Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hyman Charles D | 159,286 | $35.5M | 2.24% | +763+0.5% | Added |
| Umb Bank N A | 160,872 | $35.8M | 0.47% | +7,077+4.6% | Added |
| Minneapolis Portfolio Management Group, LLC | 161,330 | $35.9M | 4.08% | −2,847−1.7% | Reduced |
| Varma Mutual Pension Insurance Co | 161,343 | $36.0M | 0.42% | +12,000+8.0% | Added |
| Robeco Institutional Asset Management B.V. | 162,188 | $36.1M | 0.09% | −141,739−46.6% | Reduced |
| Shellback Capital, LP | 163,005 | $36.3M | 4.81% | −136,995−45.7% | Reduced |
| Criteria Caixa, S.A.U. | 163,528 | $36.4M | 4.27% | +1,025+0.6% | Added |
| Heritage Investors Management Corp | 164,618 | $36.7M | 1.47% | +2,240+1.4% | Added |
| United Capital Financial Advisers, LLC | 165,103 | $36.8M | 0.18% | +5,056+3.2% | Added |
| Jane Street Group, LLC | 166,233 | $37.0M | 0.07% | −62,980−27.5% | Reduced |
| MetLife Investment Management | 168,081 | $37.5M | 0.24% | +48,564+40.6% | Added |
| CIBC World Markets Corp | 171,476 | $38.2M | 0.30% | +41,489+31.9% | Added |
| Bridgewater Associates, LP | 175,187 | $39.0M | 0.16% | +175,187 | New |
| Manning & Napier Group, LLC | 176,743 | $39.4M | 0.38% | −13,968−7.3% | Reduced |
| Nisa Investment Advisors, LLC | 177,429 | $39.5M | 0.28% | −27,096−13.2% | Reduced |
| American International Group, Inc. | 177,921 | $39.6M | 0.22% | −4,606−2.5% | Reduced |
| Standard Life Aberdeen plc | 177,652 | $39.8M | 0.10% | −37,077−17.3% | Reduced |
| Rockefeller Capital Management L.P. | 178,793 | $39.8M | 0.19% | +33,185+22.8% | Added |
| Blair William & Co | 180,076 | $40.1M | 0.14% | −5,706−3.1% | Reduced |
| Man Group plc | 181,912 | $40.5M | 0.14% | −250,573−57.9% | Reduced |
| Chiron Investment Management, LLC | 185,623 | $41.4M | 4.86% | −13,712−6.9% | Reduced |
| Financial Counselors Inc | 186,398 | $41.5M | 0.86% | +6,363+3.5% | Added |
| Abeille Asset Management SA | 186,562 | $41.6M | 1.19% | +175,619+1,604.9% | Added |
| Country Trust Bank | 188,324 | $42.0M | 1.17% | −16,311−8.0% | Reduced |
| AXA S.A. | 192,202 | $42.8M | 0.12% | −8,154−4.1% | Reduced |
| Bollard Group LLC | 193,077 | $43.0M | 1.38% | −1,150−0.6% | Reduced |
| Royal London Asset Management Ltd | 195,516 | $43.6M | 0.17% | +617+0.3% | Added |
| Franklin Resources Inc | 200,942 | $44.8M | 0.02% | −333,740−62.4% | Reduced |
| Calamos Advisors LLC | 201,371 | $44.9M | 0.17% | +26,864+15.4% | Added |
| Janus Henderson Group PLC | 202,864 | $45.2M | 0.02% | +52,180+34.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 207,778 | $46.3M | 0.21% | +22,443+12.1% | Added |
| M&T Bank Corp | 210,365 | $46.9M | 0.21% | +11,349+5.7% | Added |
| Gateway Investment Advisers LLC | 210,998 | $47.0M | 0.46% | −23,754−10.1% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 212,568 | $47.4M | 0.23% | +42,609+25.1% | Added |
| Clark Capital Management Group, Inc. | 215,210 | $48.0M | 0.54% | +6,854+3.3% | Added |
| ING Groep NV | 217,463 | $48.5M | 0.49% | −8,455−3.7% | Reduced |
| Bluestein R H & Co | 221,987 | $49.5M | 2.07% | −3,745−1.7% | Reduced |
| Bank of Nova Scotia | 227,742 | $50.7M | 0.09% | −45,649−16.7% | Reduced |
| Truist Financial Corp | 231,781 | $51.6M | 0.08% | +3,880+1.7% | Added |
| Vontobel Holding Ltd. | 232,641 | $51.9M | 0.45% | +92,108+65.5% | Added |
| Conning Inc. | 234,628 | $52.2M | 1.42% | −16,772−6.7% | Reduced |
| Tocqueville Asset Management L.P. | 236,005 | $52.6M | 0.79% | +52,855+28.9% | Added |
| Treasurer of the State of North Carolina | 238,366 | $53.1M | 0.29% | +870+0.4% | Added |
| Storebrand Asset Management AS | 243,825 | $54.3M | 0.26% | −9,386−3.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 244,673 | $54.5M | 0.09% | +52,410+27.3% | Added |
| Canada Pension Plan Investment Board | 247,389 | $55.1M | 0.07% | −298,034−54.6% | Reduced |
| Factory Mutual Insurance Co | 250,800 | $55.9M | 0.76% | 00.0% | Unchanged |
| Voya Investment Management LLC | 260,715 | $58.1M | 0.12% | −10,650−3.9% | Reduced |
| Alyeska Investment Group, L.P. | 264,430 | $58.9M | 0.65% | +264,430 | New |
| Pictet Asset Management SA | 268,695 | $59.9M | 0.07% | +4,189+1.6% | Added |
| Janney Montgomery Scott LLC | 270,259 | $60.2M | 0.26% | −748−0.3% | Reduced |
| Allianz Asset Management GmbH | 276,735 | $61.7M | 0.05% | −111,910−28.8% | Reduced |
| AQR Capital Management LLC | 283,430 | $63.2M | 0.12% | +1,644+0.6% | Added |
| Fort Washington Investment Advisors Inc | 283,879 | $63.3M | 0.40% | +4,333+1.6% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $64.1M | 0.76% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 289,517 | $64.5M | 0.19% | −829,899−74.1% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 290,529 | $64.7M | 0.15% | −11,947−3.9% | Reduced |
| Swedbank AB | 291,124 | $64.9M | 0.12% | +459+0.2% | Added |
| Advisor Group Holdings, Inc. | 307,940 | $65.1M | 0.13% | +4,942+1.6% | Added |
| Fullerton Fund Management Co Ltd. | 296,933 | $66.2M | 3.50% | +225,458+315.4% | Added |
| Asset Management One Co.,Ltd. | 297,247 | $66.2M | 0.26% | −11,067−3.6% | Reduced |
| Ensign Peak Advisors, Inc | 299,119 | $66.6M | 0.14% | +342+0.1% | Added |
| Huntington National Bank | 302,573 | $67.4M | 0.62% | +14,200+4.9% | Added |
| BNP Paribas Arbitrage, SA | 303,761 | $67.7M | 0.13% | +70,566+30.3% | Added |
| Nordea Investment Management AB | 308,652 | $69.1M | 0.09% | +7,961+2.6% | Added |
| D. E. Shaw & Co., Inc. | 310,422 | $69.2M | 0.09% | −917,347−74.7% | Reduced |
| State of New Jersey Common Pension Fund D | 318,921 | $71.1M | 0.23% | −856−0.3% | Reduced |
| Ardevora Asset Management LLP | 320,377 | $71.4M | 0.93% | −60,157−15.8% | Reduced |
| Two Sigma Advisers, LP | 321,300 | $71.6M | 0.19% | −1,416,500−81.5% | Reduced |
| Public Employees Retirement System of Ohio | 322,813 | $71.9M | 0.25% | −10,644−3.2% | Reduced |
| Susquehanna International Group, LLP | 326,131 | $72.7M | 0.11% | −273,918−45.6% | Reduced |
| Toronto Dominion Bank | 326,365 | $72.7M | 0.11% | −25,897−7.4% | Reduced |
| Victory Capital Management Inc | 348,726 | $73.4M | 0.07% | −21,717−5.9% | Reduced |
| Fifth Third Bancorp | 331,156 | $73.8M | 0.30% | +9,206+2.9% | Added |
| Chevy Chase Trust Holdings, Inc. | 332,160 | $74.0M | 0.26% | +584+0.2% | Added |
| Nomura Asset Management Co Ltd | 336,514 | $75.0M | 0.41% | −1,403−0.4% | Reduced |
| Korea Investment CORP | 340,736 | $75.9M | 0.19% | +76,100+28.8% | Added |
| First Republic Investment Management, Inc. | 355,561 | $79.2M | 0.17% | +22,497+6.8% | Added |
| AMF Pensionsforsakring AB | 359,387 | $80.1M | 0.59% | +37,619+11.7% | Added |
| First Trust Advisors LP | 363,359 | $81.0M | 0.08% | +888+0.2% | Added |
| State of Tennessee, Treasury Department | 372,273 | $83.0M | 0.32% | +32,568+9.6% | Added |
| Retirement Systems of Alabama | 383,439 | $85.4M | 0.31% | −3,530−0.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 386,155 | $86.0M | 0.16% | +85,727+28.5% | Added |
| Mn Services Vermogensbeheer B.V. | 390,528 | $87.0M | 0.58% | −25,700−6.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 398,291 | $88.7M | 0.11% | −45,684−10.3% | Reduced |
| State of Wisconsin Investment Board | 400,363 | $89.2M | 0.19% | +56,522+16.4% | Added |
| HighTower Advisors, LLC | 402,466 | $89.6M | 0.20% | −2,048−0.5% | Reduced |
| STRS Ohio | 404,667 | $90.2M | 0.33% | +399+0.1% | Added |
| Adage Capital Partners GP, L.L.C. | 404,904 | $90.2M | 0.17% | −127,800−24.0% | Reduced |
| Zacks Investment Management | 422,383 | $94.1M | 1.31% | +22,967+5.8% | Added |
| Great West Life Assurance Co | 406,274 | $94.4M | 0.20% | −25,686−5.9% | Reduced |
| Commonwealth Equity Services, LLC | 431,318 | $96.1M | 0.22% | +7,535+1.8% | Added |
| Natixis | 444,025 | $98.9M | 0.34% | −23,313−5.0% | Reduced |
| DekaBank Deutsche Girozentrale | 447,057 | $100.0M | 0.25% | +176,711+65.4% | Added |
| Bessemer Group Inc | 452,601 | $100.8M | 0.21% | +431,985+2,095.4% | Added |
| Vaughan Nelson Investment Management, L.P. | 459,738 | $102.4M | 1.16% | +459,738 | New |
| Rothschild & Co Asset Management US Inc. | 476,987 | $106.3M | 1.36% | +14,576+3.2% | Added |
| Congress Asset Management Co | 542,275 | $120.8M | 1.03% | +14,444+2.7% | Added |
| Old Republic International Corporation | 548,500 | $122.2M | 2.48% | −18,500−3.3% | Reduced |
| Natixis Advisors, L.P. | 550,465 | $122.7M | 0.47% | +156,989+39.9% | Added |