Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sterling Manor Financial, LLC | 923 | $206.0K | 0.16% | −149−13.9% | Reduced |
| Citizens & Northern Corp | 925 | $206.0K | 0.08% | +925 | New |
| Sand Hill Global Advisors, LLC | 927 | $207.0K | 0.01% | +927 | New |
| Capital Directions Investment Advisors, LLC | 928 | $207.0K | 0.06% | +928 | New |
| Ballew Advisors, Inc | 947 | $207.0K | 0.16% | +947 | New |
| JSF Financial, LLC | 928 | $207.0K | 0.09% | +928 | New |
| JB Capital LLC | 929 | $207.0K | 0.02% | +929 | New |
| Linscomb & Williams, Inc. | 937 | $208.0K | 0.01% | −366−28.1% | Reduced |
| Occidental Asset Management, LLC | 934 | $208.0K | 0.05% | +934 | New |
| Teamwork Financial Advisors, LLC | 940 | $209.0K | 0.04% | −8,492−90.0% | Reduced |
| Hall Capital Management Co Inc | 943 | $210.0K | 0.12% | −50−5.0% | Reduced |
| Wedge Capital Management L L P | 944 | $210.0K | 0.00% | +944 | New |
| Keystone Financial Group | 943 | $210.0K | 0.04% | +943 | New |
| Westshore Wealth, LLC | 942 | $210.0K | 0.14% | +942 | New |
| Hamilton Capital, LLC | 945 | $211.0K | 0.01% | −1,638−63.4% | Reduced |
| Bar Harbor Trust Services | 947 | $211.0K | 0.06% | −77−7.5% | Reduced |
| Aire Advisors, LLC | 947 | $211.0K | 0.08% | +947 | New |
| Davidson Trust Co | 953 | $212.0K | 0.16% | −1,220−56.1% | Reduced |
| Abbot Financial Management, Inc. | 950 | $212.0K | 0.10% | +950 | New |
| Red Door Wealth Management, LLC | 952 | $212.0K | 0.07% | +952 | New |
| Sterling Financial Planning, Inc. | 950 | $212.0K | 0.13% | +950 | New |
| Schrum Private Wealth Management LLC | 1,015 | $213.0K | 0.21% | +5+0.5% | Added |
| Pettyjohn, Wood & White, Inc | 965 | $215.0K | 0.05% | +965 | New |
| Patten Group, Inc. | 967 | $215.0K | 0.06% | +967 | New |
| Commerzbank Aktiengesellschaft | 975 | $217.0K | 0.01% | +975 | New |
| Covestor Ltd | 978 | $218.0K | 0.15% | +576+143.3% | Added |
| South Shore Capital Advisors | 980 | $218.0K | 0.36% | +980 | New |
| Financial Perspectives, Inc | 980 | $218.4K | 0.10% | 00.0% | Unchanged |
| Legacy Financial Advisors, Inc. | 985 | $219.0K | 0.05% | +11+1.1% | Added |
| Bank of Stockton | 990 | $221.0K | 0.07% | −58−5.5% | Reduced |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $221.0K | 0.10% | 00.0% | Unchanged |
| Retirement Planning Group | 992 | $221.0K | 0.02% | 00.0% | Unchanged |
| Geneva Partners, LLC | 994 | $221.0K | 0.14% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 1,009 | $222.0K | 0.00% | −168,864−99.4% | Reduced |
| Teza Capital Management LLC | 996 | $222.0K | 0.08% | −2,409−70.7% | Reduced |
| Mengis Capital Management, Inc. | 997 | $222.0K | 0.04% | −25−2.4% | Reduced |
| Excalibur Management Corp | 997 | $222.0K | 0.10% | 00.0% | Unchanged |
| Callan Capital, LLC | 995 | $222.0K | 0.03% | +995 | New |
| Paces Ferry Wealth Advisors, LLC | 996 | $222.0K | 0.18% | +996 | New |
| Capital Group Private Client Services, Inc. | 995 | $222.0K | 0.00% | +995 | New |
| Silphium Asset Management Ltd | 1,000 | $222.8K | 0.26% | +1,000 | New |
| Payden & Rygel | 1,000 | $223.0K | 0.01% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 1,000 | $223.0K | 0.05% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $223.0K | 0.16% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 1,001 | $223.0K | 0.15% | +1+0.1% | Added |
| Options Solutions, LLC | 1,000 | $223.0K | 0.23% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $223.0K | 0.14% | 00.0% | Unchanged |
| Magnolia Capital Management Ltd | 1,000 | $223.0K | 0.18% | 00.0% | Unchanged |
| Miller Wealth Advisors, LLC | 1,000 | $223.0K | 0.14% | 00.0% | Unchanged |
| Redmont Wealth Advisors LLC | 1,000 | $223.0K | 0.24% | 00.0% | Unchanged |
| Cedar Brook Financial Partners, LLC | 1,001 | $223.0K | 0.06% | +1,001 | New |
| Kingsbury Capital Investment Advisors LLC | 1,001 | $223.0K | 0.25% | +1,001 | New |
| S&T Bank | 1,007 | $224.0K | 0.03% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 1,005 | $224.0K | 0.16% | 00.0% | Unchanged |
| M&R Capital Management Inc | 1,005 | $224.0K | 0.05% | +3+0.3% | Added |
| NTV Asset Management LLC | 1,003 | $224.0K | 0.04% | 00.0% | Unchanged |
| Hengehold Capital Management LLC | 1,010 | $225.0K | 0.03% | 00.0% | Unchanged |
| Salem Capital Management Inc | 1,016 | $226.0K | 0.13% | 00.0% | Unchanged |
| First National Bank of Omaha | 1,012 | $226.0K | 0.01% | +1,012 | New |
| Ifrah Financial Services, Inc. | 1,017 | $227.0K | 0.06% | +7+0.7% | Added |
| Quantamental Technologies LLC | 1,020 | $227.0K | 0.13% | +1,020 | New |
| Castleview Partners, LLC | 1,024 | $228.0K | 0.14% | −213,985−99.5% | Reduced |
| Gryphon Financial Partners LLC | 1,023 | $228.0K | 0.05% | +1,023 | New |
| Coastwise Capital Group, LLC | 1,024 | $228.0K | 0.28% | +1,024 | New |
| Fiduciary Group LLC | 1,116 | $229.0K | 0.03% | +61+5.8% | Added |
| Winthrop Advisory Group LLC | 1,028 | $229.0K | 0.05% | −12−1.2% | Reduced |
| Quent Capital, LLC | 1,026 | $229.0K | 0.04% | +65+6.8% | Added |
| Jag Capital Management, LLC | 1,000 | $232.0K | 0.02% | −558−35.8% | Reduced |
| Objective Capital Management, LLC | 1,043 | $232.0K | 0.18% | −13−1.2% | Reduced |
| Reitz Capital Advisors LLC | 1,050 | $234.0K | 0.17% | +25+2.4% | Added |
| E Fund Management Co., Ltd. | 1,056 | $235.0K | 0.01% | −140−11.7% | Reduced |
| Elk River Wealth Management, LLC | 1,054 | $235.0K | 0.05% | +1+0.1% | Added |
| Firethorn Wealth Partners, LLC | 1,057 | $235.0K | 0.18% | +9+0.9% | Added |
| Legacy Wealth Planning, LLC | 1,053 | $235.0K | 0.28% | +64+6.5% | Added |
| Tilia Fiduciary Partners, Inc. | 1,057 | $235.0K | 0.20% | +101+10.6% | Added |
| Certified Advisory Corp | 1,056 | $235.0K | 0.05% | +1,056 | New |
| Mogy Joel R Investment Counsel Inc | 1,060 | $236.0K | 0.02% | 00.0% | Unchanged |
| West Michigan Advisors, LLC | 1,064 | $237.0K | 0.17% | −179−14.4% | Reduced |
| Act Wealth Management, LLC | 1,066 | $237.0K | 0.13% | −25−2.3% | Reduced |
| Valmark Advisers, Inc. | 1,063 | $237.0K | 0.00% | −24−2.2% | Reduced |
| McGowan Group Asset Management, Inc. | 1,066 | $238.0K | 0.04% | −800−42.9% | Reduced |
| Bristlecone Advisors, LLC | 1,070 | $238.0K | 0.03% | +51+5.0% | Added |
| Riverview Trust Co | 1,067 | $238.0K | 0.18% | +299+38.9% | Added |
| Point72 Hong Kong Ltd | 1,070 | $238.0K | 0.02% | +1,070 | New |
| KC Investment Advisors, LLC | 1,068 | $238.0K | 0.16% | +1,068 | New |
| Canvas Wealth Advisors, LLC | 1,121 | $239.0K | 0.09% | −14−1.2% | Reduced |
| Rede Wealth, LLC | 1,074 | $239.0K | 0.11% | +1+0.1% | Added |
| Boston Family Office LLC | 1,072 | $239.0K | 0.02% | +1,072 | New |
| Keb Asset Management, LLC | 1,079 | $240.0K | 0.16% | −2,000−65.0% | Reduced |
| S.C. Financial Services, Inc. | 1,078 | $240.0K | 0.31% | +3+0.3% | Added |
| Consilium Wealth Advisory, LLC | 1,076 | $240.0K | 0.17% | −16−1.5% | Reduced |
| Greylin Investment Mangement Inc | 1,075 | $240.0K | 0.04% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 1,076 | $240.0K | 0.05% | 00.0% | Unchanged |
| Anchor Capital Advisors LLC | 1,080 | $241.0K | 0.01% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,079 | $241.0K | 0.07% | +20+1.9% | Added |
| Alesco Advisors LLC | 1,084 | $242.0K | 0.01% | 00.0% | Unchanged |
| BSW Wealth Partners | 1,087 | $242.0K | 0.06% | +1,087 | New |
| Hourglass Capital, LLC | 1,092 | $243.0K | 0.08% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,089 | $243.0K | 0.04% | +6+0.6% | Added |
| Warren Street Wealth Advisors, LLC | 1,096 | $244.0K | 0.21% | +24+2.2% | Added |