Wealth Management, LLC | 1,171 | $260.0K | 0.03% | +14+1.2% | Added |
| Lumature Wealth Partners, LLC | 1,169 | $260.0K | 0.10% | +1,169 | New |
| Pacific Global Investment Management CO | 1,173 | $261.0K | 0.05% | +2+0.2% | Added |
| Mount Vernon Associates Inc | 1,176 | $262.0K | 0.25% | −200−14.5% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 1,177 | $262.0K | 0.02% | −189−13.8% | Reduced |
| Grimes & Company, Inc. | 1,174 | $262.0K | 0.01% | 00.0% | Unchanged |
| CapWealth Advisors, LLC | 1,176 | $262.0K | 0.03% | 00.0% | Unchanged |
| Doliver Advisors, LP | 1,181 | $263.0K | 0.08% | +1,181 | New |
| Maxele Advisors, LLC | 1,185 | $264.0K | 0.33% | −25−2.1% | Reduced |
| CJM Wealth Advisers, Ltd. | 1,191 | $265.4K | 0.18% | 00.0% | Unchanged |
| First Nebraska Trust Co | 1,192 | $265.6K | 0.03% | 00.0% | Unchanged |
| Stockman Wealth Management, Inc. | 1,196 | $266.0K | 0.06% | +2+0.2% | Added |
| Center For Asset Management LLC | 1,192 | $266.0K | 0.21% | +1+0.1% | Added |
| TruWealth Advisors, LLC | 1,196 | $266.0K | 0.03% | +13+1.1% | Added |
| Acorn Financial Advisory Services Inc | 1,193 | $266.0K | 0.05% | +54+4.7% | Added |
| Pinnacle Wealth Management Group, Inc. | 1,200 | $267.0K | 0.20% | 00.0% | Unchanged |
| Ardsley Advisory Partners LP | 1,200 | $267.0K | 0.05% | +1,200 | New |
| Fca Corp | 1,200 | $267.0K | 0.09% | +1,200 | New |
| Greenline Partners, LLC | 1,205 | $268.0K | 0.05% | 00.0% | Unchanged |
| Canal Capital Management, LLC | 1,201 | $268.0K | 0.07% | +37+3.2% | Added |
| Joel Isaacson & Co., LLC | 1,169 | $269.0K | 0.02% | +2+0.2% | Added |
| Meridian Wealth Advisors, LLC | 1,212 | $270.0K | 0.06% | +150+14.1% | Added |
| MUFG Securities EMEA plc | 1,214 | $271.0K | 0.01% | −140−10.3% | Reduced |
| Paulson Wealth Management Inc. | 1,215 | $271.0K | 0.12% | −25−2.0% | Reduced |
| OneAscent Wealth Management LLC | 1,215 | $271.0K | 0.13% | −20−1.6% | Reduced |
| Chelsea Counsel Co | 1,217 | $271.0K | 0.12% | 00.0% | Unchanged |
| WoodTrust Financial Corp | 1,214 | $271.0K | 0.06% | 00.0% | Unchanged |
| Vectors Research Management, LLC | 1,221 | $272.0K | 0.06% | −1,997−62.1% | Reduced |
| HNP Capital LLC | 1,221 | $272.0K | 0.06% | −1,997−62.1% | Reduced |
| Deuterium Capital Management, LLC | 1,227 | $273.0K | 0.35% | −1,024−45.5% | Reduced |
| Eclectic Associates Inc | 1,226 | $273.0K | 0.17% | −350−22.2% | Reduced |
| Resource Consulting Group Inc | 1,223 | $273.0K | 0.09% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 1,225 | $273.0K | 0.07% | +21+1.7% | Added |
| Beacon Financial Group | 1,219 | $273.0K | 0.04% | +74+6.5% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 1,223 | $273.0K | 0.11% | +247+25.3% | Added |
| Drive Wealth Management, LLC | 1,227 | $273.0K | 0.23% | +255+26.2% | Added |
| Cordatus Wealth Management LLC | 1,235 | $275.0K | 0.10% | −200−13.9% | Reduced |
| ASB Consultores, LLC | 1,233 | $275.0K | 0.12% | +3+0.2% | Added |
| Sandy Cove Advisors, LLC | 1,232 | $275.0K | 0.23% | +227+22.6% | Added |
| Herold Advisors, Inc. | 1,236 | $275.4K | 0.10% | +136+12.4% | Added |
| Chicago Partners Investment Group LLC | 1,334 | $277.0K | 0.02% | −9−0.7% | Reduced |
| Spartan Planning & Wealth Management | 1,243 | $277.0K | 0.35% | +1,243 | New |
| Cornerstone Advisory, LLC | 1,252 | $279.0K | 0.04% | −351−21.9% | Reduced |
| Selective Wealth Management, Inc. | 1,250 | $279.0K | 0.10% | −200−13.8% | Reduced |
| Oliver Luxxe Assets LLC | 1,250 | $279.0K | 0.07% | 00.0% | Unchanged |
| Beaumont Financial Partners, LLC | 1,251 | $279.0K | 0.02% | +12+1.0% | Added |
| Berkshire Asset Management LLC | 1,258 | $280.0K | 0.02% | +217+20.8% | Added |
| L.M. Kohn & Company | 1,258 | $281.0K | 0.11% | +1,258 | New |
| Graves-Light Private Wealth Management, Inc. | 1,265 | $282.0K | 0.04% | −76−5.7% | Reduced |
| Destination Wealth Management | 1,267 | $282.0K | 0.01% | 00.0% | Unchanged |
| Next Level Private LLC | 1,267 | $282.0K | 0.23% | +47+3.9% | Added |
| Northcape Wealth Management, LLC | 1,267 | $282.0K | 0.08% | +1,267 | New |
| Tectonic Advisors LLC | 1,271 | $283.0K | 0.05% | 00.0% | Unchanged |
| Kalos Management, Inc. | 1,278 | $284.0K | 0.19% | −80−5.9% | Reduced |
| Regatta Capital Group, LLC | 1,282 | $286.0K | 0.10% | −299−18.9% | Reduced |
| Means Investment Co., Inc. | 1,285 | $286.0K | 0.05% | −8−0.6% | Reduced |
| Exencial Wealth Advisors, LLC | 1,284 | $286.0K | 0.01% | +62+5.1% | Added |
| Hollencrest Capital Management | 1,294 | $288.0K | 0.03% | −1−0.1% | Reduced |
| Waters Parkerson & Co., LLC | 1,295 | $289.0K | 0.02% | −93−6.7% | Reduced |
| Thompson Davis & Co., Inc. | 1,300 | $290.0K | 0.35% | −100−7.1% | Reduced |
| Marietta Investment Partners LLC | 1,300 | $290.0K | 0.07% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 1,298 | $290.0K | 0.09% | +14+1.1% | Added |
| Future Financial Wealth Managment LLC | 1,308 | $291.0K | 0.24% | +413+46.1% | Added |
| Beacon Capital Management, LLC | 1,303 | $291.0K | 0.07% | +1,303 | New |
| Private Capital Group, LLC | 1,312 | $292.0K | 0.07% | −5−0.4% | Reduced |
| Petix & Botte Co | 1,312 | $292.0K | 0.09% | +1,312 | New |
| Monarch Capital Management Inc | 1,317 | $293.0K | 0.08% | 00.0% | Unchanged |
| Sage Investment Advisers LLC | 1,315 | $293.0K | 0.39% | +7+0.5% | Added |