Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Marco Investment Management LLC | 72,842 | $16.2M | 1.65% | +5,595+8.3% | Added |
| Janney Capital Management LLC | 73,794 | $16.4M | 1.17% | +721+1.0% | Added |
| Westpac Banking Corp | 73,924 | $16.5M | 0.19% | −19,006−20.5% | Reduced |
| Kovitz Investment Group Partners, LLC | 74,373 | $16.6M | 0.32% | +4,245+6.1% | Added |
| Capital International Ltd | 74,413 | $16.6M | 0.94% | +46,262+164.3% | Added |
| FineMark National Bank & Trust | 74,706 | $16.6M | 0.66% | +1,122+1.5% | Added |
| Norinchukin Bank, The | 74,915 | $16.7M | 0.22% | +2,859+4.0% | Added |
| Public Sector Pension Investment Board | 75,901 | $16.9M | 0.11% | −14,360−15.9% | Reduced |
| Westchester Capital Management, Inc. | 75,905 | $16.9M | 4.36% | −261−0.3% | Reduced |
| Mutual of America Capital Management LLC | 76,738 | $17.1M | 0.18% | +764+1.0% | Added |
| Ossiam | 77,009 | $17.2M | 0.45% | +49,518+180.1% | Added |
| Old National Bancorp | 77,087 | $17.2M | 0.63% | +294+0.4% | Added |
| Swiss Life Asset Management Ltd | 77,224 | $17.2M | 0.24% | −2,340−2.9% | Reduced |
| Kestra Advisory Services, LLC | 77,254 | $17.2M | 0.18% | +4,447+6.1% | Added |
| Mackay Shields LLC | 77,754 | $17.3M | 0.15% | −3,054−3.8% | Reduced |
| Jennison Associates LLC | 79,574 | $17.7M | 0.01% | −33,055−29.3% | Reduced |
| First National Trust Co | 80,015 | $17.8M | 0.92% | +11,300+16.4% | Added |
| Cutler Investment Counsel LLC | 83,404 | $18.6M | 2.58% | +2,416+3.0% | Added |
| British Columbia Investment Management Corp | 83,609 | $18.6M | 0.12% | −12,669−13.2% | Reduced |
| Banco Santander, S.A. | 84,232 | $18.8M | 0.20% | −197−0.2% | Reduced |
| Stock Yards Bank & Trust Co | 84,842 | $18.9M | 1.05% | +3,175+3.9% | Added |
| IFM Investors Pty Ltd | 85,017 | $18.9M | 0.29% | +13,262+18.5% | Added |
| Simplex Trading, LLC | 86,290 | $19.2M | 0.61% | +86,290 | New |
| Levin Capital Strategies, L.P. | 87,259 | $19.4M | 1.91% | 00.0% | Unchanged |
| Gulf International Bank (UK) Ltd | 87,400 | $19.5M | 0.29% | 00.0% | Unchanged |
| Comerica Bank | 83,792 | $19.7M | 0.14% | +824+1.0% | Added |
| Public Employees Retirement Association of Colorado | 89,103 | $19.9M | 0.09% | −6,957−7.2% | Reduced |
| CIBC World Markets Inc. | 89,533 | $19.9M | 0.07% | +24,757+38.2% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 93,998 | $20.1M | 0.80% | +590+0.6% | Added |
| Private Advisor Group, LLC | 90,397 | $20.1M | 0.15% | +2,307+2.6% | Added |
| Tiaa, FSB | 91,802 | $20.4M | 0.07% | +65,202+245.1% | Added |
| Front Barnett Associates LLC | 91,883 | $20.5M | 2.06% | +1,492+1.7% | Added |
| Employees Retirement System of Texas | 92,000 | $20.5M | 0.24% | 00.0% | Unchanged |
| Congress Wealth Management LLC | 94,628 | $21.1M | 0.46% | +16,137+20.6% | Added |
| Regions Financial Corp | 94,768 | $21.1M | 0.17% | −250.0% | Reduced |
| State of Alaska, Department of Revenue | 95,236 | $21.2M | 0.22% | −3,945−4.0% | Reduced |
| Chartwell Investment Partners, LLC | 96,065 | $21.4M | 0.71% | −13,609−12.4% | Reduced |
| Erste Asset Management GmbH | 96,193 | $21.5M | 0.41% | +52,984+122.6% | Added |
| Chilton Capital Management LLC | 96,388 | $21.5M | 1.13% | +1,868+2.0% | Added |
| Asahi Life Asset Management Co., Ltd. | 96,552 | $21.5M | 2.96% | +5,026+5.5% | Added |
| Utah Retirement Systems | 96,558 | $21.5M | 0.29% | −1,800−1.8% | Reduced |
| Daiwa Securities Group Inc. | 85,878 | $21.6M | 0.14% | +3,792+4.6% | Added |
| Glenmede Trust Co NA | 98,477 | $21.9M | 0.11% | −10,200−9.4% | Reduced |
| Busey Wealth Management | 98,930 | $22.0M | 0.88% | −790−0.8% | Reduced |
| Paralel Advisors LLC | 100,000 | $22.3M | 1.23% | 00.0% | Unchanged |
| Tredje AP-fonden | 100,112 | $22.3M | 0.46% | +3,200+3.3% | Added |
| Xponance, Inc. | 100,332 | $22.4M | 0.37% | +408+0.4% | Added |
| Associated Banc-Corp | 101,487 | $22.6M | 0.87% | −2,317−2.2% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 101,774 | $22.7M | 0.08% | −5,265−4.9% | Reduced |
| Thrivent Financial for Lutherans | 103,477 | $22.8M | 0.04% | −22,691−18.0% | Reduced |
| Mariner, LLC | 102,573 | $22.9M | 0.09% | +53,422+108.7% | Added |
| Citadel Advisors LLC | 103,102 | $23.0M | 0.03% | −155,242−60.1% | Reduced |
| Colony Group LLC | 103,782 | $23.1M | 0.35% | +5,624+5.7% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 105,277 | $23.5M | 0.14% | −10,688−9.2% | Reduced |
| Edmond de Rothschild Holding S.A. | 105,518 | $23.5M | 0.52% | +39,526+59.9% | Added |
| Bradley Foster & Sargent Inc | 108,297 | $24.1M | 0.52% | +1,101+1.0% | Added |
| Vaughan David Investments LLC | 108,535 | $24.2M | 0.71% | +166+0.2% | Added |
| Sabal Trust CO | 109,617 | $24.4M | 1.69% | +2,456+2.3% | Added |
| Nichols & Pratt Advisers LLP | 109,971 | $24.5M | 1.78% | −1,510−1.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 111,036 | $24.7M | 0.05% | +18,203+19.6% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 111,481 | $24.8M | 0.10% | −32,720−22.7% | Reduced |
| Rathbone Brothers plc | 112,002 | $25.0M | 0.25% | +24,768+28.4% | Added |
| MML Investors Services, LLC | 113,281 | $25.2M | 0.18% | +5,212+4.8% | Added |
| Ilmarinen Mutual Pension Insurance Co | 114,000 | $25.4M | 0.32% | +54,000+90.0% | Added |
| Adams Diversified Equity Fund, Inc. | 115,100 | $25.6M | 1.02% | 00.0% | Unchanged |
| Forsta Ap-Fonden | 117,100 | $26.1M | 0.30% | −4,200−3.5% | Reduced |
| Wesleyan Assurance Society | 118,550 | $26.4M | 3.22% | +800+0.7% | Added |
| Yousif Capital Management, LLC | 120,914 | $26.9M | 0.29% | +1,407+1.2% | Added |
| Natixis Investment Managers International | 121,050 | $27.0M | 0.47% | +121,050 | New |
| InterOcean Capital Group, LLC | 125,198 | $27.9M | 1.20% | +49,092+64.5% | Added |
| S&CO Inc | 126,864 | $28.3M | 1.98% | −655−0.5% | Reduced |
| Tower Research Capital LLC (TRC) | 127,126 | $28.3M | 0.27% | +64,359+102.5% | Added |
| Gabelli Funds LLC | 128,265 | $28.6M | 0.19% | −370−0.3% | Reduced |
| Assenagon Asset Management S.A. | 130,298 | $29.0M | 0.09% | −135,808−51.0% | Reduced |
| M&G Investment Management Ltd | 132,732 | $29.6M | 0.06% | +57,233+75.8% | Added |
| Foundry Partners, LLC | 135,332 | $30.2M | 1.54% | +10,940+8.8% | Added |
| USS Investment Management Ltd | 135,989 | $30.3M | 0.25% | +9,259+7.3% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 136,369 | $30.4M | 0.30% | −16,380−10.7% | Reduced |
| State of Michigan Retirement System | 136,472 | $30.4M | 0.18% | +296+0.2% | Added |
| Vantage Investment Partners, LLC | 136,500 | $30.4M | 1.52% | +136,500 | New |
| National Bank of Canada | 134,268 | $30.6M | 0.12% | +74,443+124.4% | Added |
| DnB Asset Management AS | 140,851 | $31.4M | 0.19% | +14,558+11.5% | Added |
| Handelsbanken Fonder AB | 141,632 | $31.6M | 0.18% | −3,125−2.2% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 141,402 | $31.6M | 0.43% | +13,409+10.5% | Added |
| Amalgamated Bank | 142,184 | $31.7M | 0.25% | +3,874+2.8% | Added |
| Amalgamated Financial Corp. | 142,184 | $31.7M | 0.25% | +142,184 | New |
| Meyer Handelman Co | 142,216 | $31.7M | 1.22% | −200−0.1% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 142,472 | $31.7M | 0.67% | +17,326+13.8% | Added |
| Teacher Retirement System of Texas | 143,006 | $31.9M | 0.16% | −31,567−18.1% | Reduced |
| Aviva PLC | 143,363 | $31.9M | 0.16% | −192,897−57.4% | Reduced |
| Creative Planning | 143,713 | $32.0M | 0.05% | +10,108+7.6% | Added |
| Susquehanna Fundamental Investments, LLC | 143,823 | $32.0M | 0.62% | +27,623+23.8% | Added |
| Russell Investments Group, Ltd. | 144,047 | $32.1M | 0.06% | +4,088+2.9% | Added |
| United Services Automobile Association | 144,112 | $32.1M | 0.60% | 00.0% | Unchanged |
| Willis Investment Counsel | 145,658 | $32.5M | 1.72% | −346−0.2% | Reduced |
| Arizona State Retirement System | 148,434 | $33.1M | 0.27% | −1,508−1.0% | Reduced |
| Group One Trading, L.P. | 149,238 | $33.3M | 0.73% | +1,888+1.3% | Added |
| Glenview Trust Co | 151,101 | $33.7M | 1.09% | +10,151+7.2% | Added |
| Commerce Bank | 153,271 | $34.2M | 0.23% | −41,461−21.3% | Reduced |
| Keybank National Association | 154,663 | $34.5M | 0.15% | −3,147−2.0% | Reduced |